Chaudhary Ujwal, Xia Bin, Silvoni Stefano, Cohen Leonardo G, Birbaumer Niels
Institute of Medical Psychology and Behavioral Neurobiology, University of Tübingen, Tübingen, Germany.
Shanghai Maritime University, Shanghai, China.
PLoS Biol. 2017 Jan 31;15(1):e1002593. doi: 10.1371/journal.pbio.1002593. eCollection 2017 Jan.
Despite partial success, communication has remained impossible for persons suffering from complete motor paralysis but intact cognitive and emotional processing, a state called complete locked-in state (CLIS). Based on a motor learning theoretical context and on the failure of neuroelectric brain-computer interface (BCI) communication attempts in CLIS, we here report BCI communication using functional near-infrared spectroscopy (fNIRS) and an implicit attentional processing procedure. Four patients suffering from advanced amyotrophic lateral sclerosis (ALS)-two of them in permanent CLIS and two entering the CLIS without reliable means of communication-learned to answer personal questions with known answers and open questions all requiring a "yes" or "no" thought using frontocentral oxygenation changes measured with fNIRS. Three patients completed more than 46 sessions spread over several weeks, and one patient (patient W) completed 20 sessions. Online fNIRS classification of personal questions with known answers and open questions using linear support vector machine (SVM) resulted in an above-chance-level correct response rate over 70%. Electroencephalographic oscillations and electrooculographic signals did not exceed the chance-level threshold for correct communication despite occasional differences between the physiological signals representing a "yes" or "no" response. However, electroencephalogram (EEG) changes in the theta-frequency band correlated with inferior communication performance, probably because of decreased vigilance and attention. If replicated with ALS patients in CLIS, these positive results could indicate the first step towards abolition of complete locked-in states, at least for ALS.
尽管取得了部分成功,但对于患有完全运动性麻痹但认知和情感处理功能完好的人(即完全闭锁综合征,CLIS)来说,交流仍然是不可能的。基于运动学习的理论背景以及在CLIS中神经电脑机接口(BCI)通信尝试的失败,我们在此报告使用功能近红外光谱(fNIRS)和一种隐式注意力处理程序的BCI通信。四名晚期肌萎缩侧索硬化症(ALS)患者——其中两名处于永久性CLIS状态,另外两名在没有可靠交流方式的情况下进入CLIS状态——学会了使用fNIRS测量的额中央氧合变化来回答已知答案的个人问题和所有需要“是”或“否”思考的开放性问题。三名患者在数周内完成了超过46次会话,一名患者(患者W)完成了20次会话。使用线性支持向量机(SVM)对已知答案的个人问题和开放性问题进行在线fNIRS分类,得到的正确反应率超过70%,高于随机水平。尽管代表“是”或“否”反应的生理信号偶尔存在差异,但脑电图振荡和眼电图信号的正确通信率未超过随机水平阈值。然而,θ频段的脑电图(EEG)变化与较差的通信性能相关,这可能是由于警觉性和注意力下降所致。如果在CLIS中的ALS患者身上得到重复验证,这些积极结果可能表明朝着消除完全闭锁状态迈出了第一步,至少对于ALS患者是这样。