Hill Catherine M, Hogan Alexandra M, Onugha Nwanneka, Harrison Dawn, Cooper Sara, McGrigor Victoria J, Datta Avijit, Kirkham Fenella J
Division of Clinical Neurosciences, University of Southampton, United Kingdom.
Pediatrics. 2006 Oct;118(4):e1100-8. doi: 10.1542/peds.2006-0092.
Sleep-disordered breathing describes a spectrum of upper airway obstruction in sleep from simple primary snoring, estimated to affect 10% of preschool children, to the syndrome of obstructive sleep apnea. Emerging evidence has challenged previous assumptions that primary snoring is benign. A recent report identified reduced attention and higher levels of social problems and anxiety/depressive symptoms in snoring children compared with controls. Uncertainty persists regarding clinical thresholds for medical or surgical intervention in sleep-disordered breathing, underlining the need to better understand the pathophysiology of this condition. Adults with sleep-disordered breathing have an increased risk of cerebrovascular disease independent of atherosclerotic risk factors. There has been little focus on cerebrovascular function in children with sleep-disordered breathing, although this would seem an important line of investigation, because studies have identified abnormalities of the systemic vasculature. Raised cerebral blood flow velocities on transcranial Doppler, compatible with raised blood flow and/or vascular narrowing, are associated with neuropsychological deficits in children with sickle cell disease, a condition in which sleep-disordered breathing is common. We hypothesized that there would be cerebral blood flow velocity differences in sleep-disordered breathing children without sickle cell disease that might contribute to the association with neuropsychological deficits.
Thirty-one snoring children aged 3 to 7 years were recruited from adenotonsillectomy waiting lists, and 17 control children were identified through a local Sunday school or as siblings of cases. Children with craniofacial abnormalities, neuromuscular disorders, moderate or severe learning disabilities, chronic respiratory/cardiac conditions, or allergic rhinitis were excluded. Severity of sleep-disordered breathing in snoring children was categorized by attended polysomnography. Weight, height, and head circumference were measured in all of the children. BMI and occipitofrontal circumference z scores were computed. Resting systolic and diastolic blood pressure were obtained. Both sleep-disordered breathing children and the age- and BMI-similar controls were assessed using the Behavior Rating Inventory of Executive Function (BRIEF), Neuropsychological Test Battery for Children (NEPSY) visual attention and visuomotor integration, and IQ assessment (Wechsler Preschool and Primary Scale of Intelligence Version III). Transcranial Doppler was performed using a TL2-64b 2-MHz pulsed Doppler device between 2 pm and 7 pm in all of the patients and the majority of controls while awake. Time-averaged mean of the maximal cerebral blood flow velocities was measured in the left and right middle cerebral artery and the higher used for analysis.
Twenty-one snoring children had an apnea/hypopnea index <5, consistent with mild sleep-disordered breathing below the conventional threshold for surgical intervention. Compared with 17 nonsnoring controls, these children had significantly raised middle cerebral artery blood flow velocities. There was no correlation between cerebral blood flow velocities and BMI or systolic or diastolic blood pressure indices. Exploratory analyses did not reveal any significant associations with apnea/hypopnea index, apnea index, hypopnea index, mean pulse oxygen saturation, lowest pulse oxygen saturation, accumulated time at pulse oxygen saturation <90%, or respiratory arousals when examined in separate bivariate correlations or in aggregate when entered simultaneously. Similarly, there was no significant association between cerebral blood flow velocities and parental estimation of child's exposure to sleep-disordered breathing. However, it is important to note that whereas the sleep-disordered breathing group did not exhibit significant hypoxia at the time of study, it was unclear to what extent this may have been a feature of their sleep-disordered breathing in the past. IQ measures were in the average range and comparable between groups. Measures of processing speed and visual attention were significantly lower in sleep-disordered breathing children compared with controls, although within the average range. There were similar group differences in parental-reported executive function behavior. Although there were no direct correlations, adjusting for cerebral blood flow velocities eliminated significant group differences between processing speed and visual attention and decreased the significance of differences in Behavior Rating Inventory of Executive Function scores, suggesting that cerebral hemodynamic factors contribute to the relationship between mild sleep-disordered breathing and these outcome measures.
Cerebral blood flow velocities measured by noninvasive transcranial Doppler provide evidence for increased cerebral blood flow and/or vascular narrowing in childhood sleep-disordered breathing; the relationship with neuropsychological deficits requires further exploration. A number of physiologic changes might alter cerebral blood flow and/or vessel diameter and, therefore, affect cerebral blood flow velocities. We were able to explore potential confounding influences of obesity and hypertension, neither of which explained our findings. Second, although cerebral blood flow velocities increase with increasing partial pressure of carbon dioxide and hypoxia, it is unlikely that the observed differences could be accounted for by arterial blood gas tensions, because all of the children in the study were healthy, with no cardiorespiratory disease, other than sleep-disordered breathing in the snoring group. Although arterial partial pressure of oxygen and partial pressure of carbon dioxide were not monitored during cerebral blood flow velocity measurement, assessment was undertaken during the afternoon/early evening when the child was awake, and all of the sleep-disordered breathing children had normal resting oxyhemoglobin saturation at the outset of their subsequent sleep studies that day. Finally, there is an inverse linear relationship between cerebral blood flow and hematocrit in adults, and it is known that iron-deficient erythropoiesis is associated with chronic infection, such as recurrent tonsillitis, a clinical feature of many of the snoring children in the study. Preoperative full blood counts were not performed routinely in these children, and, therefore, it was not possible to exclude anemia as a cause of increased cerebral blood flow velocity in the sleep-disordered breathing group. However, hemoglobin levels were obtained in 4 children, 2 of whom had borderline low levels (10.9 and 10.2 g/dL). Although there was no apparent relationship with cerebral blood flow velocity in these children (cerebral blood flow velocity values of 131 and 130 cm/second compared with 130 and 137 cm/second in the 2 children with normal hemoglobin levels), this requires verification. It is of particular interest that our data suggest a relationship among snoring, increased cerebral blood flow velocities and indices of cognition (processing speed and visual attention) and perhaps behavioral (Behavior Rating Inventory of Executive Function) function. This finding is preliminary: a causal relationship is not established, and the physiologic mechanisms underlying such a relationship are not clear. Prospective studies that quantify cumulative exposure to the physiologic consequences of sleep-disordered breathing, such as hypoxia, would be informative.
睡眠呼吸障碍描述了一系列睡眠时上气道阻塞情况,从估计影响10%学龄前儿童的单纯原发性打鼾到阻塞性睡眠呼吸暂停综合征。新出现的证据对原发性打鼾无害这一先前假设提出了挑战。最近一份报告指出,与对照组相比,打鼾儿童的注意力下降,社交问题及焦虑/抑郁症状水平更高。关于睡眠呼吸障碍进行药物或手术干预的临床阈值仍存在不确定性,这突出表明需要更好地了解该病症的病理生理学。患有睡眠呼吸障碍的成年人患脑血管疾病的风险增加,且独立于动脉粥样硬化风险因素。尽管鉴于已发现系统性脉管系统异常,这似乎是一个重要的研究方向,但睡眠呼吸障碍儿童的脑血管功能很少受到关注。经颅多普勒检测到的脑血流速度升高,与血流增加和/或血管狭窄相符,这与镰状细胞病患儿的神经心理缺陷有关,而睡眠呼吸障碍在镰状细胞病中很常见。我们假设,在没有镰状细胞病的睡眠呼吸障碍儿童中会存在脑血流速度差异,这可能与神经心理缺陷有关。
从腺样体扁桃体切除术等候名单中招募了31名3至7岁的打鼾儿童,并通过当地主日学校或作为病例的兄弟姐妹确定了17名对照儿童。排除患有颅面异常、神经肌肉疾病、中度或重度学习障碍、慢性呼吸/心脏疾病或过敏性鼻炎的儿童。通过多导睡眠监测仪对打鼾儿童的睡眠呼吸障碍严重程度进行分类。测量了所有儿童的体重、身高和头围。计算了BMI和枕额围z评分。测量了静息收缩压和舒张压。使用执行功能行为评定量表(BRIEF)、儿童神经心理测试组合(NEPSY)视觉注意力和视觉运动整合以及智商评估(韦氏学前及初小儿童智力量表第三版)对睡眠呼吸障碍儿童和年龄及BMI与之相似的对照组进行评估。在下午2点至7点之间,对所有患者及大多数对照组在清醒状态下使用TL2 - 64b 2兆赫脉冲多普勒设备进行经颅多普勒检查。测量左、右大脑中动脉最大脑血流速度的时间平均均值,并采用较高值进行分析。
21名打鼾儿童的呼吸暂停/低通气指数<5,符合低于手术干预传统阈值的轻度睡眠呼吸障碍。与17名非打鼾对照组相比,这些儿童的大脑中动脉血流速度显著升高。脑血流速度与BMI或收缩压或舒张压指数之间无相关性。在单独的双变量相关性分析或同时纳入时的综合分析中,探索性分析未发现与呼吸暂停/低通气指数、呼吸暂停指数、低通气指数、平均脉搏血氧饱和度、最低脉搏血氧饱和度、脉搏血氧饱和度<90%时的累计时间或呼吸唤醒之间存在任何显著关联。同样,脑血流速度与父母对孩子睡眠呼吸障碍暴露情况的估计之间也无显著关联。然而,需要注意的是,虽然睡眠呼吸障碍组在研究时未表现出明显的缺氧情况,但不清楚这在多大程度上可能是其过去睡眠呼吸障碍的一个特征。智商测量值在平均范围内,且两组之间具有可比性。与对照组相比,睡眠呼吸障碍儿童的处理速度和视觉注意力测量值显著较低,尽管仍在平均范围内。在父母报告的执行功能行为方面也存在类似的组间差异。虽然没有直接相关性,但对脑血流速度进行校正后,消除了处理速度和视觉注意力之间的显著组间差异,并降低了执行功能行为评定量表得分差异的显著性,这表明脑血流动力学因素有助于轻度睡眠呼吸障碍与这些结果指标之间的关系。
通过无创经颅多普勒测量的脑血流速度为儿童睡眠呼吸障碍时脑血流增加和/或血管狭窄提供了证据;与神经心理缺陷的关系需要进一步探索。一些生理变化可能会改变脑血流和/或血管直径,从而影响脑血流速度。我们能够探究肥胖和高血压的潜在混杂影响,但两者均无法解释我们的研究结果。其次,虽然脑血流速度会随着二氧化碳分压和缺氧程度的增加而升高,但观察到的差异不太可能由动脉血气张力来解释,因为研究中的所有儿童均健康,除打鼾组存在睡眠呼吸障碍外无其他心肺疾病。虽然在测量脑血流速度时未监测动脉血氧分压和二氧化碳分压,但评估是在下午/傍晚儿童清醒时进行的,且所有睡眠呼吸障碍儿童在当天后续睡眠研究开始时静息氧合血红蛋白饱和度均正常。最后,成年人的脑血流与血细胞比容之间存在负线性关系,且已知缺铁性红细胞生成与慢性感染有关,如复发性扁桃体炎,这是研究中许多打鼾儿童的临床特征。这些儿童术前未常规进行全血细胞计数,因此无法排除贫血是睡眠呼吸障碍组脑血流速度增加的原因。然而,对4名儿童进行了血红蛋白水平检测,其中2名儿童的血红蛋白水平处于临界低值(10.9和10.2 g/dL)。尽管这2名儿童的脑血流速度值(分别为每秒131和130厘米)与血红蛋白水平正常的2名儿童(分别为每秒130和137厘米)之间未发现明显关系,但这需要进一步验证。特别值得关注的是,我们的数据表明打鼾、脑血流速度增加与认知指标(处理速度和视觉注意力)以及可能的行为指标(执行功能行为评定量表)之间存在关联。这一发现是初步的:尚未确立因果关系,且这种关系背后的生理机制尚不清楚。对睡眠呼吸障碍的生理后果(如缺氧)的累积暴露进行量化的前瞻性研究将提供有价值的信息。