Shepherd Victoria, Smallman Kim, Wood Fiona, Gillies Katie, Martin Adam, Moore Maria, Todd Stacy, Hood Kerenza
Centre for Trials Research, Cardiff University, Wales, UK.
PRIME Centre Wales, Wales, UK.
Trials. 2025 Aug 27;26(1):313. doi: 10.1186/s13063-025-09021-3.
Trials involving adults who lack capacity to consent can be challenging, partly due to the involvement of 'proxy' decision-makers. This is usually a family member, who advises the researchers about the person's wishes. Families can find decision making difficult and some experience a decisional burden. Following the development of a decision aid for family members making trial participation decisions, we are conducting a mixed-methods randomised Study Within a Trial (SWAT) to evaluate its (cost-)effectiveness. This paper reports the feasibility stage conducted in one host study to inform delivery of the main SWAT.
Family members approached to act as a consultee for the host study were randomised 1:1 to receive the decision aid booklet alongside standard study information (intervention), or standard information plus a blank notebook (control), and asked to complete the CONCORD scale (Combined Scale for Proxy Informed Consent Decisions) questions about their experience and take part in a semi-structured interview. Acceptability of the SWAT was assessed through exploring recruitment rates and data completeness, and qualitatively through interviews with family members and research staff. Interviews were analysed using a rapid qualitative approach.
In total, 92 family members were randomised to the SWAT and 16 completed the CONCORD questionnaire. Interviews were conducted with consultees (n = 4), and host study staff (n = 3) who also provided resource use data. Differences in time staff spent with consultees were small. Key themes included (1) setting up the SWAT and balancing priorities with the host study, (2) differences when recruiting consultees to a SWAT, (3) feasibility and acceptability of the SWAT, (4) challenges of measuring decision quality and (5) views and experiences of the decision support intervention.
The CONSULT SWAT is feasible, but changes to study processes are needed in advance of the main SWAT. The findings suggest that attempting to seamlessly integrate the SWAT into the host study may have inadvertently led to it becoming 'invisible' to consultees. The small number of trials involving participants lacking capacity limits opportunities for developing the evidence-base. Recruitment of host trials continues, with a focus on evaluating the intervention in a broad range of populations and settings.
The SWAT is registered as SWAT #159 with the Northern Ireland Hub for Trials Methodology Research SWAT repository (registered 09.08.2020).
涉及无同意能力成年人的试验颇具挑战性,部分原因在于有“代理”决策者的参与。通常这位代理决策者是家庭成员,其向研究人员提供该受试者的意愿信息。家庭可能会觉得决策困难,有些家庭还会承受决策负担。在为做出试验参与决策的家庭成员开发了一种决策辅助工具后,我们正在开展一项混合方法的试验内研究(SWAT),以评估其(成本)效益。本文报告了在一项主要研究中进行的可行性阶段,为主要的SWAT研究提供信息。
被邀请作为主要研究咨询者的家庭成员按1:1随机分组,一组在收到标准研究信息的同时还收到决策辅助手册(干预组),另一组收到标准信息加一本空白笔记本(对照组),并被要求完成关于其体验的CONCORD量表(代理知情同意决策综合量表)问题,并参加一次半结构化访谈。通过探究招募率和数据完整性来评估SWAT的可接受性,并通过与家庭成员和研究人员的访谈进行定性评估。访谈采用快速定性方法进行分析。
共有92名家庭成员被随机分配到SWAT研究中,16人完成了CONCORD问卷。对咨询者(n = 4)和主要研究工作人员(n = 3)进行了访谈,这些工作人员也提供了资源使用数据。工作人员与咨询者相处时间的差异很小。关键主题包括:(1)设立SWAT并在与主要研究的优先级之间取得平衡;(2)招募咨询者参与SWAT时的差异;(3)SWAT的可行性和可接受性;(4)衡量决策质量的挑战;(5)决策支持干预的观点和体验。
CONSULT SWAT是可行的,但在主要SWAT研究开展之前需要对研究流程进行调整。研究结果表明,试图将SWAT无缝整合到主要研究中可能无意中导致咨询者对其“视而不见”。涉及无能力受试者的试验数量较少,限制了建立证据基础的机会。主要研究的招募工作仍在继续,重点是在广泛的人群和环境中评估该干预措施。
该SWAT在北爱尔兰试验方法研究中心SWAT储存库注册为SWAT #159(2020年8月9日注册)。