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当地医学研究伦理委员会通过检查患者病历、知情同意书和研究记录以及进行访谈,对已批准的研究项目的实施情况进行审查。

Review by a local medical research ethics committee of the conduct of approved research projects, by examination of patients' case notes, consent forms, and research records and by interview.

作者信息

Smith T, Moore E J, Tunstall-Pedoe H

机构信息

Tayside Committee on Medical Research Ethics, East Day Home, King's Cross Hospital, Dundee.

出版信息

BMJ. 1997 May 31;314(7094):1588-90. doi: 10.1136/bmj.314.7094.1588.

DOI:10.1136/bmj.314.7094.1588
PMID:9169403
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC2126827/
Abstract

OBJECTIVE

To monitor the conduct of medical research projects that have already been approved by the local medical research ethics committee.

DESIGN

Follow up study of ethically approved studies (randomly selected from all the studies approved in the previous year) by examination of patients' case notes, consent forms, and research records and by interview of the researchers at their workplace.

SETTING

Tayside, Scotland (mixed rural and urban population).

SUBJECTS

30 research projects approved by Tayside local medical research ethics committee.

MAIN OUTCOME MEASURES

Adherence to the agreed protocol, particularly for recruitment (obtaining and recording informed consent) and for specific requirements of the ethics committee, including notification of changes to the protocol and of adverse events.

RESULTS

In one project only oral consent had been obtained, and in a quarter of the studies one or more consent forms were incorrectly completed. Inadequate filing of case notes in five studies and of consent forms in six made them unavailable for scrutiny. Adverse events were reported, but there was a general failure to report the abandoning or non-starting of projects in two studies the investigators failed to notify a change in the responsible researcher.

CONCLUSIONS

Monitoring of medical research by local medical research ethics committees promotes and preserves ethical standards, protects subjects and researchers, discourages fraud, and has the support of investigators. We recommend that 10% of projects should undergo on-site review, with all others monitored by questionnaire. This would require about six person hours of time and a salary bill of 120 pounds per study monitored.

摘要

目的

监测已获当地医学研究伦理委员会批准的医学研究项目的实施情况。

设计

对伦理批准研究(从前一年批准的所有研究中随机选取)进行随访研究,通过检查患者病历、知情同意书和研究记录,并在研究人员工作场所对其进行访谈。

地点

苏格兰泰赛德(城乡混合人口地区)。

研究对象

泰赛德当地医学研究伦理委员会批准的30个研究项目。

主要观察指标

是否遵守商定的方案,特别是在招募方面(获取并记录知情同意)以及伦理委员会的特定要求,包括方案变更和不良事件的通知。

结果

在一个项目中仅获得了口头同意,四分之一的研究中有一份或多份知情同意书填写错误。五项研究中病历归档不充分以及六项研究中知情同意书归档不充分,导致无法进行审查。不良事件已上报,但普遍存在未报告两项研究中项目放弃或未启动情况的问题,研究人员未通知负责研究人员的变更。

结论

当地医学研究伦理委员会对医学研究的监测促进并维护了伦理标准,保护了受试者和研究人员,抑制了欺诈行为,并得到了研究人员的支持。我们建议10%的项目应接受现场审查,其他所有项目通过问卷调查进行监测。这大约需要每人六小时的时间,每个受监测研究的薪资费用为120英镑。

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Review by a local medical research ethics committee of the conduct of approved research projects, by examination of patients' case notes, consent forms, and research records and by interview.当地医学研究伦理委员会通过检查患者病历、知情同意书和研究记录以及进行访谈,对已批准的研究项目的实施情况进行审查。
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