Jiang Fei, Tian Lu, Fu Haoda, Hasegawa Takahiro, Wei L J
Department of Statistics & Actuarial Science, The University of Hong Kong, Pokfulam, Hong Kong.
Department of Biomedical Data Science, Stanford University, Stanford, CA.
J Am Stat Assoc. 2019;114(528):1854-1864. doi: 10.1080/01621459.2018.1527226. Epub 2019 Mar 18.
In comparing two treatments via a randomized clinical trial, the analysis of covariance (ANCOVA) technique is often utilized to estimate an overall treatment effect. The ANCOVA is generally perceived as a more efficient procedure than its simple two sample estimation counterpart. Unfortunately, when the ANCOVA model is nonlinear, the resulting estimator is generally not consistent. Recently, various nonparametric alternatives to the ANCOVA, such as the augmentation methods, have been proposed to estimate the treatment effect by adjusting the covariates. However, the properties of these alternatives have not been studied in the presence of treatment allocation imbalance. In this article, we take a different approach to explore how to improve the precision of the naive two-sample estimate even when the observed distributions of baseline covariates between two groups are dissimilar. Specifically, we derive a bias-adjusted estimation procedure constructed from a conditional inference principle via relevant ancillary statistics from the observed covariates. This estimator is shown to be asymptotically equivalent to an augmentation estimator under the unconditional setting. We utilize the data from a clinical trial for evaluating a combination treatment of cardiovascular diseases to illustrate our findings.
在通过随机临床试验比较两种治疗方法时,协方差分析(ANCOVA)技术常被用于估计总体治疗效果。一般认为,ANCOVA比简单的两样本估计方法更为有效。不幸的是,当ANCOVA模型是非线性时,所得估计量通常是不一致的。最近,人们提出了各种ANCOVA的非参数替代方法,如增广方法,通过调整协变量来估计治疗效果。然而,在存在治疗分配不平衡的情况下,尚未对这些替代方法的性质进行研究。在本文中,我们采用了一种不同的方法来探索如何提高朴素两样本估计的精度,即使两组之间观察到的基线协变量分布不同。具体而言,我们通过观察到的协变量的相关辅助统计量,从条件推断原理出发,推导出一种偏差调整估计程序。在无条件设定下,该估计量被证明与增广估计量渐近等价。我们利用一项评估心血管疾病联合治疗的临床试验数据来说明我们的发现。