Zhang Fan, Sun Wenlei, Wang Hongwei, Xu Tiantian
School of Mechanical Engineering, Xinjiang University, Urumqi 830047, China.
Entropy (Basel). 2021 Jun 23;23(7):794. doi: 10.3390/e23070794.
The working environment of wind turbine gearboxes is complex, complicating the effective monitoring of their running state. In this paper, a new gearbox fault diagnosis method based on improved variational mode decomposition (IVMD), combined with time-shift multi-scale sample entropy (TSMSE) and a sparrow search algorithm-based support vector machine (SSA-SVM), is proposed. Firstly, a novel algorithm, IVMD, is presented for solving the problem where VMD parameters ( and ) need to be selected in advance, which mainly contains two steps: the maximum kurtosis index is employed to preliminarily determine a series of local optimal decomposition parameters ( and ), then from the local parameters, the global optimum parameters are selected based on the minimum energy loss coefficient (ELC). After decomposition by IVMD, the raw signal is divided into intrinsic mode functions (IMFs), the optimal IMF(s) with abundant fault information is (are) chosen based on the minimum envelopment entropy criterion. Secondly, the time-shift technique is introduced to information entropy, the time-shift multi-scale sample entropy algorithm is applied for the analysis of the complexity of the chosen optimal IMF and extract fault feature vectors. Finally, the sparrow search algorithm, which takes the classification error rate of SVM as the fitness function, is used to adaptively optimize the SVM parameters. Next, the extracted TSMSEs are input into the SSA-SVM model as the feature vector to identify the gear signal types under different conditions. The simulation and experimental results confirm that the proposed method is feasible and superior in gearbox fault diagnosis when compared with other methods.
风力发电机组齿轮箱的工作环境复杂,使得对其运行状态进行有效监测变得困难。本文提出了一种基于改进变分模态分解(IVMD)、结合时移多尺度样本熵(TSMSE)和基于麻雀搜索算法的支持向量机(SSA-SVM)的齿轮箱故障诊断新方法。首先,提出了一种新颖的算法IVMD,用于解决VMD参数( 和 )需要预先选择的问题,该算法主要包括两个步骤:采用最大峰度指数初步确定一系列局部最优分解参数( 和 ),然后从这些局部参数中,基于最小能量损失系数(ELC)选择全局最优参数。通过IVMD分解后,原始信号被分解为 个固有模态函数(IMF),基于最小包络熵准则选择具有丰富故障信息的最优IMF。其次,将时移技术引入信息熵,应用时移多尺度样本熵算法分析所选最优IMF的复杂性并提取故障特征向量。最后,以SVM的分类错误率为适应度函数的麻雀搜索算法用于自适应优化SVM参数。接下来,将提取的TSMSE作为特征向量输入到SSA-SVM模型中,以识别不同工况下的齿轮信号类型。仿真和实验结果表明,与其他方法相比,该方法在齿轮箱故障诊断中是可行且优越的。