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迈向研究用标准化跨部门数据访问协议模板:可信研究环境中数据访问的核心原则集

Towards a standardised cross-sectoral data access agreement template for research: a core set of principles for data access within trusted research environments.

作者信息

Brophy Rachel, Bellavia Ester, Bluemink Maeve Groot, Evans Katharine, Hashimi Munisa, Macaulay Yemi, McNamara Edel, Noble Allison, Quattroni Paola, Rudczenko Amanda, Morris Andrew D, Smith Cassie, Boyd Andy

机构信息

Health Data Research UK, Gibbs Building, 215 Euston Road, London, NW1 2BE.

Our Future Health, 2 New Bailey, 6 Stanley Street, Manchester M3 5GS.

出版信息

Int J Popul Data Sci. 2023 Oct 9;8(4):2169. doi: 10.23889/ijpds.v8i4.2169. eCollection 2023.

Abstract

INTRODUCTION

Trusted Research Environments (TREs) are secure computing environments that provide access to data for approved researchers to use in studies that can save and improve lives. TREs rely on Data Access Agreements (DAAs) to bind researchers and their organisations to the terms and conditions of accessing the infrastructure and data use. However, DAAs can be overly lengthy, complex, and can contain outdated terms from historical data sharing agreements for physical exchange of data. This is often cited as a cause of significant delays to legal review and research projects starting.

OBJECTIVES

The aim was to develop a standardised DAA optimised for data science in TREs across the UK and framed around the 'Five Safes framework' for trustworthy data use. The DAA is underpinned by principles of data access in TREs, the development of which is described in this paper.

METHODS

The Pan-UK Data Governance Steering Group of the UK Health Data Research Alliance led the development of a core set of data access principles. This was informed by a benchmarking exercise of DAAs used by established TREs and consultation with public members and stakeholders.

RESULTS

We have defined a core set of principles for TRE data access that can be mapped to a common set of DAA terms for UK-based TREs. Flexibility will be ensured by including terms specific to TREs or specific data/data owners in customisable annexes. Public views obtained through public involvement and engagement (PIE) activities are also reported.

CONCLUSIONS

These principles provide the foundation for a standardised UK TRE DAA template, designed to support the growing ecosystem of TREs. By providing a familiar structure and terms, this template aims to build trust among data owners and the UK public and to provide clarity to researchers on their obligations to protect the data. Widespread adoption is intended to accelerate health data research by enabling faster approval of projects, ultimately enabling more timely and effective research.

摘要

引言

可信研究环境(TREs)是安全的计算环境,为经批准的研究人员提供数据访问权限,以便他们在能够拯救生命和改善生活的研究中使用。TREs依靠数据访问协议(DAA)来约束研究人员及其组织遵守访问基础设施和数据使用的条款和条件。然而,DAA可能过于冗长、复杂,并且可能包含来自历史数据共享协议中关于数据物理交换的过时条款。这经常被认为是导致法律审查和研究项目启动严重延迟的一个原因。

目标

目的是制定一个针对英国各地TREs中的数据科学进行优化的标准化DAA,并围绕用于可信数据使用的“五个安全框架”构建。该DAA以TREs中的数据访问原则为基础,本文将描述这些原则的制定过程。

方法

英国健康数据研究联盟的泛英数据治理指导小组牵头制定了一套核心数据访问原则。这一过程参考了成熟的TREs所使用的DAA的基准测试,并与公众成员和利益相关者进行了磋商。

结果

我们定义了一套TRE数据访问的核心原则,这些原则可以映射到适用于英国TREs的一组通用DAA条款。通过在可定制的附件中纳入特定于TREs或特定数据/数据所有者的条款,将确保灵活性。还报告了通过公众参与和参与(PIE)活动获得的公众意见。

结论

这些原则为标准化的英国TRE DAA模板奠定了基础,该模板旨在支持不断发展的TREs生态系统。通过提供熟悉的结构和条款,该模板旨在在数据所有者和英国公众之间建立信任,并向研究人员阐明他们保护数据的义务。广泛采用该模板旨在通过加快项目审批来加速健康数据研究,最终实现更及时、有效的研究。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/1183/10900295/4986062ac349/ijpds-08-2169-g001.jpg

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