School of Biomedical Engineering, Dalhousie University, Halifax, Nova Scotia, Canada.
Faculty of Computer Science, Dalhousie University, Halifax, Nova Scotia, Canada.
J Orthop Res. 2023 Feb;41(2):335-344. doi: 10.1002/jor.25363. Epub 2022 May 22.
Knee osteoarthritis patient phenotyping is relevant to developing targeted treatments and assessing the treatment efficacy of total knee arthroplasty (TKA). This study aimed to identify clusters among TKA candidates based on demographic and knee mechanic features during gait, and compare gait changes between clusters postoperatively. TKA patients underwent 3D gait analysis 1-week pre (n = 134) and 1-year post-TKA (n = 105). Principal component analysis was applied to frontal and sagittal knee angle and moment waveforms, extracting major patterns of variability. Age, sex, body mass index, gait speed, and frontal and sagittal pre-TKA angle and moment PC scores previously identified as relevant to TKA outcomes were standardized (mean = 0, SD = 1, [134 × 15]). Multidimensional scaling and machine learning-based hierarchical clustering were applied. Final clusters were validated by examining intercluster differences pre-TKA and gait feature changes (Post - Pre ) by k-way Χ and ANOVA tests. Four TKA candidate phenotypes yielded optimum clustering metrics, interpreted as higher and lower functioning clusters that were predominantly male and female. Higher functioning clusters pre-TKA (clusters 1 and 4) had more dynamic sagittal flexion moment (p < 0.001) and frontal plane adduction moment (p < 0.001) loading/un-loading patterns during stance. Post-TKA, higher functioning clusters demonstrated less knee mechanic improvements during gait (flexion angle p < 0.001; flexion moment p < 0.001). TKA candidates can be characterized by four clusters, predominately separated by sex and knee joint biomechanics. Post-TKA knee kinematics and kinetics improvements were cluster-specific; lower functioning clusters experienced more improvement. Cluster-based patient profiling may aid in triaging and developing OA management and surgical strategies meeting group-level function needs.
膝关节骨关节炎患者表型与靶向治疗的发展和全膝关节置换术(TKA)的疗效评估有关。本研究旨在根据步态时的人口统计学和膝关节力学特征,在 TKA 候选者中确定聚类,并比较术后聚类之间的步态变化。TKA 患者在术前 1 周(n=134)和术后 1 年(n=105)接受了 3D 步态分析。主成分分析应用于额状面和矢状面膝关节角度和力矩波形,提取主要的变异性模式。先前被认为与 TKA 结果相关的年龄、性别、体重指数、步态速度以及额状面和矢状面术前角度和力矩 PC 得分被标准化(均值=0,标准差=1,[134×15])。多维缩放和基于机器学习的层次聚类被应用。通过 k-way Χ 和 ANOVA 检验,检查术前和步态特征变化(Post - Pre )的聚类间差异,对最终聚类进行验证。四个 TKA 候选表型产生了最佳聚类指标,解释为主要为男性和女性的更高和更低功能聚类。术前(聚类 1 和 4)更高功能的聚类具有更多的动态矢状面屈曲力矩(p<0.001)和额状面内收力矩(p<0.001)在站立时的加载/卸载模式。术后,更高功能的聚类在步态中表现出更少的膝关节力学改善(屈曲角度 p<0.001;屈曲力矩 p<0.001)。TKA 候选者可以通过四个聚类来表征,主要通过性别和膝关节生物力学来区分。术后膝关节运动学和动力学的改善是聚类特异性的;功能较低的聚类改善更多。基于聚类的患者分析可能有助于分诊和制定满足群体功能需求的 OA 管理和手术策略。