Scheinerman Naomi, Sherkow Jacob S
Department of Medical Ethics and Health Policy, Perelman School of Medicine, University of Pennsylvania, Philadelphia, PA, United States.
College of Law, University of Illinois at Urbana-Champaign, Champaign, IL, United States.
Front Polit Sci. 2021;3. doi: 10.3389/fpos.2021.745898. Epub 2021 Sep 6.
There are a variety of governance mechanisms concerning the ownership and use of patents. These include government licenses, compulsory licenses, march-in rights for inventions created with federal funding, government use rights, enforcement restrictions, subject-matter restrictions, and a host of private governance regimes. Each has been discussed in various contexts by scholars and policymakers and some, in some degree, have been employed in different cases at different times. But scholars have yet to explore how each of these choices are subject to-or removed from-democratic control. Assessing the range of democratic implications of these patent governance choices is important in understanding the social and political implications of controversial or wide-ranging technologies because their use has a significant potential to affect the polity. This paper seeks to unpack these concerns for genome editing, such as CRISPR, specifically. Patents covering genome editing make an interesting case because, to date, it appears that the polity is concerned less with certain kinds of access, and more with distribution and limits on the technology's particular uses, such as human enhancement and certain agricultural and environmental applications. Here, we explore what it means for patents to be democratic or non-democratically governed and, in so doing, identify that patents covering many of the most controversial applications-that is, ones most likely to gain public attention-are effectively controlled by either non- or anti-democratic institutions, namely, private restrictions on licensing. This may be effective-for now-but lawmakers should be wary that such restrictions could rapidly reverse themselves. Meanwhile, other choices, like compulsory licenses, more broadly touch on democratic deliberation but, as currently structured, are aimed poorly for particular applications. Insofar as the public wants, or perhaps deserves, a say in the distribution and limits of these applications, illuminating the ways in which these governance choices intersect-or fail to intersect-with democratic institutions is critical. We offer some concluding thoughts about the nature of patents and their relationship with democratic governance as distributed claims to authority, and suggest areas for scholars and policymakers to pay close attention to as the genome editing patent landscape develops.
关于专利的所有权和使用,存在多种治理机制。这些机制包括政府许可、强制许可、对利用联邦资金创造的发明的介入权、政府使用权、执法限制、主题限制以及一系列私人治理制度。学者和政策制定者在各种背景下对每种机制都进行过讨论,并且在不同程度上,它们在不同时期的不同案例中都得到过应用。但是,学者们尚未探讨这些选择中的每一种是如何受到民主控制的,或者是如何脱离民主控制的。评估这些专利治理选择的一系列民主影响,对于理解有争议或广泛应用的技术的社会和政治影响至关重要,因为这些技术的使用具有重大潜力来影响政体。本文旨在具体剖析针对基因组编辑(如CRISPR)的这些问题。涵盖基因组编辑的专利构成了一个有趣的案例,因为迄今为止,政体似乎较少关注某些类型的获取,而更多地关注技术特定用途的分配和限制,例如人类增强以及某些农业和环境应用。在此,我们探讨专利由民主或非民主方式治理意味着什么,并在此过程中确定,涵盖许多最具争议性应用(即最有可能引起公众关注的应用)的专利实际上由非民主或反民主机构有效控制,即对许可的私人限制。这目前可能是有效的,但立法者应警惕这种限制可能会迅速逆转。同时,其他选择,如强制许可,更广泛地涉及民主审议,但就目前的结构而言,针对特定应用的目标设定不佳。就公众希望或可能应该在这些应用的分配和限制方面拥有发言权而言,阐明这些治理选择与民主机构相交或不相交的方式至关重要。我们对专利的性质及其与作为权威分配主张的民主治理的关系提出了一些总结性思考,并建议随着基因组编辑专利格局的发展,学者和政策制定者应密切关注的领域。