Departments of Health Services, Policy and Practice & Biostatistics, Brown University, Providence, RI 02912.
Department of Health Policy, Stanford University, Stanford, CA 94305.
Proc Natl Acad Sci U S A. 2023 Aug 8;120(32):e2302528120. doi: 10.1073/pnas.2302528120. Epub 2023 Aug 1.
Throughout the COVID-19 pandemic, policymakers have proposed risk metrics, such as the CDC Community Levels, to guide local and state decision-making. However, risk metrics have not reliably predicted key outcomes and have often lacked transparency in terms of prioritization of false-positive versus false-negative signals. They have also struggled to maintain relevance over time due to slow and infrequent updates addressing new variants and shifts in vaccine- and infection-induced immunity. We make two contributions to address these weaknesses. We first present a framework to evaluate predictive accuracy based on policy targets related to severe disease and mortality, allowing for explicit preferences toward false-negative versus false-positive signals. This approach allows policymakers to optimize metrics for specific preferences and interventions. Second, we propose a method to update risk thresholds in real time. We show that this adaptive approach to designating areas as "high risk" improves performance over static metrics in predicting 3-wk-ahead mortality and intensive care usage at both state and county levels. We also demonstrate that with our approach, using only new hospital admissions to predict 3-wk-ahead mortality and intensive care usage has performed consistently as well as metrics that also include cases and inpatient bed usage. Our results highlight that a key challenge for COVID-19 risk prediction is the changing relationship between indicators and outcomes of policy interest. Adaptive metrics therefore have a unique advantage in a rapidly evolving pandemic context.
在整个 COVID-19 大流行期间,政策制定者提出了风险指标,例如疾病预防控制中心的社区水平,以指导地方和州的决策。然而,风险指标并未可靠地预测关键结果,并且在优先考虑假阳性与假阴性信号方面往往缺乏透明度。由于新变体和疫苗接种及感染诱导的免疫变化导致更新缓慢且不频繁,它们也难以随着时间的推移保持相关性。我们提出了两个方法来解决这些弱点。我们首先提出了一个基于与严重疾病和死亡率相关的政策目标来评估预测准确性的框架,允许针对假阴性与假阳性信号进行明确的偏好。这种方法使政策制定者能够针对特定的偏好和干预措施优化指标。其次,我们提出了一种实时更新风险阈值的方法。我们表明,这种指定“高风险”区域的自适应方法在预测州和县级 3 周内死亡率和重症监护使用方面优于静态指标。我们还证明,通过我们的方法,仅使用新的住院入院数据来预测 3 周内死亡率和重症监护使用的表现与也包括病例和住院床位使用的指标一样好。我们的结果表明,COVID-19 风险预测的一个关键挑战是指标与政策关注的结果之间不断变化的关系。因此,自适应指标在快速演变的大流行背景下具有独特的优势。