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采用务实过程评估的小规模实施:在初级卫生保健中开发的一个模型

Small-scale implementation with pragmatic process evaluation: a model developed in primary health care.

作者信息

Malterud Kirsti, Aamland Aase, Iden Kristina Riis

机构信息

Research Unit for General Practice, Uni Research Health, Uni Research, Kalfarveien 31, N-5018, Bergen, Norway.

The Research Unit for General Practice and Section of General Practice, Department of Public Health, University of Copenhagen, Copenhagen, Denmark.

出版信息

BMC Fam Pract. 2018 Jun 21;19(1):93. doi: 10.1186/s12875-018-0778-6.

Abstract

BACKGROUND

Research often fails to impose substantial shifts in clinical practice. Evidence-based health care requires implementation of documented interventions, with implementation research as a science-informed strategy to identify core experiences from the process and share preconditions for achievement. Evidence developed in hospital contexts is often neither relevant nor feasible for primary care. Different evidence types may constitute a point of departure, stretching and testing the transferability of the intervention by piloting it in primary care. Comprehensive descriptions of aims, context and procedures can be a more useful outcome than traditional effect studies.

MAIN TEXT

We present a model for small-scale implementation of relevant research evidence, monitored by pragmatic evaluation. The model, which is applicable in primary care, is supported by Weiner's theory about organizational readiness for change and consists of four steps: 1) recognize the problem - identify a workable intervention, 2) assess the context - prepare for inception, 3) pilot the intervention on site, and 4) upscale and accomplish the intervention. The process is evaluated by exploring selected relevant aspects of experiences and outcomes from the first to the last step. Process evaluation is a logical precondition for outcome evaluation - attempting to assess either the efficacy or the effectiveness of a "black box" intervention makes no sense. We argue why evidence beyond effect studies and evaluation beyond randomized controlled trials may be adequate for science-informed evaluation of a small-scale implementation project such as is often conducted by primary health care practitioners. The model is illustrated by an ongoing project, in which a strategy for upgrading the management of depression in nursing homes in Norway is currently being implemented.

CONCLUSIONS

A flexible and manageable approach is suggested, in which the inevitable unpredictability of clinical practice is incorporated. Finding the appropriate middle ground between rigour and flexibility, some compromises must be made. Our model recognizes the skills of practical knowing as something other than traditional medical research, while maintaining academic values such as systematic and transparent reflection, using adequate tools. Considering the purpose and context of our model, we argue that these priorities, emphasizing relevance and feasibility, are strengths, not limitations.

摘要

背景

研究往往未能在临床实践中带来实质性转变。循证医疗需要实施已记录的干预措施,实施研究作为一种基于科学的策略,用于从过程中识别核心经验并分享实现的前提条件。在医院环境中产生的证据通常对初级保健既不相关也不可行。不同类型的证据可能构成一个出发点,通过在初级保健中进行试点来拓展和检验干预措施的可转移性。对目标、背景和程序的全面描述可能比传统的效果研究更有用。

正文

我们提出了一个由务实评估监测的小规模实施相关研究证据的模型。该模型适用于初级保健,以维纳关于组织变革准备度的理论为支撑,包括四个步骤:1)认识问题——确定可行的干预措施,2)评估背景——为启动做准备,3)在现场对干预措施进行试点,4)扩大规模并完成干预措施。通过探索从第一步到最后一步经验和结果的选定相关方面来评估该过程。过程评估是结果评估的逻辑前提——试图评估“黑箱”干预措施的疗效或效果是没有意义的。我们论证了为什么除效果研究之外的证据以及除随机对照试验之外的评估可能足以对初级卫生保健从业者经常开展的小规模实施项目进行基于科学的评估。一个正在进行的项目对该模型进行了说明,在该项目中,挪威目前正在实施一项提升养老院抑郁症管理的策略。

结论

建议采用一种灵活且可管理的方法,其中纳入临床实践不可避免的不可预测性。在严谨性和灵活性之间找到适当的平衡点,必须做出一些妥协。我们的模型将实践知识技能视为不同于传统医学研究的东西,同时通过使用适当工具保持系统和透明反思等学术价值。考虑到我们模型的目的和背景,我们认为这些强调相关性和可行性的优先事项是优势而非局限。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/2e2e/6014026/a484fa390a40/12875_2018_778_Fig1_HTML.jpg

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