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调整 COVID-19 大流行期间死亡率转移的预期死亡人数:基于个体水平的反事实模型方法。

Adjusting expected deaths for mortality displacement during the COVID-19 pandemic: a model based counterfactual approach at the level of individuals.

机构信息

UK Health Security Agency, Wellington House; 133-155 Waterloo Road, London, SE1 8UG, UK.

Population Health Sciences Institute, Newcastle University, Newcastle Upon Tyne, NE1 7RU, UK.

出版信息

BMC Med Res Methodol. 2023 Oct 18;23(1):241. doi: 10.1186/s12874-023-01984-8.

Abstract

BACKGROUND

Near-real time surveillance of excess mortality has been an essential tool during the COVID-19 pandemic. It remains critical for monitoring mortality as the pandemic wanes, to detect fluctuations in the death rate associated both with the longer-term impact of the pandemic (e.g. infection, containment measures and reduced service provision by the health and other systems) and the responses that followed (e.g. curtailment of containment measures, vaccination and the response of health and other systems to backlogs). Following the relaxing of social distancing regimes and reduction in the availability of testing, across many countries, it becomes critical to measure the impact of COVID-19 infection. However, prolonged periods of mortality in excess of the expected across entire populations has raised doubts over the validity of using unadjusted historic estimates of mortality to calculate the expected numbers of deaths that form the baseline for computing numbers of excess deaths because many individuals died earlier than they would otherwise have done: i.e. their mortality was displaced earlier in time to occur during the pandemic rather than when historic rates predicted. This is also often termed "harvesting" in the literature.

METHODS

We present a novel Cox-regression-based methodology using time-dependent covariates to estimate the profile of the increased risk of death across time in individuals who contracted COVID-19 among a population of hip fracture patients in England (N = 98,365). We use these hazards to simulate a distribution of survival times, in the presence of a COVID-19 positive test, and then calculate survival times based on hazard rates without a positive test and use the difference between the medians of these distributions to estimate the number of days a death has been displaced. This methodology is applied at the individual level, rather than the population level to provide a better understanding of the impact of a positive COVID-19 test on the mortality of groups with different vulnerabilities conferred by sociodemographic and health characteristics. Finally, we apply the mortality displacement estimates to adjust estimates of excess mortality using a "ball and urn" model.

RESULTS

Among the exemplar population we present an end-to-end application of our methodology to estimate the extent of mortality displacement. A greater proportion of older, male and frailer individuals were subject to significant displacement while the magnitude of displacement was higher in younger females and in individuals with lower frailty: groups who, in the absence of COVID-19, should have had a substantial life expectancy.

CONCLUSION

Our results indicate that calculating the expected number of deaths following the first wave of the pandemic in England based solely on historical trends results in an overestimate, and excess mortality will therefore be underestimated. Our findings, using this exemplar dataset are conditional on having experienced a hip fracture, which is not generalisable to the general population. Fractures that impede mobility in the weeks that follow the accident/surgery considerably shorten life expectancy and are in themselves markers of significant frailty. It is therefore important to apply these novel methods to the general population, among whom we anticipate strong patterns in mortality displacement - both in its length and prevalence - by age, sex, frailty and types of comorbidities. This counterfactual method may also be used to investigate a wider range of disruptive population health events. This has important implications for public health monitoring and the interpretation of public health data in England and globally.

摘要

背景

在 COVID-19 大流行期间,对超额死亡率进行近乎实时的监测是一项重要工具。随着大流行的减弱,监测死亡率仍然至关重要,以检测与大流行的长期影响(例如感染、遏制措施和卫生及其他系统服务提供减少)以及随后的应对措施(例如遏制措施的减少、接种疫苗以及卫生和其他系统对积压的应对)相关的死亡率波动。在许多国家放宽社会距离管制措施和检测可用性之后,衡量 COVID-19 感染的影响变得至关重要。然而,整个人群的死亡率持续超过预期,这使人对使用未经调整的历史死亡率估计来计算构成计算超额死亡人数基线的预期死亡人数的有效性产生了怀疑,因为许多人比预期的更早死亡:即他们的死亡率提前转移到大流行期间发生,而不是按照历史预测的那样发生。这在文献中也常被称为“收获”。

方法

我们提出了一种新的基于 Cox 回归的方法,使用时变协变量来估计英格兰髋部骨折患者人群中感染 COVID-19 的个体随时间推移死亡风险的变化情况(N=98365)。我们使用这些风险来模拟 COVID-19 阳性检测时的生存时间分布,然后根据没有阳性检测的风险率计算生存时间,并使用这些分布中位数之间的差异来估计死亡时间的提前量。该方法在个体层面上应用,而不是在人群层面上应用,以更好地了解 COVID-19 阳性检测对具有不同社会人口学和健康特征赋予的脆弱性的群体的死亡率的影响。最后,我们应用死亡率位移估计值使用“球和 urn”模型来调整超额死亡率的估计值。

结果

在我们展示的示例人群中,我们应用了我们的方法的端到端应用,以估计死亡率位移的程度。年龄较大、男性和身体更脆弱的个体中,死亡率位移的比例更大,而年轻女性和身体更脆弱的个体中死亡率位移的幅度更高:这些群体在没有 COVID-19 的情况下,应该有相当长的预期寿命。

结论

我们的研究结果表明,仅基于历史趋势计算英格兰大流行第一波后预期死亡人数会导致高估,因此超额死亡率将被低估。我们使用这个示例数据集的发现取决于是否经历过髋部骨折,这并不能推广到一般人群。骨折会在事故/手术后的几周内妨碍活动能力,从而大大缩短预期寿命,而且本身就是严重脆弱的标志。因此,重要的是将这些新方法应用于一般人群,我们预计一般人群的死亡率位移(无论是在时间长度还是在流行程度上)都会有强烈的模式,这种模式会因年龄、性别、脆弱性和合并症类型而异。这种反事实方法也可用于研究更广泛的破坏性人群健康事件。这对英国和全球的公共卫生监测和公共卫生数据的解释具有重要意义。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/f236/10585864/9c2256aad9f8/12874_2023_1984_Fig1_HTML.jpg

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