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深度学习神经网络预测减肥手术后的严重并发症:对斯堪的纳维亚肥胖手术登记数据的分析

Deep Learning Neural Networks to Predict Serious Complications After Bariatric Surgery: Analysis of Scandinavian Obesity Surgery Registry Data.

作者信息

Cao Yang, Montgomery Scott, Ottosson Johan, Näslund Erik, Stenberg Erik

机构信息

Clinical Epidemiology and Biostatistics, School of Medical Sciences, Örebro University, Örebro, Sweden.

Clinical Epidemiology Division, Department of Medicine, Karolinska Institutet, Stockholm, Sweden.

出版信息

JMIR Med Inform. 2020 May 8;8(5):e15992. doi: 10.2196/15992.

Abstract

BACKGROUND

Obesity is one of today's most visible public health problems worldwide. Although modern bariatric surgery is ostensibly considered safe, serious complications and mortality still occur in some patients.

OBJECTIVE

This study aimed to explore whether serious postoperative complications of bariatric surgery recorded in a national quality registry can be predicted preoperatively using deep learning methods.

METHODS

Patients who were registered in the Scandinavian Obesity Surgery Registry (SOReg) between 2010 and 2015 were included in this study. The patients who underwent a bariatric procedure between 2010 and 2014 were used as training data, and those who underwent a bariatric procedure in 2015 were used as test data. Postoperative complications were graded according to the Clavien-Dindo classification, and complications requiring intervention under general anesthesia or resulting in organ failure or death were considered serious. Three supervised deep learning neural networks were applied and compared in our study: multilayer perceptron (MLP), convolutional neural network (CNN), and recurrent neural network (RNN). The synthetic minority oversampling technique (SMOTE) was used to artificially augment the patients with serious complications. The performances of the neural networks were evaluated using accuracy, sensitivity, specificity, Matthews correlation coefficient, and area under the receiver operating characteristic curve.

RESULTS

In total, 37,811 and 6250 patients were used as the training data and test data, with incidence rates of serious complication of 3.2% (1220/37,811) and 3.0% (188/6250), respectively. When trained using the SMOTE data, the MLP appeared to have a desirable performance, with an area under curve (AUC) of 0.84 (95% CI 0.83-0.85). However, its performance was low for the test data, with an AUC of 0.54 (95% CI 0.53-0.55). The performance of CNN was similar to that of MLP. It generated AUCs of 0.79 (95% CI 0.78-0.80) and 0.57 (95% CI 0.59-0.61) for the SMOTE data and test data, respectively. Compared with the MLP and CNN, the RNN showed worse performance, with AUCs of 0.65 (95% CI 0.64-0.66) and 0.55 (95% CI 0.53-0.57) for the SMOTE data and test data, respectively.

CONCLUSIONS

MLP and CNN showed improved, but limited, ability for predicting the postoperative serious complications after bariatric surgery in the Scandinavian Obesity Surgery Registry data. However, the overfitting issue is still apparent and needs to be overcome by incorporating intra- and perioperative information.

摘要

背景

肥胖是当今全球最突出的公共卫生问题之一。尽管现代减肥手术表面上被认为是安全的,但仍有一些患者会出现严重并发症甚至死亡。

目的

本研究旨在探讨能否使用深度学习方法在术前预测国家质量登记处记录的减肥手术严重术后并发症。

方法

纳入2010年至2015年在斯堪的纳维亚肥胖手术登记处(SOReg)登记的患者。2010年至2014年接受减肥手术的患者用作训练数据,2015年接受减肥手术的患者用作测试数据。术后并发症根据Clavien-Dindo分类进行分级,需要在全身麻醉下干预或导致器官衰竭或死亡的并发症被视为严重并发症。本研究应用并比较了三种监督式深度学习神经网络:多层感知器(MLP)、卷积神经网络(CNN)和循环神经网络(RNN)。采用合成少数过采样技术(SMOTE)人为增加严重并发症患者的数据。使用准确率、灵敏度、特异性、马修斯相关系数和受试者工作特征曲线下面积评估神经网络的性能。

结果

总共37811例和6250例患者分别用作训练数据和测试数据,严重并发症发生率分别为3.2%(1220/37811)和3.0%(188/6250)。当使用SMOTE数据进行训练时,MLP表现出较好的性能,曲线下面积(AUC)为0.84(95%CI 0.83 - 0.85)。然而,其在测试数据上的性能较低,AUC为0.54(95%CI 0.53 - 0.55)。CNN的性能与MLP相似。其在SMOTE数据和测试数据上的AUC分别为0.79(95%CI 0.78 - 0.80)和0.5

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/ba04/7244994/85d71605de4d/medinform_v8i5e15992_fig1.jpg

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