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同行评审的透明度:一项对社会科学和人文科学领域主编的半结构化访谈研究

Transparency of peer review: a semi-structured interview study with chief editors from social sciences and humanities.

作者信息

Karhulahti Veli-Matti, Backe Hans-Joachim

机构信息

Faculty of Humanities and Social Sciences, University of Jyväskylä, Jyväskylä, Finland.

Department of Digital Design, IT University of Copenhagen, Copenhagen, Denmark.

出版信息

Res Integr Peer Rev. 2021 Nov 18;6(1):13. doi: 10.1186/s41073-021-00116-4.

Abstract

BACKGROUND

Open peer review practices are increasing in medicine and life sciences, but in social sciences and humanities (SSH) they are still rare. We aimed to map out how editors of respected SSH journals perceive open peer review, how they balance policy, ethics, and pragmatism in the review processes they oversee, and how they view their own power in the process.

METHODS

We conducted 12 pre-registered semi-structured interviews with editors of respected SSH journals. Interviews consisted of 21 questions and lasted an average of 67 min. Interviews were transcribed, descriptively coded, and organized into code families.

RESULTS

SSH editors saw anonymized peer review benefits to outweigh those of open peer review. They considered anonymized peer review the "gold standard" that authors and editors are expected to follow to respect institutional policies; moreover, anonymized review was also perceived as ethically superior due to the protection it provides, and more pragmatic due to eased seeking of reviewers. Finally, editors acknowledged their power in the publication process and reported strategies for keeping their work as unbiased as possible.

CONCLUSIONS

Editors of SSH journals preferred the benefits of anonymized peer review over open peer and acknowledged the power they hold in the publication process during which authors are almost completely disclosed to editorial bodies. We recommend journals to communicate the transparency elements of their manuscript review processes by listing all bodies who contributed to the decision on every review stage.

摘要

背景

开放同行评审在医学和生命科学领域日益普遍,但在社会科学和人文科学(SSH)领域仍然少见。我们旨在梳理备受尊敬的SSH期刊编辑如何看待开放同行评审,他们在监督的评审过程中如何平衡政策、伦理和务实性,以及他们如何看待自己在此过程中的权力。

方法

我们对备受尊敬的SSH期刊编辑进行了12次预先登记的半结构化访谈。访谈包含21个问题,平均持续67分钟。访谈内容被转录、进行描述性编码并整理成代码家族。

结果

SSH编辑认为匿名同行评审的益处超过开放同行评审。他们将匿名同行评审视为作者和编辑应遵循以尊重机构政策的“黄金标准”;此外,匿名评审因其提供的保护而在伦理上被视为更优越,并且由于更容易找到评审人员而更务实。最后,编辑们承认他们在出版过程中的权力,并报告了使他们的工作尽可能保持公正的策略。

结论

SSH期刊编辑更喜欢匿名同行评审而非开放同行评审的益处,并承认他们在出版过程中所拥有的权力,在此过程中作者几乎完全向编辑机构披露。我们建议期刊通过列出在每个评审阶段参与决策的所有机构来传达其稿件评审过程的透明度要素。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/6e8f/8600855/0fcfdb4bb492/41073_2021_116_Fig1_HTML.jpg

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