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涉及人类的研究中的利益冲突。

Conflicts of interest in research involving human beings.

作者信息

Greco Dirceu, Diniz Nilza Maria

机构信息

School of Medicine, Federal University of Minas Gerais, Belo Horizonte, Brazil.

出版信息

J Int Bioethique. 2008 Mar-Jun;19(1-2):143-54, 202-3. doi: 10.3917/jib.191.0143.

Abstract

Conflicts of interest are inherent to the majority of relationships among individuals and of these with companies and institutions and, certainly, research involving human beings is no exception. In relation to clinical research, the main focus of this manuscript, conflicts of interest occur at different levels and usually permeate among them: In the pharmaceutical industry in their decisions to invest to develop new products, especially vaccines and drugs, and also in relation to marketing of these products; Among the investigators the conflicts may be related to the financial gains to participate in pharma sponsored trials, or to the expected academic career boost attained with the publication of the results of the trials and also to personal interests such as the financial support for trips to international conferences. Often the participation of host country investigators is restricted to performing phase III or IV protocols developed abroad, many times with low scientific relevance, and even lower relevance to public health; Universities or research institutes themselves also have conflicts of interest, as the sponsored projects may help increase their budgets, both directly (taxes) and indirectly (e.g., improvement of physical infrastructure of laboratories or out patient clinics); For the trial volunteers in developing countries, and Brazil is no exception despite free and universal access to its health system, participation in clinical trials is many times seen as, and can really be, an unique opportunity of receiving better health care, better treatment by the health professionals, easier access to costly lab exams and also to receiving certain medications which would otherwise be difficult to have access to. In order to handle these conflicts of interest, Brazil has a well-established and respected legal support and ethical normatization. The latter is represented by Resolution 196/96 of the Brazilian National Research Ethics Committee (CONEP). This national system was established in 1996 providing guidance to all research involving human beings and currently there are approximately 500 local research ethical committees certified by CONEP in all States of Brazil. However, there is intense international pressure mainly from the pharmaceutical industry especially to the ethical requirements emanated from the Declaration of Helsinki (DH), aiming to lower the level of ethical requirements in research to be carried out with volunteers from developing countries. Fallacious reasoning includes that the equity stated at the DH, especially the access to the best proven medical care and to the developed products to all volunteers independently of where the trial is being held, would inflate the costs of research and drive the sponsors away from the developing countries. In this line of thought, if the volunteers have not the same rights that would constitute an unacceptable double standard, or in other words, the best for the volunteers from developed countries and whatever is possible for those in developing countries. This manuscript will focus on the various levels where conflict of interest issues are more prone to happen, such as in the actions of pharmaceutical industries, their relation to health professionals, the participation of universities and research institutes, the ethical research committees and their members, including the possible pressures exerted on them by researchers, sponsors and even their institutions. Emphasis will be given to the interrelation between conflicts of interest and vulnerability, and also the causes and possible solutions to lower the risks of exploitation of volunteers in research. It will also emphasize the need to guarantee access to products that are proven efficacious to all individuals who may need them. Possible ways of empowering these volunteers will be evaluated, so that they become aware of their rights and demand for them. It will discuss the need of separating economic interests from the real needs of public health and of demystifying economic arguments used in order to justify the lowering of ethical requirements. And finally it will address the search for or the establishment of real and effective involvement of all stakeholders in an international organism really representing everyone (e.g., WHO) in order to evaluate, debate, and decrease the risks of several conflicts of interest, aiming at the establishment of research projects that can truly contribute to lower the obscene disparities of health between developed and developing countries.

摘要

利益冲突在个人之间以及个人与公司和机构之间的大多数关系中是固有的,当然,涉及人类的研究也不例外。就本手稿的主要关注点临床研究而言,利益冲突在不同层面出现,且通常相互渗透:在制药行业,其在投资开发新产品(尤其是疫苗和药物)的决策中存在利益冲突,在这些产品的营销方面也存在利益冲突;在研究人员中,冲突可能与参与制药公司赞助试验的经济收益有关,或者与试验结果发表后预期的学术职业晋升有关,还与个人利益有关,比如参加国际会议的经济资助。通常,东道国研究人员的参与仅限于执行在国外制定的III期或IV期试验方案,很多时候这些方案科学相关性较低,与公共卫生的相关性甚至更低;大学或研究机构本身也存在利益冲突,因为赞助项目可能有助于增加其预算,包括直接(税收)和间接(例如,改善实验室或门诊诊所的物理基础设施);对于发展中国家的试验志愿者来说,巴西尽管其卫生系统提供免费和普遍的医疗服务,但参与临床试验很多时候被视为,并且实际上也确实是,获得更好医疗保健、得到卫生专业人员更好治疗、更容易获得昂贵实验室检查以及获得某些难以获取的药物的独特机会。为了处理这些利益冲突,巴西有完善且受尊重的法律支持和伦理规范。后者由巴西国家研究伦理委员会(CONEP)的第196/96号决议代表。这个国家体系于1996年建立,为所有涉及人类的研究提供指导,目前巴西所有州大约有500个由CONEP认证的地方研究伦理委员会。然而,主要来自制药行业的强大国际压力,尤其针对源自《赫尔辛基宣言》(DH)的伦理要求,旨在降低对发展中国家志愿者进行研究的伦理要求水平。错误的推理包括,DH中规定的公平性,特别是所有志愿者无论试验在何处进行都能获得最佳已证实医疗护理和已开发产品,会增加研究成本并使赞助商远离发展中国家。按照这种思路,如果志愿者没有相同的权利,那将构成不可接受的双重标准,或者换句话说,给予发达国家志愿者最好的,而给予发展中国家志愿者尽可能的。本手稿将关注利益冲突问题更容易发生的各个层面,例如在制药行业的行为、其与卫生专业人员的关系、大学和研究机构的参与、伦理研究委员会及其成员,包括研究人员、赞助商甚至他们的机构可能对他们施加的压力。将重点关注利益冲突与脆弱性之间的相互关系,以及降低研究中剥削志愿者风险的原因和可能的解决方案。它还将强调确保所有可能需要的个人都能获得已证实有效的产品的必要性。将评估增强这些志愿者能力的可能方式,以便他们了解自己的权利并提出要求。它将讨论将经济利益与公共卫生的实际需求分开的必要性,以及揭开为降低伦理要求而使用的经济论据的神秘面纱。最后,它将探讨寻求或建立所有利益相关者真正有效地参与一个真正代表每个人(例如,世界卫生组织)的国际组织,以便评估、辩论并降低多种利益冲突的风险,旨在建立能够真正有助于缩小发达国家和发展中国家之间令人震惊的健康差距的研究项目。

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