Fisheries Centre, The University of British Columbia, Vancouver, Canada.
PLoS One. 2010 Sep 17;5(9):e12832. doi: 10.1371/journal.pone.0012832.
Illegal, Unreported and Unregulated (IUU) fishing is a problem for marine resource managers, leading to depletion of fish stocks and negative impacts on marine ecosystems. These problems are particularly evident in regions with weak governance. Countries responsible for sustainable natural resource management in the Southern Ocean have actively worked to reduce IUU fishing in the region over a period of 15 years, leading to a sequence of three distinct peaks of IUU fishing.
METHODOLOGY/PRINCIPAL FINDINGS: We reviewed existing public records relating to IUU fishing in the Southern Ocean between 1995-2009 and related this information to the governance capacity of flag states responsible for IUU vessels. IUU operators used a number of methods to adapt to enforcement actions, resulting in reduced risks of detection, apprehension and sanctioning. They changed fishing locations, vessel names and flag states, and ports for offloading IUU catches. There was a significant decrease in the proportion of IUU vessels flagged to CCAMLR countries, and a significant decrease in the average governance index of flag states. Despite a decreasing trend of IUU fishing, further actions are hampered by the regional scope of CCAMLR and the governance capacity of responsible states.
CONCLUSIONS/SIGNIFICANCE: This is the first study of long-term change in the modus operandi of IUU fishing operators, illustrating that IUU operators can adapt to enforcement actions and that such dynamics may lead to new problems elsewhere, where countries have a limited capacity. This outsourcing of problems may have similarities to natural resource extraction in other sectors and in other regions. IUU fishing is the result of a number of factors, and effectively addressing this major challenge to sustainable marine resource extraction will likely require a stronger focus on governance. Highly mobile resource extractors with substantial funds are able to adapt to changing regulations by exploiting countries and regions with limited capacity.
非法、无管制和未报告的捕捞活动(IUU 捕捞)是海洋资源管理者面临的一个问题,导致鱼类资源枯竭,并对海洋生态系统造成负面影响。这些问题在治理薄弱的地区尤为明显。负责管理南大洋可持续自然资源的国家在过去 15 年里积极努力减少该区域的 IUU 捕捞活动,导致 IUU 捕捞出现了三个明显的高峰。
方法/主要发现:我们审查了 1995-2009 年期间南大洋 IUU 捕捞的现有公开记录,并将这些信息与负责 IUU 船只的船旗国的治理能力联系起来。IUU 作业者采用了多种方法来适应执法行动,从而降低了被发现、逮捕和制裁的风险。他们改变了捕捞地点、船只名称和船旗国以及 IUU 渔获物的卸货港口。在 CCAMLR 船旗国注册的 IUU 船只比例显著下降,船旗国的平均治理指数也显著下降。尽管 IUU 捕捞呈下降趋势,但由于 CCAMLR 的区域范围以及责任国的治理能力有限,进一步的行动受到了阻碍。
结论/意义:这是首次对 IUU 捕捞作业者操作方式长期变化的研究,表明 IUU 作业者能够适应执法行动,并且这种动态可能会在其他国家治理能力有限的地区导致新的问题。这些问题的外包可能与其他部门和其他地区的自然资源开采有相似之处。IUU 捕捞是多种因素造成的结果,要有效解决可持续海洋资源开采面临的这一重大挑战,可能需要更加关注治理。拥有大量资金和高度流动性的资源开采者能够通过利用治理能力有限的国家和地区来适应不断变化的法规。