IEEE Trans Neural Syst Rehabil Eng. 2024;32:3059-3070. doi: 10.1109/TNSRE.2024.3445115. Epub 2024 Aug 26.
Electroencephalogram (EEG) signals play an important role in brain-computer interface (BCI) applications. Recent studies have utilized transfer learning to assist the learning task in the new subject, i.e., target domain, by leveraging beneficial information from previous subjects, i.e., source domains. Nevertheless, EEG signals involve sensitive personal mental and health information. Thus, privacy concern becomes a critical issue. In addition, existing methods mostly assume that a portion of the new subject's data is available and perform alignment or adaptation between the source and target domains. However, in some practical scenarios, new subjects prefer prompt BCI utilization over the time-consuming process of collecting data for calibration and adaptation, which makes the above assumption difficult to hold. To address the above challenges, we propose Online Source-Free Transfer Learning (OSFTL) for privacy-preserving EEG classification. Specifically, the learning procedure contains offline and online stages. At the offline stage, multiple model parameters are obtained based on the EEG samples from multiple source subjects. OSFTL only needs access to these source model parameters to preserve the privacy of the source subjects. At the online stage, a target classifier is trained based on the online sequence of EEG instances. Subsequently, OSFTL learns a weighted combination of the source and target classifiers to obtain the final prediction for each target instance. Moreover, to ensure good transferability, OSFTL dynamically updates the transferred weight of each source domain based on the similarity between each source classifier and the target classifier. Comprehensive experiments on both simulated and real-world applications demonstrate the effectiveness of the proposed method, indicating the potential of OSFTL to facilitate the deployment of BCI applications outside of controlled laboratory settings.
脑电图 (EEG) 信号在脑机接口 (BCI) 应用中起着重要作用。最近的研究利用迁移学习,通过从先前的主体(源域)中利用有益的信息,来帮助新主体(目标域)的学习任务。然而,EEG 信号涉及敏感的个人心理和健康信息。因此,隐私问题成为一个关键问题。此外,现有的方法大多假设新主体的部分数据是可用的,并在源域和目标域之间进行对齐或适应。然而,在一些实际场景中,新主体更喜欢即时使用 BCI,而不是花费时间收集数据进行校准和适应,这使得上述假设难以成立。为了解决上述挑战,我们提出了用于保护隐私的 EEG 分类的在线源无迁移学习 (OSFTL)。具体来说,学习过程包含离线和在线阶段。在离线阶段,根据来自多个源主体的 EEG 样本获得多个模型参数。OSFTL 仅需要访问这些源模型参数来保护源主体的隐私。在线阶段,基于 EEG 实例的在线序列训练目标分类器。随后,OSFTL 学习源和目标分类器的加权组合,为每个目标实例获得最终预测。此外,为了确保良好的可转移性,OSFTL 根据每个源分类器和目标分类器之间的相似性动态更新每个源域的转移权重。在模拟和真实世界应用中的综合实验证明了所提出方法的有效性,表明 OSFTL 有潜力促进 BCI 应用在不受控制的实验室环境之外的部署。