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患者数据与患者权利:瑞士医疗保健利益相关者对大型患者数据集的伦理意识——一项定性研究。

Patient data and patient rights: Swiss healthcare stakeholders' ethical awareness regarding large patient data sets - a qualitative study.

作者信息

Mouton Dorey Corine, Baumann Holger, Biller-Andorno Nikola

机构信息

Institute of Biomedical Ethics and Medical History (IBME), University of Zurich, Winterthurerstrasse 30, CH-8006, Zurich, Switzerland.

Philosophy Seminar, University of Zurich, Zollikerstrasse 117, Zürich, CH-8008, Switzerland.

出版信息

BMC Med Ethics. 2018 Mar 7;19(1):20. doi: 10.1186/s12910-018-0261-x.

Abstract

BACKGROUND

There is a growing interest in aggregating more biomedical and patient data into large health data sets for research and public benefits. However, collecting and processing patient data raises new ethical issues regarding patient's rights, social justice and trust in public institutions. The aim of this empirical study is to gain an in-depth understanding of the awareness of possible ethical risks and corresponding obligations among those who are involved in projects using patient data, i.e. healthcare professionals, regulators and policy makers.

METHODS

We used a qualitative design to examine Swiss healthcare stakeholders' experiences and perceptions of ethical challenges with regard to patient data in real-life settings where clinical registries are sponsored, created and/or used. A semi-structured interview was carried out with 22 participants (11 physicians, 7 policy-makers, 4 ethical committee members) between July 2014 and January 2015. The interviews were audio-recorded, transcribed, coded and analysed using a thematic method derived from Grounded Theory.

RESULTS

All interviewees were concerned as a matter of priority with the needs of legal and operating norms for the collection and use of data, whereas less interest was shown in issues regarding patient agency, the need for reciprocity, and shared governance in the management and use of clinical registries' patient data. This observed asymmetry highlights a possible tension between public and research interests on the one hand, and the recognition of patients' rights and citizens' involvement on the other.

CONCLUSIONS

The advocation of further health-related data sharing on the grounds of research and public interest, without due regard for the perspective of patients and donors, could run the risk of fostering distrust towards healthcare data collections. Ultimately, this could diminish the expected social benefits. However, rather than setting patient rights against public interest, new ethical approaches could strengthen both concurrently. On a normative level, this study thus provides material from which to develop further ethical reflection towards a more cooperative approach involving patients and citizens in the governance of their health-related big data.

摘要

背景

将更多生物医学和患者数据整合到大型健康数据集以用于研究和公共利益的兴趣日益浓厚。然而,收集和处理患者数据引发了有关患者权利、社会正义以及对公共机构信任的新伦理问题。这项实证研究的目的是深入了解参与使用患者数据项目的人员,即医疗保健专业人员、监管者和政策制定者,对可能的伦理风险及相应义务的认识。

方法

我们采用定性设计,在临床登记处得到赞助、创建和/或使用的现实环境中,考察瑞士医疗保健利益相关者对患者数据伦理挑战的经验和看法。2014年7月至2015年1月期间,对22名参与者(11名医生、7名政策制定者、4名伦理委员会成员)进行了半结构化访谈。访谈进行了录音、转录、编码,并使用扎根理论衍生的主题方法进行分析。

结果

所有受访者都优先关注数据收集和使用的法律及操作规范需求,而对患者自主性问题、互惠需求以及临床登记处患者数据管理和使用中的共同治理问题兴趣较低。这种观察到的不对称凸显了一方面公共利益与研究利益之间,另一方面患者权利的认可与公民参与之间可能存在的紧张关系。

结论

以研究和公共利益为由倡导进一步的健康相关数据共享,而不适当考虑患者和捐赠者的观点,可能会有引发对医疗数据收集不信任的风险。最终,这可能会减少预期的社会效益。然而,新的伦理方法不应将患者权利与公共利益对立起来;相反,应同时加强两者。在规范层面,本研究因此提供了素材,可据此进一步开展伦理思考,以形成一种让患者和公民更多地参与其健康相关大数据治理的更具合作性的方法。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/bbc6/5842517/1d3985273a99/12910_2018_261_Fig1_HTML.jpg

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