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基于使用变分模态分解(VMD)、融合熵和随机森林进行特征提取改进的长短期记忆网络(LSTM)的行星齿轮箱故障诊断

Fault Diagnosis of Planetary Gearboxes Based on LSTM Improved via Feature Extraction Using VMD, Fusion Entropy, and Random Forest.

作者信息

Xia Xin, Sun Haoyu, Wang Aiguo

机构信息

School of Mechanical and Electrical Engineering, Suqian University, Suqian 223800, China.

Information Construction Center, Suqian University, Suqian 223800, China.

出版信息

Entropy (Basel). 2025 Sep 14;27(9):956. doi: 10.3390/e27090956.

DOI:10.3390/e27090956
PMID:41008082
Abstract

Extracting effective fault features from the complex vibration signals of planetary gearboxes is the key to conducting efficient fault diagnosis, and it involves signal processing, feature extraction, and feature selection. In this paper, a novel feature extraction method is proposed using variational mode decomposition (VMD), fusion entropy, and random forest (RF). Firstly, VMD is employed to process the nonlinear and non-stationary signals of planetary gearboxes, which can effectively address the issues of signal modulation and mode mixing. Additionally, a fusion entropy that incorporates various refined composite multi-scale entropies is proposed; it fully utilizes the signal characteristics reflected by various entropies as features for fault diagnosis. Then, RF is adopted to calculate the importance of each feature, and appropriate features are selected to form a fault diagnosis vector, aiming to solve the problems of feature redundancy and interference in fusion entropy. Finally, long short-term memory (LSTM) is used for fault classification. The experimental results demonstrate that the proposed fusion entropy achieves higher accuracy compared with a single entropy value. The RF-based feature selection can also reduce interference and improve diagnostic efficiency. The proposed fault diagnosis method exhibits high fault diagnosis accuracy under different rotational speeds and environmental noise conditions.

摘要

从行星齿轮箱复杂的振动信号中提取有效的故障特征是进行高效故障诊断的关键,这涉及信号处理、特征提取和特征选择。本文提出了一种使用变分模态分解(VMD)、融合熵和随机森林(RF)的新型特征提取方法。首先,利用VMD处理行星齿轮箱的非线性和非平稳信号,有效解决信号调制和模态混叠问题。此外,提出了一种融合各种精细复合多尺度熵的融合熵,充分利用各种熵所反映的信号特征作为故障诊断的特征。然后,采用随机森林计算各特征的重要性,选择合适的特征形成故障诊断向量,旨在解决融合熵中的特征冗余和干扰问题。最后,使用长短期记忆(LSTM)进行故障分类。实验结果表明,与单一熵值相比,所提出的融合熵具有更高的准确率。基于随机森林的特征选择还可以减少干扰并提高诊断效率。所提出的故障诊断方法在不同转速和环境噪声条件下均表现出较高的故障诊断准确率。

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本文引用的文献

1
Fault Diagnosis Method of Planetary Gearboxes Based on Multi-Scale Wavelet Packet Energy Entropy and Extreme Learning Machine.基于多尺度小波包能量熵和极限学习机的行星齿轮箱故障诊断方法
Entropy (Basel). 2025 Jul 24;27(8):782. doi: 10.3390/e27080782.
2
Research on fault diagnosis method for variable condition planetary gearbox based on SKN attention mechanism and deep transfer learning.基于SKN注意力机制和深度迁移学习的变工况行星齿轮箱故障诊断方法研究
Sci Rep. 2025 Jul 2;15(1):22921. doi: 10.1038/s41598-025-04858-9.
3
Fault Diagnosis of Planetary Gearbox Based on Hierarchical Refined Composite Multiscale Fuzzy Entropy and Optimized LSSVM.
基于分层细化复合多尺度模糊熵和优化最小二乘支持向量机的行星齿轮箱故障诊断
Entropy (Basel). 2025 May 10;27(5):512. doi: 10.3390/e27050512.
4
Refined Composite Multiscale Fuzzy Dispersion Entropy and Its Applications to Bearing Fault Diagnosis.改进的复合多尺度模糊分散熵及其在轴承故障诊断中的应用
Entropy (Basel). 2023 Oct 29;25(11):1494. doi: 10.3390/e25111494.
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Bearing Fault Diagnosis Method Based on RCMFDE-SPLR and Ocean Predator Algorithm Optimizing Support Vector Machine.基于RCMFDE-SPLR和海洋捕食者算法优化支持向量机的轴承故障诊断方法
Entropy (Basel). 2022 Nov 20;24(11):1696. doi: 10.3390/e24111696.
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Evol Appl. 2017 Sep 14;11(2):153-165. doi: 10.1111/eva.12524. eCollection 2018 Feb.
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Refined Composite Multiscale Dispersion Entropy and its Application to Biomedical Signals.精细化复合多尺度散布熵及其在生物医学信号中的应用。
IEEE Trans Biomed Eng. 2017 Dec;64(12):2872-2879. doi: 10.1109/TBME.2017.2679136. Epub 2017 Mar 8.