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基于效用最大化的问责制对中国疫情防控中地方官员行为的影响。

The impact of accountability on local officials' behavior in the pandemic prevention and control in China based on utility maximization.

机构信息

School of Management Science and Engineering, Central University of Finance and Economics, Beijing, 102206, China.

出版信息

Glob Health Res Policy. 2022 Sep 27;7(1):33. doi: 10.1186/s41256-022-00268-w.

Abstract

BACKGROUND

The COVID-19 pandemic is a public health crisis and an inspection of national governance systems and crisis response capabilities of countries globally. China has adopted a tough accountability system for officials and has succeeded in containing the spread of the pandemic. This study aimed to assess the impact of accountability on local officials' behavior in the pandemic prevention and control based on the official promotion tournament theory and utility maximization analysis framework.

METHODS

The panel data of 237 Chinese cities were extracted with local officials' characteristics, confirmed cases, Baidu migration index, Baidu search index according to city names, and data were excluded with local officials' relocation or sub-provincial cities between January 1, 2020 and May 5, 2020. Promotion gain and accountability cost were constructed by adopting promotion speed indicator, and the research hypotheses were assumed based on the utility maximization. It was the first time to apply the interaction model to empirically investigate the relationship between the promotion speed of local officials and the COVID-19 confirmed cases.

RESULTS

Our study showed that the promotion speed of provincial governors and mayors significantly affected the number of confirmed cases (β = - 11.615, P < 0.01). There was a significant interaction between the promotion speeds of provincial governors and mayors (β = - 2594.1, P < 0.01), indicating that they had a coordinated effect on the pandemic control. Additionally, mayors with different promotion speeds made a significant difference in controlling the imported cases and those who promoted faster better controlled the imported cases (β = - 0.841, P < 0.01). Mayors with full-time postgraduate education, titles, and majors in science and engineering had a better effect on controlling the number of confirmed cases.

CONCLUSIONS

Our study provides evidence that the official accountability system has played an important role in containing the pandemic, which suggests that local officials motivated by the accountability system would respond to the pandemic actively for higher utility. Furthermore, provincial governors and mayors have played a coordinated effect in pandemic control. The above evidences reveal that implementing the official accountability system could improve the government's emergency management capability and the efficiency of pandemic control. Therefore, adopting a strict accountability system could be effective in pandemic containment globally, especially in centralized countries.

摘要

背景

新冠疫情是一场公共卫生危机,也是对各国国家治理体系和危机应对能力的一次检验。中国对官员采取了严格的问责制,成功遏制了疫情的蔓延。本研究旨在基于官员晋升锦标赛理论和效用最大化分析框架,评估问责制对地方官员在疫情防控中的行为的影响。

方法

采用晋升速度指标构建晋升收益和问责成本,以 2020 年 1 月 1 日至 2020 年 5 月 5 日期间地方官员的特征、确诊病例、百度迁徙指数、城市名称的百度搜索指数为基础,提取了 237 个中国城市的面板数据,并排除了地方官员调任或副省级城市的数据。首次应用交互模型实证研究地方官员晋升速度与新冠肺炎确诊病例之间的关系。

结果

研究结果表明,省长和市长的晋升速度显著影响确诊病例数量(β=-11.615,P<0.01)。省长和市长的晋升速度之间存在显著的交互作用(β=-2594.1,P<0.01),表明他们在疫情防控方面具有协同效应。此外,晋升速度不同的市长在控制输入性病例方面存在显著差异,晋升速度较快的市长更好地控制了输入性病例(β=-0.841,P<0.01)。具有全日制研究生学历、职称和理工科专业背景的市长在控制确诊病例数量方面效果更好。

结论

本研究提供了证据表明,官员问责制在遏制疫情方面发挥了重要作用,这表明在问责制的激励下,地方官员会为了更高的效用积极应对疫情。此外,省长和市长在疫情防控中发挥了协同作用。上述证据表明,实施官员问责制可以提高政府的应急管理能力和疫情防控效率。因此,在全球范围内,采取严格的问责制可能是遏制疫情的有效方法,尤其是在集中制国家。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/e635/9513971/cc4cfcecc84d/41256_2022_268_Fig1_HTML.jpg

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