整合性知识转化如何发挥作用?一项实在论综述。

How does integrated knowledge translation work? A realist review.

作者信息

Kothari Anita, Sibbald Shannon L, McCutcheon Chris, Berta Whitney, Urquhart Robin, Horsley Tanya, Comer Leigha, Graham Ian D

机构信息

School of Health Studies, Western University, 1151 Richmond Street, Room 0222, Health Sciences Building, London, ON, N6A 3K7, Canada.

Ottawa Hospital Research Institute, 501 Smyth Road, Box 241, Ottawa, ON, K1H 8L6, Canada.

出版信息

Health Res Policy Syst. 2025 Aug 5;23(1):102. doi: 10.1186/s12961-025-01374-0.

Abstract

BACKGROUND

Integrated knowledge translation (IKT), or research co-production, is a research approach where researchers and knowledge users carry out a study as equal partners. A growing evidence base demonstrates that IKT produces research findings that are useful, usable and used. Despite knowing how IKT works, we have yet to ascertain how it operates. We conducted a realist review to examine the key mechanisms thought to explain how IKT approaches work in relation to the generation of research in the healthcare sector.

METHODS

The research question was the following: what are the necessary conditions (context) and key mechanisms that explain the success of IKT in the healthcare sector? We conducted the review in two phases. During phase 1, we collaborated with knowledge users and scoped the literature to develop preliminary program theories. In phase 2, we inductively tested the preliminary program theories against the literature. We searched OVID Medline, Embase, PsycINFO, the Cumulative Index of Nursing and Allied Health Literature, Social Sciences Abstracts, and ABI Inform for empirical articles published between 2002 and 2017. An updated search included Embase and OVID Medline articles published between 2017 and 2020. The review includes 84 papers. We included articles written in English that focused on the health sector; encompassed the co-generation of research with researchers, policy-makers, administrators and/or practitioners; and evaluated the IKT approach. In analysing the retained articles, we produced three program theories by looking for common patterns and challenging and refining these theories.

RESULTS

We postulate three program theories about how teams of researchers and knowledge users work to generate research. We identified three important conditions: infrastructure, role clarity and power sharing. Under particular infrastructure arrangements, effective partnerships are mechanisms that lead to the production of research findings relevant to knowledge users. Role clarity also triggers effective partnerships. With power sharing, synergy is a mechanism that leads to the use of findings.

CONCLUSIONS

We identified different conditions (contextual factors), including infrastructure, role clarity and power sharing, in which IKT produces research findings that are of relevance to knowledge users and used in health settings. Effective partnerships are necessary but an insufficient mechanism for actual use of research findings, and must occur before the mechanism of partnership synergy. This work contributes to our understanding of how to enhance the uptake of evidence by presenting three program theories and a consolidated, mid-range theory of IKT.

摘要

背景

整合知识转化(IKT),即研究合作生产,是一种研究方法,研究人员和知识使用者作为平等伙伴开展研究。越来越多的证据表明,IKT产生的研究结果是有用的、可用的且被实际应用的。尽管我们知道IKT的运作方式,但仍需确定其具体如何操作。我们进行了一项实证性综述,以研究那些被认为能够解释IKT方法在医疗保健领域研究生成过程中如何发挥作用的关键机制。

方法

研究问题如下:解释IKT在医疗保健领域取得成功的必要条件(背景)和关键机制是什么?我们分两个阶段进行综述。在第一阶段,我们与知识使用者合作,对文献进行梳理以形成初步的项目理论。在第二阶段,我们根据文献对初步的项目理论进行归纳性检验。我们检索了OVID Medline、Embase、PsycINFO、护理及相关健康文献累积索引、社会科学文摘以及ABI Inform中2002年至2017年发表的实证性文章。更新后的检索纳入了2017年至2020年发表的Embase和OVID Medline文章。该综述共纳入84篇论文。我们纳入了以英文撰写的、聚焦于卫生领域的文章;涵盖了与研究人员、政策制定者、管理人员和/或从业者共同开展的研究;并对IKT方法进行了评估。在分析入选文章时,我们通过寻找共同模式并对这些理论进行质疑和完善,得出了三个项目理论。

结果

我们提出了三个关于研究人员和知识使用者团队如何合作开展研究的项目理论。我们确定了三个重要条件:基础设施、角色明确和权力共享。在特定的基础设施安排下,有效的伙伴关系是产生与知识使用者相关的研究结果的机制。角色明确也会引发有效的伙伴关系。在权力共享的情况下,协同作用是导致研究结果得以应用的机制。

结论

我们确定了不同的条件(背景因素),包括基础设施、角色明确和权力共享,在这些条件下IKT产生与知识使用者相关且在卫生环境中得到应用的研究结果。有效的伙伴关系是必要的,但对于研究结果的实际应用而言是不充分的机制,并且必须在伙伴关系协同作用机制之前出现。这项工作通过提出三个项目理论以及一个整合的、中等范围的IKT理论,有助于我们理解如何提高证据的采纳率。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5deb/12323222/a7e73ce5dd4f/12961_2025_1374_Fig1_HTML.jpg

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