Xiong Shoucong, Zhou Hongdi, He Shuai, Zhang Leilei, Xia Qi, Xuan Jianping, Shi Tielin
School of Mechanical Science and Engineering, Huazhong University of Science and Technology, Wuhan 430074, China.
School of Mechanical Engineering, Hubei University of Technology, Wuhan 430068, China.
Sensors (Basel). 2020 Sep 2;20(17):4965. doi: 10.3390/s20174965.
Accidental failures of rotating machinery components such as rolling bearings may trigger the sudden breakdown of the whole manufacturing system, thus, fault diagnosis is vital in industry to avoid these massive economical costs and casualties. Since convolutional neural networks (CNN) are poor in extracting reliable features from original signal data, the time-frequency analysis method is usually called for to transform 1D signal into a 2D time-frequency coefficient matrix in which richer information could be exposed more easily. However, realistic fault diagnosis applications face a dilemma in that signal time-frequency analysis and fault classification cannot be implemented together, which means manual signal conversion work is also needed, which reduces the integrity and robustness of the fault diagnosis method. In this paper, a novel network named WPT-CNN is proposed for end-to-end intelligent fault diagnosis of rolling bearings. WPT-CNN creatively uses the standard deep neural network structure to realize the wavelet packet transform (WPT) time-frequency analysis function, which seamlessly integrates fault diagnosis domain knowledge into deep learning algorithms. The overall network architecture can be trained with gradient descent backpropagation algorithms, indicating that the time-frequency analysis module of WPT-CNN is also able to learn the dataset characteristics, adaptively representing signal information in the most suitable way. Two experimental rolling bearing fault datasets were used to validate the proposed method. Testing results showed that WPT-CNN obtained the testing accuracies of 99.73% and 99.89%, respectively, in two datasets, which exhibited a better and more reliable diagnosis performance than any other existing deep learning and machine learning methods.
滚动轴承等旋转机械部件的意外故障可能会引发整个制造系统的突然故障,因此,故障诊断对于工业界避免这些巨大的经济成本和人员伤亡至关重要。由于卷积神经网络(CNN)在从原始信号数据中提取可靠特征方面表现不佳,通常需要使用时频分析方法将一维信号转换为二维时频系数矩阵,在该矩阵中可以更轻松地揭示更丰富的信息。然而,实际的故障诊断应用面临一个困境,即信号时频分析和故障分类无法同时实现,这意味着还需要人工进行信号转换工作,这降低了故障诊断方法的完整性和鲁棒性。本文提出了一种名为WPT-CNN的新型网络,用于滚动轴承的端到端智能故障诊断。WPT-CNN创造性地使用标准深度神经网络结构来实现小波包变换(WPT)时频分析功能,将故障诊断领域知识无缝集成到深度学习算法中。整个网络架构可以使用梯度下降反向传播算法进行训练,这表明WPT-CNN的时频分析模块也能够学习数据集特征,以最合适的方式自适应地表示信号信息。使用两个实验性滚动轴承故障数据集对所提出的方法进行了验证。测试结果表明,WPT-CNN在两个数据集中分别获得了99.73%和99.89%的测试准确率,与任何其他现有的深度学习和机器学习方法相比,其诊断性能更好、更可靠。