Hagino Atsushi, Hamada Chikuma, Yoshimura Isao, Ohashi Yasuo, Sakamoto Junichi, Nakazato Hiroaki
Department of INdustrial Management and Engineering, Faculty of Engineering, Tokyo University of Science, Tokyo, Japan.
Control Clin Trials. 2004 Dec;25(6):572-84. doi: 10.1016/j.cct.2004.08.004.
The selection of a trial design is an important issue in the planning of clinical trials. One of the most important considerations in trial design is the method of treatment allocation and appropriate analysis plan corresponding to the design. In this article, we conducted computer simulations using the actual data from 2158 rectal cancer patients enrolled in the surgery-alone group from seven randomized controlled trials in Japan to compare the performance of allocation methods, simple randomization, stratified randomization and minimization in relatively small-scale trials (total number of two groups are 50, 100, 150 or 200 patients). The degree of imbalance in prognostic factors between groups was evaluated by changing the allocation probability of minimization from 1.00 to 0.70 by 0.05. The simulation demonstrated that minimization provides the best performance to ensure balance in the number of patients between groups and prognostic factors. Moreover, to achieve the 1 percentile for the p-value of chi-square test around 0.50 with respect to balance in prognostic factors, the allocation probability of minimization was required to be set to 0.95 for 50, 0.80 for 100, 0.75 for 150 and 0.70 for 200 patients. When the sample size was larger, sufficient balance could be achieved even if reducing allocation probability. The simulation using actual data demonstrated that unadjusted tests for the allocation factors resulted in conservative type I errors when dynamic allocation, such as minimization, was used. In contrast, adjusted tests for allocation factors as covariates improved type I errors closer to the nominal significance level and they provided slightly higher power. In conclusion, both the statistical and clinical validity of minimization was demonstrated in our study.
试验设计的选择是临床试验规划中的一个重要问题。试验设计中最重要的考虑因素之一是治疗分配方法以及与该设计相对应的适当分析计划。在本文中,我们使用来自日本七项随机对照试验中单纯手术组的2158例直肠癌患者的实际数据进行了计算机模拟,以比较在相对小规模试验(两组患者总数为50、100、150或200例)中分配方法、简单随机化、分层随机化和最小化法的性能。通过将最小化法的分配概率从1.00以0.05的步长降至0.70,评估了组间预后因素的不平衡程度。模拟结果表明,最小化法在确保组间患者数量和预后因素平衡方面表现最佳。此外,为了使关于预后因素平衡的卡方检验p值达到约0.50的第1百分位数,对于50例患者,最小化法的分配概率需设定为0.95;对于100例患者为0.80;对于150例患者为0.75;对于200例患者为0.70。当样本量较大时,即使降低分配概率也能实现足够的平衡。使用实际数据进行的模拟表明,当使用如最小化法这样的动态分配时,对分配因素进行未经调整的检验会导致保守的I型错误。相比之下,将分配因素作为协变量进行调整的检验能使I型错误更接近名义显著性水平,并且具有略高的检验效能。总之,我们的研究证明了最小化法在统计学和临床方面的有效性。