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在设计基于基因型的召回研究时,平衡科学利益和参与者的权利。

Balancing scientific interests and the rights of participants in designing a recall by genotype study.

机构信息

Institute for Biomedicine, Eurac Research, Affiliated Institute of the University of Lübeck, Bolzano, Italy.

Department of Public Health and Caring Sciences, Center for Research Ethics and Bioethics, Uppsala University, Uppsala, Sweden.

出版信息

Eur J Hum Genet. 2021 Jul;29(7):1146-1157. doi: 10.1038/s41431-021-00860-7. Epub 2021 May 13.

Abstract

Recall by genotype (RbG) studies aim to better understand the phenotypes that correspond to genetic variants of interest, by recruiting carriers of such variants for further phenotyping. RbG approaches pose major ethical and legal challenges related to the disclosure of possibly unwanted genetic information. The Cooperative Health Research in South Tyrol (CHRIS) study is a longitudinal cohort study based in South Tyrol, Italy. Demand has grown for CHRIS study participants to be enrolled in RbG studies, thus making the design of a suitable ethical framework a pressing need. We here report upon the design of a pilot RbG study conducted with CHRIS study participants. By reviewing the literature and by consulting relevant stakeholders (CHRIS participants, clinical geneticists, ethics board, GPs), we identified key ethical issues in RbG approaches (e.g. complexity of the context, communication of genetic results, measures to further protect participants). The design of the pilot was based on a feasibility assessment, the selection of a suitable test case within the ProtectMove Research Unit on reduced penetrance of hereditary movement disorders, and the development of appropriate recruitment and communication strategies. An empirical study was embedded in the pilot study with the aim of understanding participants' views on RbG. Our experience with the pilot study in CHRIS allowed us to contribute to the development of best practices and policies for RbG studies by drawing recommendations: addressing the possibility of RbG in the original consent, implementing tailored communication strategies, engaging stakeholders, designing embedded empirical studies, and sharing research experiences and methodology.

摘要

基于基因型的召回(RbG)研究旨在通过招募携带此类变体的携带者进行进一步表型分析,从而更好地了解与感兴趣的遗传变体相对应的表型。RbG 方法提出了与披露可能不需要的遗传信息相关的重大伦理和法律挑战。合作卫生研究在南蒂罗尔(CHRIS)研究是意大利南蒂罗尔的一项纵向队列研究。对 CHRIS 研究参与者被招募参加 RbG 研究的需求不断增长,因此设计合适的伦理框架迫在眉睫。我们在此报告了一项针对 CHRIS 研究参与者进行的试点 RbG 研究的设计。通过审查文献并咨询相关利益相关者(CHRIS 参与者、临床遗传学家、伦理委员会、全科医生),我们确定了 RbG 方法中的关键伦理问题(例如,背景的复杂性、遗传结果的沟通、进一步保护参与者的措施)。试点设计基于可行性评估,在 ProtectMove 遗传性运动障碍低外显率研究单位内选择合适的测试案例,并制定适当的招募和沟通策略。一项实证研究被嵌入到试点研究中,旨在了解参与者对 RbG 的看法。我们在 CHRIS 试点研究中的经验使我们能够通过提出建议为 RbG 研究制定最佳实践和政策做出贡献:在原始同意书中考虑 RbG 的可能性,实施量身定制的沟通策略,让利益相关者参与进来,设计嵌入式实证研究,以及分享研究经验和方法。

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