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医学研究中的虚假陈述与责任

Misrepresentation and responsibility in medical research.

作者信息

Engler R L, Covell J W, Friedman P J, Kitcher P S, Peters R M

机构信息

Department of Medicine, University of California, San Diego 92093.

出版信息

N Engl J Med. 1987 Nov 26;317(22):1383-9. doi: 10.1056/NEJM198711263172205.

Abstract

Early in 1985, after being questioned about duplicate data in two of his papers, Robert A. Slutsky, M.D., resigned his appointments as a radiology resident (trainee) and nonsalaried associate clinical professor in the Department of Radiology at the University of California, San Diego. During the following year, faculty committees investigated Slutsky's entire bibliography of 137 articles published in seven years; 77 (including reviews) were classified as valid, 48 were judged questionable, and 12 were deemed fraudulent. The majority of these papers were published while Slutsky was a research or clinical trainee in cardiology, nuclear medicine, and then radiology. Our analysis of this case leads us to conclude that research fraud, although probably rare, in view of the size of the research establishment, may evade detection, and that there are scientists prepared to run the appreciable risk of submitting inaccurate statements for publication. Sophisticated dishonesty can escape detection by peer review and replication. The emphasis on competition and the pressure to produce, while intended to advance the discovery of truth, may foster a conflict between personal career goals and the intellectual motivation of scientists to seek the truth. The scientific community needs to address the issues raised by recent reports of fraud. Each institution and granting agency must have procedures for investigating suspected fraud or unethical practices, procedures that protect both the person who reports such practices and the accused person from premature disclosure. As we heighten awareness, we must avoid a "witch hunt." Deterrence of research fraud is clearly needed, but institution of practices that might stifle originality or discourage cooperative research would be counterproductive.

摘要

1985年初,在被问及他两篇论文中的重复数据问题后,医学博士罗伯特·A·斯卢茨基辞去了他在加利福尼亚大学圣地亚哥分校放射科担任的放射学住院医师(实习生)和无薪临床副教授职务。在接下来的一年里,教师委员会调查了斯卢茨基七年内发表的137篇文章的全部文献目录;77篇(包括综述)被归类为有效,48篇被判定有问题,12篇被认为是欺诈性的。这些论文中的大多数是在斯卢茨基作为心脏病学、核医学以及后来的放射学研究或临床实习生期间发表的。我们对这个案例的分析使我们得出结论,研究欺诈尽管可能很少见,但鉴于研究机构的规模,可能会逃避检测,而且有科学家准备冒相当大的风险提交不准确的陈述以供发表。复杂的不诚实行为可以通过同行评审和重复实验逃避检测。对竞争的强调和产出的压力,虽然旨在推动真理的发现,但可能会在个人职业目标与科学家追求真理的智力动机之间引发冲突。科学界需要解决近期欺诈报告提出的问题。每个机构和资助机构都必须有调查疑似欺诈或不道德行为的程序,这些程序要保护举报此类行为的人和被指控的人不被过早披露。在我们提高认识的同时,必须避免“政治迫害”。显然需要威慑研究欺诈行为,但建立可能扼杀原创性或阻碍合作研究的做法将适得其反。

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