Association for Socially Applicable Research, Pune, India
Duke Global Health Institute, Duke University, Durham, North Carolina, USA.
BMJ Glob Health. 2021 Jun;6(6). doi: 10.1136/bmjgh-2021-005202.
In the ongoing COVID-19 pandemic, countries across the globe undertook several stringent movement restrictions to prevent the virus spread. In April 2020, around 3.9 billion people in 90 countries were contained in their homes. Discourse on the ethical questions raised by such restrictions while historically rich is absent when it comes to pragmatic policy considerations by the decision-makers. Drawing from the existing literature, we present a unified ethical principles-pragmatic considerations-policy indicators framework flexibly applicable across different countries and contexts to assess the ethical soundness of movement-restricting policies. Our framework consolidates 11 unique but related ethical principles (harm, justifiability, proportionality, least restrictive means, utility efficiency, reciprocity, transparency, relevance, equity, accountability, and cost and feasibility). We mapped each ethical principle to answerable questions or pragmatic considerations to subsequently generate 34 policy indicators. These policy indicators can help policymakers and health practitioners to decide the ethically substantiated initiation of movement restrictions, monitor progress and systematically evaluate the imposed restrictions. As an example, we applied the framework to evaluate the first two phases of the largest lockdown (March-May 2020) implemented nationwide in India for its adherence to ethical principles. The policy indicators revealed ethical lapses in proportionality, utility efficiency and accountability for India's lockdown that should be focused on in subsequent restrictions. The framework possesses value towards ensuring that movement-restrictive public health interventions across different parts of the world in the ongoing pandemic and possible future outbreaks are ethically sound.
在持续的 COVID-19 大流行中,全球各国采取了多项严格的行动限制措施来防止病毒传播。2020 年 4 月,全球约有 90 个国家的 39 亿人被限制在家中。尽管这种限制引发的伦理问题在历史上是丰富的,但决策者在考虑实际政策时却没有考虑到这些问题。我们从现有文献中提取了一个统一的伦理原则-实际考虑-政策指标框架,该框架灵活适用于不同国家和背景,用于评估限制行动的政策的伦理合理性。我们的框架整合了 11 个独特但相关的伦理原则(伤害、正当性、相称性、最不限制手段、效用效率、互惠、透明度、相关性、公平性、问责制以及成本和可行性)。我们将每个伦理原则映射到可回答的问题或实际考虑因素,以随后生成 34 个政策指标。这些政策指标可以帮助政策制定者和卫生从业者决定在伦理上合理地启动行动限制,监测进展并系统地评估所施加的限制。例如,我们应用该框架评估了印度在全国范围内实施的最大封锁(2020 年 3 月至 5 月)的前两个阶段,以评估其对伦理原则的遵守情况。政策指标揭示了印度封锁在相称性、效用效率和问责制方面的伦理失误,在随后的限制中应予以关注。该框架在确保世界不同地区在当前大流行和未来可能爆发的情况下实施的限制行动具有伦理合理性方面具有价值。