Division of Nursing, Midwifery and Social Work, School of Health Sciences, Faculty of Biology, Medicine and Health, University of Manchester, Manchester Academic Health Science Centre, Manchester, UK.
Clinical Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, UK.
Implement Sci. 2021 May 14;16(1):53. doi: 10.1186/s13012-021-01122-2.
Using frameworks such as the Behaviour Change Wheel to develop behaviour change interventions can be challenging because judgement is needed at various points in the process and it is not always clear how uncertainties can be resolved. We propose a transparent and systematic three-phase process to transition from a research evidence base to a behaviour change intervention. The three phases entail evidence synthesis, stakeholder involvement and decision-making. We present the systematic development of an intervention to enhance the quality of psychological treatment delivered by telephone, as a worked example of this process.
In phase 1 (evidence synthesis), we propose that the capabilities (C), opportunities (O) and motivations (M) model of behaviour change (COM-B) can be used to support the synthesis of a varied corpus of empirical evidence and to identify domains to be included in a proposed behaviour change intervention. In phase 2 (stakeholder involvement), we propose that formal consensus procedures (e.g. the RAND Health/University of California-Los Angeles Appropriateness Methodology) can be used to facilitate discussions of proposed domains with stakeholder groups. In phase 3 (decision-making), we propose that behavioural scientists identify (with public/patient input) intervention functions and behaviour change techniques using the acceptability, practicability, effectiveness/cost-effectiveness, affordability, safety/side-effects and equity (APEASE) criteria.
The COM-B model was a useful tool that allowed a multidisciplinary research team, many of whom had no prior knowledge of behavioural science, to synthesise effectively a varied corpus of evidence (phase 1: evidence synthesis). The RAND Health/University of California-Los Angeles Appropriateness Methodology provided a transparent means of involving stakeholders (patients, practitioners and key informants in the present example), a structured way in which they could identify which of 93 domains identified in phase 1 were essential for inclusion in the intervention (phase 2: stakeholder involvement). Phase 3 (decision-making) was able to draw on existing Behaviour Change Wheel resources to revisit phases 1 and 2 and facilitate agreement among behavioural scientists on the final intervention modules. Behaviour changes were required at service, practitioner, patient and community levels.
Frameworks offer a foundation for intervention development but require additional elucidation at each stage of the process. The decisions adopted in this study are designed to provide an example on how to resolve challenges while designing a behaviour change intervention. We propose a three-phase process, which represents a transparent and systematic framework for developing behaviour change interventions in any setting.
使用行为改变车轮等框架来开发行为改变干预措施可能具有挑战性,因为在过程的各个点都需要判断,并且并不总是清楚如何解决不确定性。我们提出了一个透明和系统的三阶段过程,从研究证据基础过渡到行为改变干预措施。这三个阶段包括证据综合、利益相关者参与和决策。我们提出了一种系统的干预措施开发方法,以提高通过电话提供的心理治疗质量,作为该过程的一个实例。
在第 1 阶段(证据综合)中,我们建议行为改变的能力(C)、机会(O)和动机(M)模型(COM-B)可用于支持对各种实证证据的综合,并确定拟议行为改变干预措施中包含的领域。在第 2 阶段(利益相关者参与)中,我们建议可以使用正式的共识程序(例如 RAND 健康/加利福尼亚大学洛杉矶分校适宜性方法)来促进与利益相关者群体讨论拟议的领域。在第 3 阶段(决策)中,我们建议行为科学家使用可接受性、实用性、有效性/成本效益、可负担性、安全性/副作用和公平性(APEASE)标准来确定(在公众/患者的投入下)干预功能和行为改变技术。
COM-B 模型是一种有用的工具,使一个多学科研究团队能够有效地综合各种证据(第 1 阶段:证据综合),其中许多团队对行为科学没有事先的了解。RAND 健康/加利福尼亚大学洛杉矶分校适宜性方法为利益相关者(患者、从业者和本示例中的关键信息提供者)提供了一种透明的参与方式,为他们提供了一种结构化的方式,可以确定在第 1 阶段确定的 93 个领域中哪些是干预措施必不可少的(第 2 阶段:利益相关者参与)。第 3 阶段(决策)能够利用现有的行为改变车轮资源重新审视第 1 阶段和第 2 阶段,并促进行为科学家就最终的干预模块达成一致。需要在服务、从业者、患者和社区层面进行行为改变。
框架为干预措施的开发提供了基础,但在过程的每个阶段都需要进一步阐明。本研究中采用的决策旨在提供一个示例,说明如何在设计行为改变干预措施时解决挑战。我们提出了一个三阶段的过程,这是在任何环境中开发行为改变干预措施的透明和系统框架。