Baron J C
INSERM U320, University of Caen, France.
Cerebrovasc Dis. 2001;11 Suppl 1:2-8. doi: 10.1159/000049119.
After middle cerebral artery occlusion (MCAO) in the laboratory animal, the ischemic penumbra has been documented as a severely hypoperfused, functionally impaired, but still viable cortex which can regain its function and escape infarction if it is reperfused before a certain time has elapsed. The penumbra surrounds the ischemic core of already irreversibly damaged tissue, and is progressively recruited into the core with increasing MCAO duration. In the animal, the threshold of cerebral blood flow (CBF) below which neuronal function is impaired and the tissue is at risk of infarction is around 22 ml/100 g/min (approximately 40% of normal) in the awake or lightly anesthetized monkey, and around 30--35 ml/100 g/min in the cat and the rat. The threshold of CBF below which the tissue becomes irreversibly damaged and will progress to infarction depends on the duration of ischemia, and is around 10 ml/100 g/min for 1--2 h (approximately 20% of normal) and around 18 ml/100 g/min for permanent ischemia in the monkey. Mildly reduced CBF down to the 40% threshold (termed 'oligemia') is normally well tolerated, and the affected tissue is not at risk of infarction under uncomplicated conditions (in the animal, however, selective neuronal death may occur even with only mildly reduced CBF values, but this sequela of stroke seems an exceptional encounter in man). Classic studies with carotid artery clamping in man have provided estimates for the penumbra threshold at around 20 ml/ 100 g/min for the whole brain, but only recently have imaging studies allowed to document the existence of the penumbra in acute stroke and given estimates of local CBF thresholds. With PET, the penumbra is characterized by a reduced CBF, an increased oxygen extraction fraction, and a relatively preserved oxygen consumption (CMRO(2)). In a series of PET studies performed 5--18 h after stroke onset, we have determined the threshold for penumbra to be around 20 ml/100 g/min, and documented that the extent of neurological recovery is proportional to the volume of penumbra that eventually escaped infarction. Within this time interval, the thresholds for irreversible damage were around 8 ml/ 100 g/min for CBF and around 0.9 ml/100 g/min for CMRO(2). Recent studies with diffusion-weighted and perfusion MR have reported similar relative thresholds for CBF of about 50 and 18% for penumbra and core, respectively. Although it is likely that the threshold for irreversibility will be lower with shorter duration since clinical onset, this has not been documented thus far. Because saving the penumbra will improve clinical outcome, it should constitute the main target of acute stroke therapy. We found evidence of penumbra in about one third of the cases studied between 5 and 18 h after onset, and as late as 16 h after symptom onset in occasional patients, suggesting the therapeutic window may be protracted in at least a fraction of the cases; similar experience has recently accrued from diffusion-weighted MR and perfusion MR. In the remaining patients, there was evidence of early extensive damage or early spontaneous reperfusion, which would make them inappropriate candidates for neuroprotective therapy. Recent evidence from PET studies of relative perfusion performed within 3 h of onset suggests that early thrombolysis indeed saves the tissue with CBF below a critical threshold of 12 ml/ 100 g/min, with a correlation between the volume of such tissue escaping infarction and subsequent neurological recovery. Thus, mapping the penumbra in the individual patient with physiologic imaging should allow to formulate a pathophysiological diagnosis, and in turn to design a rational management of the stroke patient and to increase the sensitivity of drug trials by appropriate patient selection.
在实验动物大脑中动脉闭塞(MCAO)后,缺血半暗带被记录为一个灌注严重不足、功能受损但仍存活的皮质区域,如果在一定时间内实现再灌注,该区域能够恢复其功能并避免梗死。半暗带围绕着已经不可逆转受损组织的缺血核心,并随着MCAO持续时间的增加而逐渐被纳入核心区域。在动物中,清醒或轻度麻醉的猴子脑血流量(CBF)低于22 ml/100 g/min(约为正常的40%)时,神经元功能受损且组织有梗死风险;猫和大鼠的这一阈值约为30 - 35 ml/100 g/min。组织变得不可逆转受损并将进展为梗死的CBF阈值取决于缺血持续时间,猴子在缺血1 - 2小时时约为10 ml/100 g/min(约为正常的20%),永久性缺血时约为18 ml/100 g/min。轻度降低至40%阈值(称为“低灌注”)的CBF通常耐受性良好,在无并发症的情况下,受影响的组织没有梗死风险(然而,在动物中,即使CBF值仅轻度降低也可能发生选择性神经元死亡,但这种中风后遗症在人类中似乎很少见)。在人体进行的经典颈动脉夹闭研究估计,全脑半暗带阈值约为20 ml/100 g/min,但直到最近,影像学研究才得以证实急性卒中时半暗带的存在并给出局部CBF阈值的估计值。通过正电子发射断层扫描(PET),半暗带的特征是CBF降低、氧摄取分数增加以及氧代谢率(CMRO₂)相对保持不变。在一系列卒中发作后5 - 18小时进行的PET研究中,我们确定半暗带阈值约为20 ml/100 g/min,并证明神经功能恢复程度与最终未发生梗死的半暗带体积成正比。在此时间间隔内,不可逆损伤的阈值CBF约为8 ml/100 g/min,CMRO₂约为0.9 ml/100 g/min。最近的扩散加权磁共振成像(MR)和灌注MR研究报告,半暗带和核心区域CBF的相对阈值分别约为50%和18%。尽管随着临床发病后持续时间缩短,不可逆性阈值可能会更低,但目前尚未有相关记录。由于挽救半暗带将改善临床结局,因此它应成为急性卒中治疗的主要目标。我们发现在发病后5 - 18小时研究的约三分之一病例中存在半暗带证据,偶尔有患者在症状发作后16小时仍有半暗带,这表明至少在一部分病例中治疗窗可能会延长;最近扩散加权MR和灌注MR也有类似发现。在其余患者中,有早期广泛损伤或早期自发再灌注的证据,这将使他们不适合进行神经保护治疗。最近发病后3小时内进行的PET相对灌注研究证据表明,早期溶栓确实能挽救CBF低于12 ml/100 g/min临界阈值的组织,这种未发生梗死的组织体积与随后的神经功能恢复之间存在相关性。因此,利用生理成像技术在个体患者中描绘半暗带应有助于做出病理生理诊断,进而设计合理的卒中患者管理方案,并通过适当的患者选择提高药物试验的敏感性。