Lee R D
Department of Economics, University of California, Berkeley 94720.
Demography. 1987 Nov;24(4):443-65.
Human population dynamics, at least until the past century, have probably been governed by homeostasis and in this resembled those of other animals. Because human population homeostasis was probably substantially weaker than among large mammals, its operation has been less obvious. Nonetheless, the empirical evidence for advanced agriculturalists is compelling. Unlike animals, the human population has tended toward equilibria that have been tending upward at an accelerating rate. The acceleration might reflect long-run positive feedback between density and technological progress, as Boserup has suggested. Because homeostasis was weak, its role in shorter run historical explantation is limited; its force was gentle and easily overwhelmed by other particular influences. Malthusian oscillation, in the sense of distinctive medium-run dynamics arising from homeostasis, probably did not occur. And because homeostasis was weak, density dependence can in principle explain only a minute proportion of the annual variation in population growth rates. Yet homeostasis plays an essential role in demographic theory. Without it, we are incapable of explaining population size and change over time except by recounting a mindless chronology of events back to the beginning of humanity--whenever that was. Without it, we cannot explain the response of population growth to economic growth. Without it, we cannot explain recovery from catastrophe or the rapid natural increase in many frontier regions. Without it, we cannot properly analyze the influence of climatic variation and other partially density-independent factors. Our basic understanding of human history requires a grasp of what homeostasis can explain and what it cannot. A homeostatic approach to population dynamics also leads to questions about the roles of reproductive norms and institutions, not just whether they encourage high or low fertility, but whether they make natural increase responsive to resource abundance. And if they do, whether they strike the balance of population and the means of subsistence at a relatively prosperous or impoverished level. Such considerations may contribute to an understanding of broad preindustrial differences among the regions of the world in densities, average levels of vital rates, and living standards--which was very much how Malthus viewed the matter. Ordinary homeostatic tendencies essentially vanish in the course of economic development, and they were probably all but gone from much of Europe by the end of the 19th century.(ABSTRACT TRUNCATED AT 400 WORDS)
至少直到上个世纪,人类人口动态可能一直受稳态调控,在这方面与其他动物相似。由于人类人口稳态可能比大型哺乳动物的稳态要弱得多,其作用并不那么明显。然而,对于先进农业社会的经验证据是令人信服的。与动物不同,人类人口倾向于达到一种以加速速率上升的平衡状态。这种加速可能反映了如博塞鲁普所提出的,密度与技术进步之间的长期正反馈。由于稳态较弱,它在短期历史解释中的作用有限;其力量较为温和,容易被其他特定影响因素所压倒。从稳态产生独特的中期动态意义上来说,马尔萨斯式振荡可能并未发生。而且由于稳态较弱,密度依赖性原则上只能解释人口增长率年度变化中极小的一部分。然而,稳态在人口理论中起着至关重要的作用。没有它,我们就无法解释人口规模以及随时间的变化,除非只是罗列从人类起源(无论那是什么时候)开始的一系列无意义的事件。没有它,我们无法解释人口增长对经济增长的反应。没有它,我们无法解释从灾难中的恢复或许多边境地区的快速自然增长。没有它,我们无法正确分析气候变化和其他部分与密度无关的因素的影响。我们对人类历史的基本理解需要把握稳态能够解释什么以及不能解释什么。一种关于人口动态的稳态方法也会引发关于生殖规范和制度作用的问题,不仅涉及它们是鼓励高生育率还是低生育率,还涉及它们是否使自然增长对资源丰富程度做出反应。如果它们确实如此,它们是否在相对繁荣或贫困的水平上实现了人口与生存手段的平衡。这些考虑因素可能有助于理解世界各地区在工业化前的密度、生命率平均水平和生活标准方面的广泛差异——马尔萨斯基本上就是这样看待这个问题的。在经济发展过程中,普通的稳态趋势基本消失,到19世纪末,它们可能在欧洲大部分地区几乎已经消失。(摘要截断于400字)