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政府规制下煤炭企业资源整合的演化博弈分析。

Evolutionary game analysis of coal enterprise resource integration under government regulation.

机构信息

School of Economics and Management, China University of Mining and Technology, Xuzhou, 221116, People's Republic of China.

College of Mechanical and Vehicle Engineering, Hunan University, Changsha, 410082, People's Republic of China.

出版信息

Environ Sci Pollut Res Int. 2022 Jan;29(5):7127-7152. doi: 10.1007/s11356-021-15503-z. Epub 2021 Sep 1.

Abstract

Resource integration of coal enterprises is conducive to reducing pollution and carbon emissions, thus alleviating environmental problems such as global warming. Government regulation has a great influence on enterprise behavior. Therefore, it is necessary to analyze the strategies of government and coal enterprises in resource integration. Based on the perspective of government regulation, this paper discusses how to guide and restrict coal enterprises to conduct resource integration behavior, and whether the government supervises this behavior. First, through empirical research, government regulations of coal enterprises are given practical policy implications. Second, using evolutionary game and simulation technology, from the perspective of government regulation, we explore the complex behavioral interaction mechanism between the dominant and inferior coal enterprises, the mechanism between the government and coal enterprises, and analyze the impact of key factors on the dynamic evolution process. Finally, the sensitivity analysis of the selected parameters is discussed in details, which provides useful decision-making suggestions for the government and enterprises. In addition, this paper further analyzes the impact of different government policies on coal enterprises' green innovation strategies. Results demonstrate that (1) when the power gap between enterprises is large, the probability of dominant enterprises choosing resource integration converges to 1, while the probability of inferior enterprises converges to 0. Therefore, government regulations are invalid for inferior enterprises; (2) the combination of government regulations can help improve the efficiency of coal enterprises' strategic choices. With the increase in the intensity of government rewards and punishments, the probability of enterprise resource integration evolves from 0 to 1; (3) excessive government regulations make the choice between the government and coal companies tend to swing, because the probability of the two is between 0 and 1. Therefore, excessive government regulations cannot effectively achieve resource integration and government regulation. (4) The government subsidy strategy is less effective than the government's pollution penalty strategy in promoting the green innovation of enterprises. Our research shows that the government should choose different policy combinations and intensities to regulate resource integration according to the market power of coal enterprises, which provides theoretical reference and practical guidance for the government to regulate corporate resource integration behavior.

摘要

煤炭企业的资源整合有利于减少污染和碳排放,从而缓解全球变暖等环境问题。政府监管对企业行为有很大影响。因此,有必要分析政府和煤炭企业在资源整合中的策略。基于政府监管的视角,本文探讨了如何引导和制约煤炭企业进行资源整合行为,以及政府是否对这种行为进行监督。首先,通过实证研究,为煤炭企业的政府监管提供了实际的政策启示。其次,利用演化博弈和仿真技术,从政府监管的角度,探讨了优势和劣势煤炭企业之间、政府与煤炭企业之间的复杂行为互动机制,分析了关键因素对动态演化过程的影响。最后,详细讨论了所选参数的敏感性分析,为政府和企业提供了有益的决策建议。此外,本文还进一步分析了不同政府政策对煤炭企业绿色创新策略的影响。结果表明:(1)当企业间的权力差距较大时,优势企业选择资源整合的概率趋于 1,劣势企业的概率趋于 0。因此,政府监管对劣势企业无效;(2)政府监管的组合可以帮助提高煤炭企业战略选择的效率。随着政府奖惩力度的增加,企业资源整合的概率从 0 增加到 1;(3)政府过度监管使得政府和煤炭企业之间的选择趋于波动,因为两者的概率在 0 和 1 之间。因此,过度的政府监管并不能有效地实现资源整合和政府监管;(4)政府补贴策略在促进企业绿色创新方面不如政府污染罚款策略有效。研究表明,政府应根据煤炭企业的市场势力选择不同的政策组合和强度来调节资源整合,为政府调节企业资源整合行为提供了理论参考和实践指导。

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