Brooks H
Science. 1971 Oct 1;174(4004):21-30. doi: 10.1126/science.174.4004.21.
A recent newspaper account of the 1970 annual meeting of the AAAS was headlined, "Science's Blank Check Bounces." I am not, however, advocating that giving a "blank check" to science will solve all our problems. The discussion of science policy in the last three decades has too often confused necessary with sufficient conditions. A strong basic science is a necessary condition for a strong economy, a livable environment, and a tolerable society. But it is by no means a sufficient condition. That a vital science is an indispensable tool of human welfare in the present stage of evolution of man on the planet does not mean that it is the only tool or that it cannot also produce the opposite. Indeed, there seems almost to be a complementarity between the power for good and the power for evil inherent in science. Nuclear energy poses the possibility of nuclear holocaust, but is indispensable to a continuing supply of energy after fossil fuels run out. The computer threatens us with "big brother," but seems indispensable to the rational management of our complex social structures. Molecular genetics could be used for frightful purposes, but opens up the prospect of the final conquest of human disease and food supply. Drugs which control human behavior have opened up frightful possibilities for abuse and self-destruction, but they also offer the hope of conquest of mental illness. What I have referred to are really technologies, not science, but science is needed to use them wisely, although it will not guarantee their wise use. Although science cannot ask for a blank check, there is a part of it which must have the autonomy to "do its own thing"if it is to continue to serve society. How much of science should have this autonomy, and what sort of accountability should be required of it will be matters of continuing debate. Some accountability outside the scientific system itself is essential, as in any other human activity, but the degree of external accountability which is necessary will depend also on the success with which science maintains its own system of internal accountability, guaranteeing the intellectual excellence and integrity of its results. Although I do not believe scientists can be held accountable for the uses which society makes of the knowledge they produce, they do have an obligation to make clear the implications of this knowledge insofar as it is within their special intellectual competence to do so. However, I believe that the highest allegiance of science must continue to be to truth as defined by the validation procedures of the scientific process itself, and that the distortion of scientific results or the selective use of evidence for political purposes, no matter how worthy, is unforgivable insofar as it is presented cloaked by the authority and imputed objectivity of science. That science should have a measure of autonomy does not mean it cannot also respond to new social priorities. As in the past, new social missions can open up exciting new scientific questions, as fundamental as any generated by the internal workings of science. However, what is important is that no matter how much the broad strategy of science might be influenced by social priorities, the tactics should be largely governed by scientific criteria. Furthermore, it is essential that some science be supported and cultivated for its own sake alone. Here the primary criterion must be excellence as judged scientifically, that is, by internal standards. The fraction of the total technical effort that is supported in this way should have some degree of constancy over the long term. You are no doubt wondering what is the answer to the question posed by the title of this article. I cannot give a definite answer one way or the other. The threats to the integrity of science, both from within and from without, are probably greater than at any time in the past, because science is much more a part of the total social and political process, no longer the semihobby of a few dedicated and somewhat eccentric individuals. But I am an optimist. I do not think that the scientific enterprise is going down the drain. It will change, as science has always changed. It will respond to new social priorities, but, like an organism responding to disease, it will develop antibodies which will fight and finally contain excessive control by external criteria, and in fact will transform these external pressures into new opportunities and new fundamental fields of inquiry. But I could be wrong!
最近一份报纸对美国科学促进会1970年年会的报道标题是《科学的空白支票被拒付》。然而,我并不是主张给科学一张“空白支票”就能解决我们所有的问题。过去三十年里对科学政策的讨论常常将必要条件与充分条件混为一谈。强大的基础科学是强大经济、宜居环境和可容忍社会的必要条件。但这绝不是充分条件。在人类在地球上进化的现阶段,一门至关重要的科学是人类福祉不可或缺的工具,这并不意味着它是唯一的工具,也不意味着它不会产生相反的结果。事实上,科学内在的善的力量与恶的力量之间似乎几乎存在一种互补性。核能带来了核浩劫的可能性,但在化石燃料耗尽后,对持续供应能源来说却不可或缺。计算机用“老大哥”来威胁我们,但对我们复杂社会结构的合理管理似乎又不可或缺。分子遗传学可被用于可怕的目的,但也开启了最终征服人类疾病和粮食供应的前景。控制人类行为的药物为滥用和自我毁灭带来了可怕的可能性,但它们也带来了征服精神疾病的希望。我提到的这些实际上是技术,而非科学,但要明智地运用它们需要科学,尽管科学无法保证它们会被明智地使用。虽然科学不能要求一张空白支票,但它的一部分必须拥有自主权去“做自己的事”,如果它要继续为社会服务的话。科学应该有多大程度的自主权,以及应该对它要求何种问责,将是持续争论的问题。科学体系本身之外某种程度的问责是必不可少的,就像在任何其他人类活动中一样,但所需的外部问责程度也将取决于科学在维持自身内部问责体系方面的成功程度,这种内部问责体系要保证其成果的智识卓越性和完整性。虽然我不认为科学家要为社会对他们所产生知识的利用负责,但他们有义务在其特殊的知识能力范围内阐明这种知识的含义。然而,我认为科学最高的忠诚必须继续是对科学过程本身的验证程序所定义的真理,而且为了政治目的而歪曲科学结果或有选择地使用证据,无论多么有价值,只要是以科学的权威和假定的客观性来掩盖呈现,就是不可原谅的。科学应该有一定程度的自主权,这并不意味着它不能也回应新的社会优先事项。和过去一样,新的社会使命会开启令人兴奋的新科学问题,这些问题和科学内部运作产生的任何问题一样基础。然而,重要的是,无论科学的总体战略可能受社会优先事项影响多大,策略在很大程度上都应由科学标准来支配。此外,必须仅仅为了科学自身的缘故而支持和培育一些科学领域。这里的首要标准必须是科学判断的卓越性,也就是依据内部标准。以这种方式得到支持的技术努力在总量中所占的比例从长期来看应该有一定程度的稳定性。你们无疑在想这篇文章标题所提出问题的答案是什么。我无法给出肯定或否定的明确答案。对科学完整性的威胁,来自内部和外部的,可能比过去任何时候都更大,因为科学在更大程度上是整个社会和政治进程的一部分,不再是少数有献身精神且有点古怪的个人的半业余爱好。但我是个乐观主义者。我不认为科学事业会走向衰落。它会改变,就像科学一直以来那样改变。它会回应新的社会优先事项,但就像生物体对疾病的反应一样,它会产生抗体来对抗并最终遏制外部标准的过度控制,实际上还会将这些外部压力转化为新的机会和新的基础研究领域。但我也可能是错的!