Department of Non-communicable Disease Epidemiology, Faculty of Epidemiology and Population Health, London School of Hygiene and Tropical Medicine, London, United Kingdom.
Epidemiology, GSK, London, United Kingdom.
PLoS Med. 2024 Aug 29;21(8):e1004377. doi: 10.1371/journal.pmed.1004377. eCollection 2024 Aug.
Stroke prevention guidance for patients with atrial fibrillation (AF) uses evidence generated from randomised controlled trials (RCTs). However, applicability to patient groups excluded from trials remains unknown. Real-world patient data provide an opportunity to evaluate outcomes in a trial analogous population of direct oral anticoagulants (DOACs) users and in patients otherwise excluded from RCTs; however, there remains uncertainty on the validity of methods and suitability of the data. Successful reference trial emulation can support the generation of evidence around treatment effects in groups excluded or underrepresented in trials. We used linked United Kingdom primary care data to investigate whether we could emulate the pivotal ARISTOTLE trial (apixaban versus warfarin) and extend the analysis to investigate the impact of warfarin time in therapeutic range (TTR) on results.
Patients with AF in the UK Clinical Practice Research Datalink (CPRD Aurum) prescribed apixaban or warfarin from 1 January 2013 to 31 July 2019 were selected. ARISTOTLE eligibility criteria were applied to this population and matched to the RCT apixaban arm on baseline characteristics creating a trial-analogous apixaban cohort; this was propensity-score matched to warfarin users in the CPRD Aurum. ARISTOTLE outcomes were assessed using Cox proportional hazards regression stratified by prior warfarin exposure status during 2.5 years of patient follow-up and results benchmarked against the trial results before treatment effectiveness was further evaluated based on (warfarin) TTR. The dataset comprised 8,734 apixaban users and propensity-score matched 8,734 warfarin users. Results [hazard ratio (95% confidence interval)] confirmed apixaban noninferiority for stroke or systemic embolism (SE) [CPRD 0.98 (0.82,1.19) versus trial 0.79 (0.66,0.95)] and death from any cause [CPRD 1.03 (0.93,1.14) versus trial 0.89 (0.80,0.998)] but did not indicate apixaban superiority. Absolute event rates for stroke/SE were similar for apixaban in CPRD Aurum and ARISTOTLE (1.27%/year), whereas a lower event rate was observed for warfarin (CPRD Aurum 1.29%/year, ARISTOTLE 1.60%/year). Analysis by TTR suggested similar effectiveness of apixaban compared with poorly controlled warfarin (TTR < 0.75) for stroke/SE [0.91 (0.73, 1.14)], all-cause death [0.94 (0.84, 1.06)], and superiority for major bleeding [0.74 (0.63, 0.86)]. However, when compared with well-controlled warfarin (TTR ≥ 0.75), apixaban was associated with an increased hazard for all-cause death [1.20 (1.04, 1.37)], and there was no significant benefit for major bleeding [1.08 (0.90, 1.30)]. The main limitation of the study's methodology are the risk of residual confounding, channelling bias and attrition bias in the warfarin arm, and selection bias and misclassification in the analysis by TTR.
Analysis of noninterventional data generated results demonstrating noninferiority of apixaban versus warfarin consistent with prespecified benchmarking criteria. Unlike in ARISTOTLE, superiority of apixaban versus warfarin was not seen, possible due to the lower proportion of Asian patients and higher proportion of patients with well-controlled warfarin compared to ARISTOTLE. This methodological template can be used to investigate treatment effects of oral anticoagulants in patient groups excluded from or underrepresented in trials and provides a framework that can be adapted to investigate treatment effects for other conditions.
针对心房颤动 (AF) 患者的卒中预防指南使用了来自随机对照试验 (RCT) 的证据。然而,这些指南在多大程度上适用于试验中排除的患者群体尚不清楚。真实世界的患者数据提供了一个机会,可以评估直接口服抗凝剂 (DOAC) 使用者的试验类似人群和其他被 RCT 排除的患者的结局;然而,在方法的有效性和数据的适用性方面仍然存在不确定性。成功的参考试验模拟可以支持在 RCT 中排除或代表性不足的患者群体中生成有关治疗效果的证据。我们使用英国初级保健数据链接 (CPRD Aurum) 来调查我们是否可以模拟关键性 ARISTOTLE 试验 (阿哌沙班与华法林),并扩展分析以研究华法林时间在治疗范围内 (TTR) 对结果的影响。
从 2013 年 1 月 1 日至 2019 年 7 月 31 日,选择在英国临床实践研究数据链接 (CPRD Aurum) 中被诊断为 AF 并接受阿哌沙班或华法林治疗的患者。将 ARISTOTLE 入选标准应用于这一人群,并根据基线特征与 RCT 阿哌沙班组相匹配,创建一个试验类似的阿哌沙班组;该组与 CPRD Aurum 中的华法林使用者进行了倾向评分匹配。使用 Cox 比例风险回归评估 ARISTOTLE 结局,根据 2.5 年的患者随访期间是否有华法林暴露史进行分层,并在进一步评估基于 (华法林) TTR 的治疗效果之前,将结果与试验结果进行基准比较。该数据集包含 8734 名阿哌沙班使用者和倾向评分匹配的 8734 名华法林使用者。结果[风险比 (95%置信区间)]证实阿哌沙班在卒中或全身性栓塞 (SE) [CPRD 0.98 (0.82,1.19)与试验 0.79 (0.66,0.95)]和任何原因导致的死亡 [CPRD 1.03 (0.93,1.14)与试验 0.89 (0.80,0.998)]方面具有非劣效性,但没有表明阿哌沙班具有优越性。阿哌沙班在 CPRD Aurum 和 ARISTOTLE 中的卒中/SE 绝对事件发生率相似 (1.27%/年),而华法林的事件发生率较低 (CPRD Aurum 1.29%/年,ARISTOTLE 1.60%/年)。根据 TTR 的分析表明,与控制不佳的华法林 (TTR <0.75) 相比,阿哌沙班在卒中/SE [0.91 (0.73, 1.14)]、全因死亡 [0.94 (0.84, 1.06)]和大出血方面具有相似的疗效 [0.74 (0.63, 0.86)]。然而,与控制良好的华法林 (TTR ≥0.75) 相比,阿哌沙班与全因死亡的风险增加相关 [1.20 (1.04, 1.37)],并且大出血没有显著获益 [1.08 (0.90, 1.30)]。该研究方法的主要局限性是华法林组存在残留混杂、渠道偏倚和失访偏倚的风险,以及 TTR 分析中的选择偏倚和分类错误。
非干预性数据分析的结果表明,阿哌沙班与华法林的非劣效性与预设的基准标准一致。与 ARISTOTLE 不同的是,阿哌沙班与华法林的优越性没有显现出来,这可能是由于与 ARISTOTLE 相比,亚洲患者的比例较低,华法林控制良好的患者比例较高。这种方法模板可用于研究 RCT 中排除或代表性不足的患者群体中口服抗凝剂的治疗效果,并提供了一种可以适应其他条件的治疗效果的框架。