Dyer J, Stringer L C, Dougill A J, Leventon J, Nshimbi M, Chama F, Kafwifwi A, Muledi J I, Kaumbu J-M K, Falcao M, Muhorro S, Munyemba F, Kalaba G M, Syampungani S
Sustainability Research Institute, School of Earth and Environment, University of Leeds, Leeds LS2 9JT, UK.
Sustainability Research Institute, School of Earth and Environment, University of Leeds, Leeds LS2 9JT, UK.
J Environ Manage. 2014 May 1;137:137-45. doi: 10.1016/j.jenvman.2013.11.057. Epub 2014 Mar 13.
The emphasis on participatory environmental management within international development has started to overcome critiques of traditional exclusionary environmental policy, aligning with shifts towards decentralisation and community empowerment. However, questions are raised regarding the extent to which participation in project design and implementation is meaningful and really engages communities in the process. Calls have been made for further local-level (project and community-scale) research to identify practices that can increase the likelihood of meaningful community engagement within externally initiated projects. This paper presents data from three community-based natural resource management (CBNRM) project case studies from southern Africa, which promote Joint Forest Management (JFM), tree planting for carbon and conservation agriculture. Data collection was carried out through semi-structured interviews with key stakeholders, community-level meetings, focus groups and interviews. We find that an important first step for a meaningful community engagement process is to define 'community' in an open and participatory manner. Two-way communication at all stages of the community engagement process is shown to be critical, and charismatic leadership based on mutual respect and clarity of roles and responsibilities is vital to improve the likelihood of participants developing understanding of project aims and philosophy. This can lead to successful project outcomes through community ownership of the project goals and empowerment in project implementation. Specific engagement methods are found to be less important than the contextual and environmental factors associated with each project, but consideration should be given to identifying appropriate methods to ensure community representation. Our findings extend current thinking on the evaluation of participation by making explicit links between the community engagement process and project outcomes, and by identifying further criteria that can be considered in process and outcome-based evaluations. We highlight good practices for future CBNRM projects which can be used by project designers and initiators to further the likelihood of successful project outcomes.
国际发展中对参与式环境管理的重视已开始克服对传统排他性环境政策的批评,这与向权力下放和社区赋权的转变相一致。然而,对于项目设计和实施中的参与在多大程度上有意义以及是否真正让社区参与到这一过程中,人们提出了疑问。有人呼吁开展更多地方层面(项目和社区规模)的研究,以确定能够增加外部发起项目中社区有意义参与可能性的做法。本文展示了来自南部非洲三个基于社区的自然资源管理(CBNRM)项目案例研究的数据,这些项目促进联合森林管理(JFM)、碳固存植树和保护性农业。数据收集通过与关键利益相关者的半结构化访谈、社区层面会议、焦点小组讨论和访谈来进行。我们发现,对于一个有意义的社区参与过程而言,重要的第一步是以开放和参与的方式界定“社区”。社区参与过程各阶段的双向沟通被证明至关重要,基于相互尊重以及角色和责任明确性的魅力型领导对于提高参与者理解项目目标和理念的可能性至关重要。这可以通过社区对项目目标的认同以及在项目实施中的赋权来实现成功的项目成果。我们发现,具体的参与方法不如与每个项目相关的背景和环境因素重要,但应考虑确定适当方法以确保社区代表性。我们的研究结果通过明确社区参与过程与项目成果之间的联系,并确定基于过程和结果评估中可考虑的进一步标准,扩展了当前对参与评估的认识。我们强调了未来CBNRM项目的良好做法供项目设计者和发起者使用,以提高项目成功的可能性。