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机器学习使用入院时的数据预测创伤性脑损伤后的三种结局:一项用于开发和验证的多中心研究。

Machine Learning to Predict Three Types of Outcomes After Traumatic Brain Injury Using Data at Admission: A Multi-Center Study for Development and Validation.

机构信息

Department of Neurosurgery, Hyogo Emergency Medical Center and Kobe Red Cross Hospital, Kobe, Japan.

Department of Neurosurgery, Kobe University Graduate School of Medicine, Kobe, Japan.

出版信息

J Neurotrauma. 2023 Aug;40(15-16):1694-1706. doi: 10.1089/neu.2022.0515. Epub 2023 Apr 24.

Abstract

The difficulty of accurately identifying patients who would benefit from promising treatments makes it challenging to prove the efficacy of novel treatments for traumatic brain injury (TBI). Although machine learning is being increasingly applied to this task, existing binary outcome prediction models are insufficient for the effective stratification of TBI patients. The aim of this study was to develop an accurate 3-class outcome prediction model to enable appropriate patient stratification. To this end, retrospective balanced data of 1200 blunt TBI patients admitted to six Japanese hospitals from January 2018 onwards (200 consecutive cases at each institution) were used for model training and validation. We incorporated 21 predictors obtained in the emergency department, including age, sex, six clinical findings, four laboratory parameters, eight computed tomography findings, and an emergency craniotomy. We developed two machine learning models (XGBoost and dense neural network) and logistic regression models to predict 3-class outcomes based on the Glasgow Outcome Scale-Extended (GOSE) at discharge. The prediction models were developed using a training dataset with  = 1000, and their prediction performances were evaluated over two validation rounds on a validation dataset ( = 80) and a test dataset ( = 120) using the bootstrap method. Of the 1200 patients in aggregate, the median patient age was 71 years, 199 (16.7%) exhibited severe TBI, and emergency craniotomy was performed on 104 patients (8.7%). The median length of stay was 13.0 days. The 3-class outcomes were good recovery/moderate disability for 709 patients (59.1%), severe disability/vegetative state in 416 patients (34.7%), and death in 75 patients (6.2%). XGBoost model performed well with 69.5% sensitivity, 82.5% accuracy, and an area under the receiver operating characteristic curve of 0.901 in the final validation. In terms of the receiver operating characteristic curve analysis, the XGBoost outperformed the neural network-based and logistic regression models slightly. In particular, XGBoost outperformed the logistic regression model significantly in predicting severe disability/vegetative state. Although each model predicted favorable outcomes accurately, they tended to miss the mortality prediction. The proposed machine learning model was demonstrated to be capable of accurate prediction of in-hospital outcomes following TBI, even with the three GOSE-based categories. As a result, it is expected to be more impactful in the development of appropriate patient stratification methods in future TBI studies than conventional binary prognostic models. Further, outcomes were predicted based on only clinical data obtained from the emergency department. However, developing a robust model with consistent performance in diverse scenarios remains challenging, and further efforts are needed to improve generalization performance.

摘要

准确识别可能从有前景的治疗中获益的患者具有一定难度,这使得证明创伤性脑损伤(TBI)新疗法的疗效变得具有挑战性。尽管机器学习越来越多地应用于这项任务,但现有的二元结局预测模型不足以对 TBI 患者进行有效的分层。本研究旨在开发一种准确的 3 级结局预测模型,以实现合适的患者分层。为此,我们使用了 2018 年 1 月以后从六家日本医院收治的 1200 例钝性 TBI 患者的回顾性平衡数据(每家医院各 200 例连续病例)进行模型训练和验证。我们纳入了急诊科获得的 21 个预测因子,包括年龄、性别、6 项临床发现、4 项实验室参数、8 项计算机断层扫描结果和急诊开颅术。我们开发了两种机器学习模型(XGBoost 和密集神经网络)和逻辑回归模型,根据出院时的格拉斯哥结局量表扩展版(GOSE)预测 3 级结局。使用训练数据集(n=1000)开发预测模型,并通过 bootstrap 方法在两个验证轮次上对验证数据集(n=80)和测试数据集(n=120)评估其预测性能。在总计 1200 例患者中,中位患者年龄为 71 岁,199 例(16.7%)患者为重度 TBI,104 例(8.7%)患者接受了急诊开颅术。中位住院时间为 13.0 天。3 级结局为 709 例(59.1%)患者良好恢复/中度残疾,416 例(34.7%)患者重度残疾/植物状态,75 例(6.2%)患者死亡。XGBoost 模型表现良好,最终验证中的灵敏度为 69.5%,准确率为 82.5%,受试者工作特征曲线下面积为 0.901。在受试者工作特征曲线分析中,XGBoost 略优于基于神经网络和逻辑回归的模型。特别是,XGBoost 在预测重度残疾/植物状态方面明显优于逻辑回归模型。虽然每个模型都能准确预测有利的结局,但它们往往会错过对死亡率的预测。该机器学习模型已被证明能够准确预测 TBI 后的院内结局,即使使用基于 3 个 GOSE 的类别也是如此。因此,与传统的二元预后模型相比,它有望在未来的 TBI 研究中更有助于开发合适的患者分层方法。此外,结局是基于急诊科获得的仅临床数据进行预测的。然而,开发一种在不同场景下具有一致性能的稳健模型仍然具有挑战性,需要进一步努力提高泛化性能。

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