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将疾病负担/成本效益作为地区卫生规划工具:来自乌干达的经验

Using burden of disease/cost-effectiveness as an instrument for district health planning: experiences from Uganda.

作者信息

Jeppsson Anders, Okuonzi Sam Agatre, Ostergren Per-Olof, Hagström Bo

机构信息

Department of Community Medicine, Lund University, Lund, Sweden.

出版信息

Health Policy. 2004 Dec;70(3):261-70. doi: 10.1016/j.healthpol.2004.02.009.

Abstract

The burden of disease/cost-effectiveness analysis (BoD/CE) was introduced as a method for detailed planning and budgeting in 13 districts of Uganda. This endeavor can be seen as a "natural experiment", attempting to pursue policy implementation by means of a heavy focus on rationalistic/technical arguments as a main supportive factor. However, modern theory of policy implementation, e.g. the new institutionalism postulate that the implementation process is far from a passive diffusion process which only would need support by technical rationality, and that the result of the implementation process often is very different from prior expectations and depend on a number of factors in the so called translation process. The aim of this paper was to study the outcome of the mentioned "natural experiment" and, if the outcome diverted from the intended ones (which we hypothesized), to analyze some of the reasons for this by using the theoretical framework of new institutionalism. District budgets as well as actual expenditures before and after the introduction of the BoD and CE methods were analyzed. District health officials were interviewed to obtain their views and experiences of the method. Our study of budget allocations and actual expenditures revealed an increasing discrepancy from the pattern shown in the BoD/CE analysis. The district officials were positive about the methods but stated that it had to be used together with other methods. However, we found that the seemingly pure focus of BoD/CE, i.e. technical efficiency of budget allocations at the district level, collided with issues of accountability. The final budgets, and even more, the actual expenditures can be seen as the outcome of negotiation processes where other rationalities have considered, that is the translation process. This implies that the "technical" issue of efficiency has to become better understood and integrated in the notion of an accountable health care system at the district level. It is proposed that an increased involvement of the peripheral parts of the health care system, and most likely the target population itself, is needed to accomplish this.

摘要

疾病负担/成本效益分析(BoD/CE)作为一种详细规划和预算编制方法被引入乌干达的13个地区。这一举措可被视为一项“自然实验”,试图通过高度关注理性主义/技术论据作为主要支持因素来推进政策实施。然而,现代政策实施理论,如新制度主义假定,实施过程远非一个仅需技术合理性支持的被动扩散过程,而且实施过程的结果往往与先前预期大相径庭,并取决于所谓转化过程中的诸多因素。本文旨在研究上述“自然实验”的结果,若结果与预期不符(我们假设会如此),则运用新制度主义的理论框架分析其中一些原因。分析了引入BoD和CE方法前后的地区预算以及实际支出情况。对地区卫生官员进行了访谈,以获取他们对该方法的看法和经验。我们对预算分配和实际支出的研究表明,与BoD/CE分析中所示模式的差异越来越大。地区官员对这些方法持肯定态度,但表示必须与其他方法结合使用。然而,我们发现,BoD/CE看似纯粹关注地区层面预算分配的技术效率,却与问责问题产生了冲突。最终预算,甚至实际支出,都可被视为谈判过程的结果,其中考虑了其他合理性因素,即转化过程。这意味着,效率这一“技术”问题必须在地区层面的可问责医疗保健系统概念中得到更好的理解和整合。建议需要加强医疗保健系统外围部分,很可能还包括目标人群本身的参与,以实现这一目标。

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