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格列佛的进一步游历:选择层次理论的必要性与困难

Gulliver's further travels: the necessity and difficulty of a hierarchical theory of selection.

作者信息

Gould S J

机构信息

Museum of Comparative Zoology, Harvard University, Cambridge, MA 02138, USA.

出版信息

Philos Trans R Soc Lond B Biol Sci. 1998 Feb 28;353(1366):307-14. doi: 10.1098/rstb.1998.0211.

Abstract

For principled and substantially philosophical reasons, based largely on his reform of natural history by inverting the Paleyan notion of overarching and purposeful beneficence in the construction of organisms, Darwin built his theory of selection at the single causal level of individual bodies engaged in unconscious (and metaphorical) struggle for their own reproductive success. But the central logic of the theory allows selection to work effectively on entities at several levels of a genealogical hierarchy, provided that they embody a set of requisite features for defining evolutionary individuality. Genes, cell lineages, demes, species, and clades-as well as Darwin's favoured organisms-embody these requisite features in enough cases to form important levels of selection in the history of life. R. A. Fisher explicitly recognized the unassailable logic of species selection, but denied that thsi real process could be important in evolution because, compared with the production of new organisms within a species, the origin of new species is so rare, and the number of species within most clades so low. I review this and other classical arguments against higher-level selection, and conclude (in the first part of this paper) that they are invalid in practice for interdemic selection, and false in principle for species selection. Punctuated equilibrium defines the individuality of species and refutes Fisher's classical argument based on cycle time. In the second part of the paper, I argue that we have failed to appreciate the range and power of selection at levels above and below the organismic because we falsely extrapolate the defining properties of organisms to these other levels (which are characterized by quite different distinctive features), and then regard the other levels as impotent because their effective individuals differ so much from organisms. We would better appreciate the power and generality of hierarchical models of selection if we grasped two key principles: first, that levels can interact in all modes (positively, negatively, and orthogonally), and not only in the negative style (with a higher level suppressing an opposing force of selection from the lower level) that, for heuristic and operational reasons, has received almost exclusive attention in the existing literature; and second, that each hierarchical level differs from all others in substantial and interesting ways, both in the style and frequency of patterns in change and causal modes.

摘要

出于原则性和实质上的哲学原因,主要基于他对自然史的改革,通过颠覆佩利关于生物体构建中总体性和目的性仁慈的观念,达尔文在个体生物体为自身繁殖成功进行无意识(且具隐喻性)斗争的单一因果层面上构建了他的选择理论。但该理论的核心逻辑允许选择在谱系层级的多个层面上对实体有效发挥作用,只要这些实体体现出一组定义进化个体性的必要特征。基因、细胞谱系、种群、物种和进化枝——以及达尔文所青睐的生物体——在足够多的情况下体现了这些必要特征,从而在生命史上形成了重要的选择层面。R. A. 费希尔明确认识到物种选择的无懈可击的逻辑,但否认这一真实过程在进化中可能重要,因为与物种内新生物体的产生相比,新物种的起源极为罕见,且大多数进化枝内的物种数量很少。我回顾了这一观点以及其他反对高层级选择的经典论点,并得出结论(在本文第一部分),它们在实践中对种群间选择无效,在原则上对物种选择错误。间断平衡定义了物种的个体性,并驳斥了费希尔基于循环时间的经典论点。在本文第二部分,我认为我们未能认识到生物体之上和之下各层面选择的范围和力量,因为我们错误地将生物体的定义属性外推到这些其他层面(这些层面具有截然不同的独特特征),然后认为其他层面无力,因为它们的有效个体与生物体差异如此之大。如果我们掌握两个关键原则,就能更好地认识选择层级模型的力量和普遍性:第一,各层面可以以所有模式(正向、负向和正交)相互作用,而不仅仅是以负面模式(较高层面抑制来自较低层面的相反选择力量)相互作用,出于启发式和操作性原因,现有文献几乎只关注了这种负面模式;第二,每个层级在变化模式和因果模式的风格及频率方面,都以实质且有趣的方式与所有其他层级不同。

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