Gu Yuqi
Department of Statistics, Columbia University, Room 928 SSW, 1255 Amsterdam Avenue, New York, NY, 10027, USA.
Psychometrika. 2023 Mar;88(1):117-131. doi: 10.1007/s11336-022-09886-2. Epub 2022 Sep 27.
Cognitive diagnostic models are a powerful family of fine-grained discrete latent variable models in psychometrics. Within this family, the DINA model is a fundamental and parsimonious one that has received significant attention. Similar to other complex latent variable models, identifiability is an important issue for CDMs, including the DINA model. Gu and Xu (Psychometrika 84(2):468-483, 2019) established the necessary and sufficient conditions for strict identifiability of the DINA model. Despite being the strongest possible notion of identifiability, strict identifiability may impose overly stringent requirements on designing the cognitive diagnostic tests. This work studies a slightly weaker yet very useful notion, generic identifiability, which means parameters are identifiable almost everywhere in the parameter space, excluding only a negligible subset of measure zero. We propose transparent generic identifiability conditions for the DINA model, relaxing existing conditions in nontrivial ways. Under generic identifiability, we also explicitly characterize the forms of the measure-zero sets where identifiability breaks down. In addition, we reveal an interesting blessing-of-latent-dependence phenomenon under DINA-that is, dependence between the latent attributes can restore identifiability under some otherwise unidentifiable [Formula: see text]-matrix designs. The blessing of latent dependence provides useful practical implications and reassurance for real-world designs of cognitive diagnostic assessments.
认知诊断模型是心理测量学中一类强大的细粒度离散潜在变量模型。在这个模型家族中,DINA模型是一个基本且简约的模型,受到了广泛关注。与其他复杂的潜在变量模型类似,可识别性是包括DINA模型在内的认知诊断模型的一个重要问题。顾和徐(《心理测量学》84(2):468 - 483, 2019)建立了DINA模型严格可识别性的充要条件。尽管严格可识别性是最强的可识别性概念,但它可能对认知诊断测试的设计施加过于严格的要求。这项工作研究了一个稍弱但非常有用的概念——一般可识别性,它意味着参数在参数空间中几乎处处可识别,仅排除一个测度为零的可忽略子集。我们为DINA模型提出了透明的一般可识别性条件,以非平凡的方式放宽了现有条件。在一般可识别性下,我们还明确刻画了可识别性失效的测度为零集的形式。此外,我们揭示了DINA模型下一个有趣的潜在依赖优势现象——即潜在属性之间的依赖在某些原本不可识别的[公式:见正文]矩阵设计下可以恢复可识别性。潜在依赖优势为认知诊断评估的实际设计提供了有用的实际意义和保障。