Mozley A
Science. 1971 Oct 1;174(4004):30-8. doi: 10.1126/science.174.4004.30.
Despite traditional opposition to change within an institution and the known reluctance of an "old guard" to accept new managerial policies and techniques, the reactions suggested in this study go well beyond the level of a basic resistance to change. The response, indeed, drawn from a random sampling of Laboratory scientific and engineering personnel, comes close to what Philip Handler has recently described as a run on the scientific bank in a period of depression (1, p. 146). It appears that Argonne's apprehension stems less from the financial cuts that have reduced staff and diminished programs by an annual 10 percent across the last 3 fiscal years than from the administrative and conceptual changes that have stamped the institution since 1966. Administratively, the advent of the AUA has not forged a sense of collaborative effort implicit in the founding negotiations or contributed noticeably to increasing standards of excellence at Argonne. The AUA has, in fact, yet to exercise the constructive powers vested in them by the contract of reviewing and formulating long-term policy on the research and reactor side. Additionally, the University of Chicago, once the single operator, appears to have forfeited some of the trust and understanding that characterized the Laboratory's attitude to it in former years. In a period of complex and sensitive management the present directorate at Argonne is seriously dissociated from a responsible spectrum of opinion within the Laboratory. The crux of discontent among the creative scientific and engineering community appears to lie in a developed sense of being overadministered. In contrast to earlier periods, Argonne's professional staff feels a critical need for a voice in the formulation of Laboratory programs and policy. The Argonne senate could supply this mechanism. Slow to rally, their present concern springs from a firm conviction that the Laboratory is "withering on the vine." By contrast, the Laboratory director Powers, William B. Cannon, who is vice president of programs and projects of the University of Chicago, and a small selection of staff members believe that the Laboratory is going through a natural and inevitable process of change consonant with altered missions and objectives in an atomic energy laboratory. The general mood, however, demonstrates the Jeffersonian insight, as relevant in science as in politics, that only democratic governance provides salutary checks and balances when things go wrong. The point deserves close scrutiny when Argonne's tripartite contract comes up for renegotiation in October 1971. Fundamentally Argonne's relations with its sponsoring agency remain at the center of its progress and future plans. Despite administrative and management changes, there is little doubt that he who pays the piper calls the tune. In common with other federal contract research and development adjuncts, Argonne has undoubtedly undergone tightening and winnowing away of flexibility in the past 6 years. In the nuclear reactor program the consequences have been strongly felt, and stringent national budgets have widened the tendency in the research domain. The impact of these changes and of AEC's attitude to basic research raise large questions for the future of the national laboratories. Few doubt that these "major national assets," with their outstanding scientific and technical personnel and equipment, fulfill a unique function and are here to stay, though their missions may undergo some change; the question of their most effective direction and handling, however, remains crucial for those concerned with priorities and decision-making for science. A recent review of 40 national federal adjuncts (30,31) has indicated that the primary sponsoring agency obtains better performance from a center that has a relatively high degree of independence than from one that is tightly controlled. The point is confirmed at Argonne where the present tendency (particularly on the nuclear reactor front) to use creative scientists as skilled technicians performing tasks specified in detail from Washington threatens to deprive the nation of the benefit of their scientific creativity and of their objective review and evaluation of AEC's programs. "The case for independence," Alan Pifer, president of Carnegie Corporation, has summed up the matter cogently, "rests on the simple proposition that for government to reap the real benefits that these organizations offer, they must be genuinely independent. If they are anything less than this, their effectiveness will be compromised. Among the benefits, as we have seen, can be a special capacity for experimentation, objectivity, the ability to recruit specially trained or talented personnel, flexibility, economy, and efficiency. Each of these benefits is a direct function of the quality of the management of these organizations, and this in turn is a function of the degree of independence which management is accorded. In short, able men know that freedom of action is essential to their own highest performance, and they will demand it. Having won it, they will resist all attempts at government to erode it" (30).
尽管传统上机构内部反对变革,而且众所周知,“保守派”不愿接受新的管理政策和技术,但本研究中所表明的反应远远超出了对变革的基本抵制程度。实际上,从实验室科研与工程人员的随机抽样中得出的这种反应,接近于菲利普·汉德勒最近所描述的在萧条时期对科学储备的挤兑(1,第146页)。看来阿贡国家实验室的忧虑与其说是源于过去三个财政年度里因财务削减致使员工减少、项目缩减了10%,不如说是源于自1966年以来给该机构打上印记的行政和观念变革。在行政方面,大学与阿贡国家实验室协议(AUA)的出现并未形成在创建谈判中所隐含的协作意识,也未对提高阿贡国家实验室的卓越标准有显著贡献。事实上,大学与阿贡国家实验室协议尚未行使合同赋予他们的建设性权力,即对研究和反应堆方面进行审查并制定长期政策。此外,曾经的单一运营者芝加哥大学,似乎已经失去了一些过去实验室对其抱有的信任和理解。在管理复杂且敏感的时期,阿贡国家实验室目前的管理层与实验室内部负责的意见范围严重脱节。在富有创造力的科研与工程群体中,不满的症结似乎在于一种强烈的被过度管理的感觉。与早期不同,阿贡国家实验室的专业人员深感在制定实验室项目和政策方面需要有发言权。阿贡参议院可以提供这样的机制。他们目前的担忧源于坚信实验室正在“枯萎”,而这种担忧反应迟缓。相比之下,实验室主任鲍尔斯、芝加哥大学负责项目和工程的副校长威廉·B·坎农以及一小部分工作人员认为,实验室正在经历一个自然且不可避免的变革过程,这与原子能实验室使命和目标的改变相一致。然而,总体情绪体现了杰斐逊的见解,这在科学领域和政治领域同样适用,即只有民主治理在出现问题时才能提供有益的制衡。当阿贡国家实验室的三方合同在1971年10月进行重新谈判时,这一点值得仔细审视。从根本上说,阿贡国家实验室与其赞助机构的关系仍然是其发展进程和未来计划的核心。尽管有行政和管理方面的变化,但毫无疑问,谁出钱谁就有权指挥。与其他联邦合同研发附属机构一样,阿贡国家实验室在过去六年里无疑经历了灵活性的收紧和削减。在核反应堆项目中,这种影响已强烈显现,而严格的国家预算加剧了研究领域的这种趋势。这些变化以及美国原子能委员会对基础研究的态度,给国家实验室的未来提出了重大问题。几乎没有人怀疑这些“国家主要资产”凭借其杰出的科技人员和设备履行着独特的职能并将继续存在,尽管它们的使命可能会有所改变;然而,对于那些关注科学优先事项和决策的人来说,如何最有效地指导和管理它们仍然至关重要。最近对40个国家联邦附属机构的一项评估(30,31)表明,如果一个中心具有相对较高的独立性,主要赞助机构能从该中心获得比严格控制的中心更好的绩效。这一点在阿贡国家实验室得到了证实,目前的趋势(特别是在核反应堆方面)是将有创造力的科学家当作熟练技术人员,执行华盛顿详细规定的任务,这有可能使国家无法受益于他们的科学创造力以及他们对美国原子能委员会项目的客观审查和评估。卡内基公司总裁艾伦·皮弗有力地总结了此事:“主张独立的理由基于一个简单的命题,即政府要从这些组织提供的真正益处中获益,它们就必须真正独立。如果它们达不到这一点,其效力就会受损。如我们所见,这些益处包括特殊的实验能力、客观性、招募经过特殊培训或有才能人员的能力、灵活性、经济性和效率。这些益处中的每一项都直接取决于这些组织的管理质量,而这反过来又取决于管理所享有的独立程度。简而言之,有能力的人知道行动自由对他们的最高绩效至关重要,他们会要求这种自由。获得这种自由后,他们会抵制政府侵蚀它的一切企图”(30)。