Thaker S J, Figer B H, Gogtay N J, Thatte U M
Department of Clinical Pharmacology, Seth GS Medical College, King Edward Memorial (KEM) Hospital, Mumbai, Maharashtra, India.
J Postgrad Med. 2015 Oct-Dec;61(4):257-63. doi: 10.4103/0022-3859.166515.
Ensuring research participants' autonomy is one of the core ethical obligations of researchers. This fundamental principle confers on every participant the right to refuse to take part in clinical research, and the measure of the number of consent refusals could be an important metric to evaluate the quality of the informed consent process. This audit examined consent refusals among Indian participants in clinical studies done at our center.
The number of consent refusals and their reasons in 10 studies done at our center over a 5-year period were assessed. The studies were classified by the authors according to the type of participant (healthy vs patients), type of sponsor (investigator-initiated vs pharmaceutical industry), type of study (observational vs interventional), level of risk [based on the Indian Council of Medical Research (ICMR) "Ethical Guidelines for Biomedical Research on Human Participants"], available knowledge of the intervention being studied, and each patient's disease condition.
The overall consent refusal rate was 21%. This rate was higher among patient participants [23.8% vs. healthy people (14.9%); P = 0.002], in interventional studies [33.6% vs observational studies (7.5%); P < 0.0001], in pharmaceutical industry-sponsored studies [34.7% vs investigator-initiated studies (7.2%); P < 0.0001], and in studies with greater risk (P < 0.0001). The most common reasons for consent refusals were multiple blood collections (28%), inability to comply with the study protocol (20%), and the risks involved (20%).
Our audit suggests the adequacy and reasonable quality of the informed consent process using consent refusals as a metric.
确保研究参与者的自主性是研究人员的核心伦理义务之一。这一基本原则赋予每位参与者拒绝参与临床研究的权利,而同意拒绝的数量衡量指标可能是评估知情同意过程质量的一项重要指标。本次审计调查了在我们中心进行的临床研究中印度参与者的同意拒绝情况。
评估了我们中心在5年期间开展的10项研究中的同意拒绝数量及其原因。作者根据参与者类型(健康者与患者)、资助者类型(研究者发起与制药行业)、研究类型(观察性与干预性)、风险水平[基于印度医学研究理事会(ICMR)“人体生物医学研究伦理指南”]、所研究干预措施的现有知识以及每位患者的疾病状况对这些研究进行了分类。
总体同意拒绝率为21%。在患者参与者中这一比例更高[23.8%对比健康人群(14.9%);P = 0.002],在干预性研究中[33.6%对比观察性研究(7.5%);P < 0.0001],在制药行业资助的研究中[34.7%对比研究者发起的研究(7.2%);P < 0.0001],以及在风险更高的研究中(P < 0.0001)。同意拒绝的最常见原因是多次采血(28%)、无法遵守研究方案(20%)以及所涉及的风险(20%)。
我们的审计表明,以同意拒绝作为衡量指标,知情同意过程是充分且质量合理的。