Grossman Guy, Baldassarri Delia
Department of Political Science, 225 Stiteler Hall, 208 S. 37th Street, Philadelphia, PA 19104-6215 (
Am J Pol Sci. 2012 Oct 1;56(4):964-985. doi: 10.1111/j.1540-5907.2012.00596.x.
Communities often rely on sanctioning to induce public goods contributions. Past studies focus on how external agencies or peer sanctioning induce cooperation. In this article, we focus instead on the role played by centralized authorities, internal to the community. Combining "lab-in-the-field" experiments with observational data on 1,541 Ugandan farmers from 50 communities, we demonstrate the positive effect of internal centralized sanctioning authorities on cooperative behavior. We also show that the size of this effect depends on the political process by which authority is granted: subjects electing leaders contribute more to public goods than subjects who were assigned leaders through a lottery. To test the ecological validity of our findings, we relate farmers' behavior in the experiment to their level of cooperation in their community organization. We show that deference to authority in the controlled setting predicts cooperative behavior in the farmers' natural environment, in which they face a similar social dilemma.
社区通常依靠制裁来促使人们为公共物品做出贡献。过去的研究聚焦于外部机构或同伴制裁如何诱导合作。在本文中,我们转而关注社区内部的中央权威所发挥的作用。我们将“实地实验室”实验与来自50个社区的1541名乌干达农民的观测数据相结合,证明了内部中央制裁权威对合作行为的积极影响。我们还表明,这种影响的大小取决于授予权威的政治过程:通过选举产生领导人的受试者比通过抽签分配领导人的受试者为公共物品贡献得更多。为了检验我们研究结果的生态效度,我们将农民在实验中的行为与其在社区组织中的合作水平联系起来。我们表明,在受控环境中对权威的顺从预示着农民在自然环境中的合作行为,在自然环境中他们面临类似的社会困境。