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在二分类结局的多中心试验中如何考虑中心效应——何时、为何以及如何?

Accounting for centre-effects in multicentre trials with a binary outcome - when, why, and how?

机构信息

Pragmatic Clinical Trials Unit, Queen Mary University of London, 58 Turner Street, London E1 2AB, UK.

出版信息

BMC Med Res Methodol. 2014 Feb 10;14:20. doi: 10.1186/1471-2288-14-20.

DOI:10.1186/1471-2288-14-20
PMID:24512175
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC3923100/
Abstract

BACKGROUND

It is often desirable to account for centre-effects in the analysis of multicentre randomised trials, however it is unclear which analysis methods are best in trials with a binary outcome.

METHODS

We compared the performance of four methods of analysis (fixed-effects models, random-effects models, generalised estimating equations (GEE), and Mantel-Haenszel) using a re-analysis of a previously reported randomised trial (MIST2) and a large simulation study.

RESULTS

The re-analysis of MIST2 found that fixed-effects and Mantel-Haenszel led to many patients being dropped from the analysis due to over-stratification (up to 69% dropped for Mantel-Haenszel, and up to 33% dropped for fixed-effects). Conversely, random-effects and GEE included all patients in the analysis, however GEE did not reach convergence. Estimated treatment effects and p-values were highly variable across different analysis methods.The simulation study found that most methods of analysis performed well with a small number of centres. With a large number of centres, fixed-effects led to biased estimates and inflated type I error rates in many situations, and Mantel-Haenszel lost power compared to other analysis methods in some situations. Conversely, both random-effects and GEE gave nominal type I error rates and good power across all scenarios, and were usually as good as or better than either fixed-effects or Mantel-Haenszel. However, this was only true for GEEs with non-robust standard errors (SEs); using a robust 'sandwich' estimator led to inflated type I error rates across most scenarios.

CONCLUSIONS

With a small number of centres, we recommend the use of fixed-effects, random-effects, or GEE with non-robust SEs. Random-effects and GEE with non-robust SEs should be used with a moderate or large number of centres.

摘要

背景

在分析多中心随机试验时,通常需要考虑中心效应,然而对于二分类结局的试验,哪种分析方法最好尚不清楚。

方法

我们通过重新分析一项已发表的随机试验(MIST2)和一项大型模拟研究,比较了四种分析方法(固定效应模型、随机效应模型、广义估计方程(GEE)和 Mantel-Haenszel)的性能。

结果

对 MIST2 的重新分析发现,固定效应和 Mantel-Haenszel 由于过度分层而导致许多患者被排除在分析之外(Mantel-Haenszel 最多排除 69%的患者,固定效应最多排除 33%的患者)。相反,随机效应和 GEE 将所有患者纳入分析,但 GEE 未收敛。不同分析方法的治疗效果估计值和 p 值差异很大。模拟研究发现,大多数分析方法在中心数量较少的情况下表现良好。在中心数量较多的情况下,固定效应在许多情况下会导致有偏估计和膨胀的Ⅰ类错误率,并且在某些情况下 Mantel-Haenszel 比其他分析方法丧失了效能。相反,随机效应和 GEE 在所有情况下均给出了名义Ⅰ类错误率和良好的效能,并且通常与固定效应或 Mantel-Haenszel 一样好或更好。但这仅适用于非稳健标准误(SE)的 GEE;使用稳健的“夹层”估计器会导致大多数情况下的Ⅰ类错误率膨胀。

结论

在中心数量较少的情况下,我们建议使用固定效应、随机效应或非稳健 SE 的 GEE。对于中等或大量中心,应使用随机效应和非稳健 SE 的 GEE。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/96733084f06d/1471-2288-14-20-4.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/d4bc91ed458c/1471-2288-14-20-1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/1f5be7409a3c/1471-2288-14-20-2.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/0e9f793a34a2/1471-2288-14-20-3.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/96733084f06d/1471-2288-14-20-4.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/d4bc91ed458c/1471-2288-14-20-1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/1f5be7409a3c/1471-2288-14-20-2.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/0e9f793a34a2/1471-2288-14-20-3.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/61f5/3923100/96733084f06d/1471-2288-14-20-4.jpg

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