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证据稀少或间接的科学领域给理论带来的启示。

Lessons for Theory from Scientific Domains Where Evidence is Sparse or Indirect.

作者信息

Woensdregt Marieke, Fusaroli Riccardo, Rich Patricia, Modrák Martin, Kolokolova Antonina, Wright Cory, Warlaumont Anne S

机构信息

Department of Cognitive Science and Artificial Intelligence, Radboud University, Nijmegen, The Netherlands.

Donders Institute for Brain, Cognition, and Behaviour, Radboud University, Nijmegen, The Netherlands.

出版信息

Comput Brain Behav. 2024;7(4):588-607. doi: 10.1007/s42113-024-00214-8. Epub 2024 Dec 3.

Abstract

In many scientific fields, sparseness and indirectness of empirical evidence pose fundamental challenges to theory development. Theories of the evolution of human cognition provide a guiding example, where the targets of study are evolutionary processes that occurred in the ancestors of present-day humans. In many cases, the evidence is both very sparse and very indirect (e.g., archaeological findings regarding anatomical changes that might be related to the evolution of language capabilities); in other cases, the evidence is less sparse but still very indirect (e.g., data on cultural transmission in groups of contemporary humans and non-human primates). From examples of theoretical and empirical work in this domain, we distill five virtuous practices that scientists could aim to satisfy when evidence is sparse or indirect: (i) making assumptions explicit, (ii) making alternative theories explicit, (iii) pursuing computational and formal modelling, (iv) seeking external consistency with theories of related phenomena, and (v) triangulating across different forms and sources of evidence. Thus, rather than inhibiting theory development, sparseness or indirectness of evidence can catalyze it. To the extent that there are continua of sparseness and indirectness that vary across domains and that the principles identified here always apply to some degree, the solutions and advantages proposed here may generalise to other scientific domains.

摘要

在许多科学领域,经验证据的稀缺性和间接性给理论发展带来了根本性挑战。人类认知进化理论提供了一个指导性的例子,其研究对象是现代人类祖先所发生的进化过程。在许多情况下,证据既非常稀少又非常间接(例如,关于可能与语言能力进化相关的解剖学变化的考古发现);在其他情况下,证据虽不那么稀少但仍然非常间接(例如,当代人类群体和非人类灵长类动物文化传播的数据)。从该领域理论和实证研究的例子中,我们提炼出科学家在证据稀少或间接时可能旨在满足的五种良性做法:(i)明确假设,(ii)明确替代理论,(iii)进行计算和形式建模,(iv)寻求与相关现象理论的外部一致性,以及(v)对不同形式和来源的证据进行三角测量。因此,证据的稀缺性或间接性非但不会阻碍理论发展,反而能够催化理论发展。鉴于存在跨越不同领域的稀缺性和间接性连续统,且这里确定的原则在某种程度上总是适用的,这里提出的解决方案和优势可能会推广到其他科学领域。

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