Glenton Claire, Colvin Christopher J, Carlsen Benedicte, Swartz Alison, Lewin Simon, Noyes Jane, Rashidian Arash
Global Health Unit, Norwegian Knowledge Centre for the Health Services, PO Box 7004 St Olavs plass, Oslo, Norway, N-0130.
Cochrane Database Syst Rev. 2013 Oct 8;2013(10):CD010414. doi: 10.1002/14651858.CD010414.pub2.
BACKGROUND: Lay health workers (LHWs) perform functions related to healthcare delivery, receive some level of training, but have no formal professional or paraprofessional certificate or tertiary education degree. They provide care for a range of issues, including maternal and child health. For LHW programmes to be effective, we need a better understanding of the factors that influence their success and sustainability. This review addresses these issues through a synthesis of qualitative evidence and was carried out alongside the Cochrane review of the effectiveness of LHWs for maternal and child health. OBJECTIVES: The overall aim of the review is to explore factors affecting the implementation of LHW programmes for maternal and child health. SEARCH METHODS: We searched MEDLINE, OvidSP (searched 21 December 2011); MEDLINE Ovid In-Process & Other Non-Indexed Citations, OvidSP (searched 21 December 2011); CINAHL, EBSCO (searched 21 December 2011); British Nursing Index and Archive, OvidSP (searched 13 May 2011). We searched reference lists of included studies, contacted experts in the field, and included studies that were carried out alongside the trials from the LHW effectiveness review. SELECTION CRITERIA: Studies that used qualitative methods for data collection and analysis and that focused on the experiences and attitudes of stakeholders regarding LHW programmes for maternal or child health in a primary or community healthcare setting. DATA COLLECTION AND ANALYSIS: We identified barriers and facilitators to LHW programme implementation using the framework thematic synthesis approach. Two review authors independently assessed study quality using a standard tool. We assessed the certainty of the review findings using the CerQual approach, an approach that we developed alongside this and related qualitative syntheses. We integrated our findings with the outcome measures included in the review of LHW programme effectiveness in a logic model. Finally, we identified hypotheses for subgroup analyses in future updates of the review of effectiveness. MAIN RESULTS: We included 53 studies primarily describing the experiences of LHWs, programme recipients, and other health workers. LHWs in high income countries mainly offered promotion, counselling and support. In low and middle income countries, LHWs offered similar services but sometimes also distributed supplements, contraceptives and other products, and diagnosed and treated children with common childhood diseases. Some LHWs were trained to manage uncomplicated labour and to refer women with pregnancy or labour complications.Many of the findings were based on studies from multiple settings, but with some methodological limitations. These findings were assessed as being of moderate certainty. Some findings were based on one or two studies and had some methodological limitations. These were assessed have low certainty.Barriers and facilitators were mainly tied to programme acceptability, appropriateness and credibility; and health system constraints. Programme recipients were generally positive to the programmes, appreciating the LHWs' skills and the similarities they saw between themselves and the LHWs. However, some recipients were concerned about confidentiality when receiving home visits. Others saw LHW services as not relevant or not sufficient, particularly when LHWs only offered promotional services. LHWs and recipients emphasised the importance of trust, respect, kindness and empathy. However, LHWs sometimes found it difficult to manage emotional relationships and boundaries with recipients. Some LHWs feared blame if care was not successful. Others felt demotivated when their services were not appreciated. Support from health systems and community leaders could give LHWs credibility, at least if the health systems and community leaders had authority and respect. Active support from family members was also important.Health professionals often appreciated the LHWs' contributions in reducing their workload and for their communication skills and commitment. However, some health professionals thought that LHWs added to their workload and feared a loss of authority.LHWs were motivated by factors including altruism, social recognition, knowledge gain and career development. Some unsalaried LHWs wanted regular payment, while others were concerned that payment might threaten their social status or lead recipients to question their motives. Some salaried LHWs were dissatisfied with their pay levels. Others were frustrated when payment differed across regions or institutions. Some LHWs stated that they had few opportunities to voice complaints. LHWs described insufficient, poor quality, irrelevant and inflexible training programmes, calling for more training in counselling and communication and in topics outside their current role, including common health problems and domestic problems. LHWs and supervisors complained about supervisors' lack of skills, time and transportation. Some LHWs appreciated the opportunity to share experiences with fellow LHWs.In some studies, LHWs were traditional birth attendants who had received additional training. Some health professionals were concerned that these LHWs were over-confident about their ability to manage danger signs. LHWs and recipients pointed to other problems, including women's reluctance to be referred after bad experiences with health professionals, fear of caesarean sections, lack of transport, and cost. Some LHWs were reluctant to refer women on because of poor co-operation with health professionals.We organised these findings and the outcome measures included in the review of LHW programme effectiveness in a logic model. Here we proposed six chains of events where specific programme components lead to specific intermediate or long-term outcomes, and where specific moderators positively or negatively affect this process. We suggest how future updates of the LHW effectiveness review could explore whether the presence of these components influences programme success. AUTHORS' CONCLUSIONS: Rather than being seen as a lesser trained health worker, LHWs may represent a different and sometimes preferred type of health worker. The close relationship between LHWs and recipients is a programme strength. However, programme planners must consider how to achieve the benefits of closeness while minimizing the potential drawbacks. Other important facilitators may include the development of services that recipients perceive as relevant; regular and visible support from the health system and the community; and appropriate training, supervision and incentives.
背景:非专业卫生工作者(LHWs)履行与医疗服务提供相关的职能,接受一定程度的培训,但没有正式的专业或准专业证书或高等教育学位。他们提供一系列问题的护理服务,包括孕产妇和儿童健康。为了使LHW项目有效实施,我们需要更好地了解影响其成功和可持续性的因素。本综述通过综合定性证据来解决这些问题,并且是与Cochrane关于LHWs对孕产妇和儿童健康有效性的综述同时进行的。 目的:本综述的总体目标是探索影响孕产妇和儿童健康LHW项目实施的因素。 检索方法:我们检索了MEDLINE、OvidSP(检索时间为2011年12月21日);MEDLINE Ovid在研及其他未索引文献、OvidSP(检索时间为2011年12月21日);CINAHL、EBSCO(检索时间为2011年12月21日);英国护理索引及档案、OvidSP(检索时间为2011年5月13日)。我们检索了纳入研究的参考文献列表,联系了该领域的专家,并纳入了与LHW有效性综述中的试验同时开展的研究。 选择标准:采用定性方法进行数据收集和分析,且聚焦于初级或社区医疗环境中利益相关者对孕产妇或儿童健康LHW项目的经验和态度的研究。 数据收集与分析:我们采用框架主题综合法确定LHW项目实施的障碍和促进因素。两位综述作者使用标准工具独立评估研究质量。我们使用CerQual方法评估综述结果的确定性,该方法是我们在此及相关定性综合研究中开发的。我们将研究结果与LHW项目有效性综述中包含的结果指标整合到一个逻辑模型中。最后,我们确定了在未来有效性综述更新中进行亚组分析的假设。 主要结果:我们纳入了53项主要描述LHWs、项目接受者和其他卫生工作者经验的研究。高收入国家的LHWs主要提供宣传、咨询和支持。在低收入和中等收入国家,LHWs提供类似的服务,但有时也分发补充剂、避孕药具和其他产品,并诊断和治疗儿童常见疾病。一些LHWs接受培训以处理正常分娩,并转诊有妊娠或分娩并发症的妇女。许多研究结果基于多个地区的研究,但存在一些方法学上的局限性。这些结果被评估为中等确定性。一些结果基于一两项研究,存在一些方法学上的局限性。这些被评估为低确定性。障碍和促进因素主要与项目的可接受性、适宜性和可信度以及卫生系统的限制有关。项目接受者总体上对项目持积极态度,赞赏LHWs的技能以及他们与LHWs之间的相似之处。然而,一些接受者在接受家访时担心隐私问题。其他人认为LHW服务不相关或不足,特别是当LHWs只提供宣传服务时。LHWs和接受者强调信任、尊重、友善和同理心的重要性。然而,LHWs有时发现难以处理与接受者的情感关系和界限。一些LHWs担心如果护理不成功会受到指责。当他们的服务不被认可时,其他人会感到气馁。卫生系统和社区领袖的支持可以赋予LHWs可信度,至少如果卫生系统和社区领袖有权威和受到尊重的话。家庭成员的积极支持也很重要。卫生专业人员通常赞赏LHWs在减轻他们工作量、沟通技巧和奉献精神方面的贡献。然而,一些卫生专业人员认为LHWs增加了他们的工作量,并担心失去权威。LHWs的动机包括利他主义、社会认可、知识获取和职业发展。一些无薪的LHWs希望得到定期报酬,而其他人担心报酬可能会威胁到他们的社会地位或导致接受者质疑他们的动机。一些有薪的LHWs对他们的薪酬水平不满意。当不同地区或机构的薪酬不同时,其他人会感到沮丧。一些LHWs表示他们很少有机会表达不满。LHWs描述培训项目不足、质量差、不相关且不灵活,呼吁在咨询和沟通以及他们当前职责之外的主题方面进行更多培训,包括常见健康问题和家庭问题。LHWs和监督员抱怨监督员缺乏技能、时间和交通资源。一些LHWs赞赏有机会与其他LHWs分享经验。在一些研究中,LHWs是接受过额外培训的传统助产士。一些卫生专业人员担心这些LHWs对管理危险信号的能力过于自信。LHWs和接受者指出了其他问题,包括妇女在与卫生专业人员有不愉快经历后不愿被转诊、害怕剖腹产、缺乏交通资源和费用问题。一些LHWs由于与卫生专业人员合作不佳而不愿转诊妇女。我们将这些研究结果和LHW项目有效性综述中包含的结果指标组织到一个逻辑模型中。在此,我们提出了六个事件链,其中特定的项目组成部分会导致特定的中期或长期结果,并且特定的调节因素会对这一过程产生积极或消极影响。我们建议LHW有效性综述的未来更新可以探索这些组成部分的存在是否会影响项目的成功。 作者结论:LHWs不应被视为培训程度较低的卫生工作者,而可能代表一种不同的、有时更受欢迎的卫生工作者类型。LHWs与接受者之间的密切关系是项目的优势。然而,项目规划者必须考虑如何在实现亲密关系带来的好处的同时,尽量减少潜在的缺点。其他重要的促进因素可能包括开发接受者认为相关的服务;卫生系统和社区的定期和明显支持;以及适当的培训、监督和激励措施。
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