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睡眠障碍:觉醒障碍?遗尿、梦游和噩梦发生于觉醒的意识模糊状态,而非“快速眼动睡眠”。

Sleep disorders: disorders of arousal? Enuresis, somnambulism, and nightmares occur in confusional states of arousal, not in "dreaming sleep".

作者信息

Broughton R J

出版信息

Science. 1968 Mar 8;159(3819):1070-8. doi: 10.1126/science.159.3819.1070.

DOI:10.1126/science.159.3819.1070
PMID:4865791
Abstract

In summary, the classical sleep disorders of nocturnal enuresis, somnambulism, the nightmare, and the sleep terror occur preferentially during arousal from slow-wave sleep and are virtually never associated with the rapid-eye-movement dreaming state. Original data are reported here which indicate that physiological differences from normal subjects, of a type predisposing the individual to a particular attack pattern, are present throughout the night. The episode, at least in the case of enuresis, appears to be simply a reinforcement of these differences to a clinically overt level. A number of features are common to all four sleep disorders. These had been shown previously to be attributable to the arousal itself. New data obtained by means of evoked potential techniques suggest that these common symptoms of the confusional period that follows non-REM sleep are related to alterations of cerebral reactivity, at least of the visual system. The symptoms which distinguish the individual attack types (that is, micturition, prolonged confusional fugues, overt terror) appear to be based upon physiological changes present throughout sleep which are markedly accentuated during arousal from slow-wave sleep. These changes may in some way be related to diurnal psychic conflicts. But, to date, it has proved impossible to demonstrate potentially causal psychological activity, dreaming or other forms of mental activity, or even a psychological void in sleep just preceding the attacks. The presence of all-night or even daytime predisposing physiological changes and the difficulty in obtaining any solid evidence of a preceding psychological cause explain, no doubt, why the results of efforts to cure the disorders at the moment of their occurrence (for example, by conditioning procedures in nocturnal enuresis) have been far from satisfactory. I stress the points that the attacks are best considered disorders of arousal and that the slow-wave sleep arousal episode which sets the stage for these attacks is a normal cyclic event. Indeed it is the most intense recurrent arousal that an individual regularly experiences. The most fruitful possibilities for future research would appear to be more detailed studies of those physiological changes that predispose individuals to certain types of attacks when they undergo intense arousal or stress; the reversal of these changes by psychological or pharmacological means; and more refined investigations of the physiological and psychological characteristics of the process of cyclic arousal from non-REM sleep.

摘要

总之,夜间遗尿、梦游、噩梦和夜惊等经典睡眠障碍,优先发生于从慢波睡眠中觉醒期间,实际上从未与快速眼动做梦状态相关联。本文报告的原始数据表明,与正常受试者相比,个体存在生理差异,这种差异使个体易患特定的发作模式,且这种差异在整个夜间都存在。至少在遗尿的情况下,发作似乎只是这些差异强化到临床明显程度。这四种睡眠障碍有一些共同特征。先前已表明这些特征可归因于觉醒本身。通过诱发电位技术获得的新数据表明,非快速眼动睡眠后混乱期的这些常见症状与大脑反应性改变有关,至少与视觉系统的改变有关。区分个体发作类型的症状(即排尿、长时间混乱性神游、明显恐惧)似乎基于整个睡眠过程中存在的生理变化,这些变化在从慢波睡眠中觉醒时会明显加剧。这些变化可能在某种程度上与日间心理冲突有关。但是,迄今为止,已证明无法证明潜在的因果心理活动、做梦或其他形式的心理活动,甚至在发作前睡眠中的心理空虚。整夜甚至白天都存在的易患生理变化以及难以获得任何关于先前心理原因的确凿证据,无疑解释了为什么在发作时试图治愈这些障碍的努力(例如,通过夜间遗尿的条件反射程序)效果远不令人满意。我强调以下几点:这些发作最好被视为觉醒障碍,为这些发作奠定基础的慢波睡眠觉醒期是一个正常的周期性事件。事实上,这是个体定期经历的最强烈的反复觉醒。未来研究最有成效的可能性似乎是更详细地研究那些使个体在经历强烈觉醒或压力时易患某些类型发作的生理变化;通过心理或药物手段逆转这些变化;以及对从非快速眼动睡眠中周期性觉醒过程的生理和心理特征进行更精细的研究。

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