Chair for Theoretical Chemistry and Catalysis Research Center , Technical University of Munich , Lichtenbergstrasse 4 , Garching 85747 , Germany.
J Chem Theory Comput. 2019 Mar 12;15(3):1705-1718. doi: 10.1021/acs.jctc.8b01211. Epub 2019 Feb 20.
We implemented the popular Hubbard density-functional theory + U (DFT+U) method in its spherically averaged form in the all-electron, full-potential DFT code FHI-aims. There, electronic states are expressed on a basis of highly localized numeric atomic orbitals (NAO), which straightforwardly lend themselves as projector functions for the DFT+U correction, yielding the necessary occupations of the correlated Hubbard subspace at no additional cost. We establish the efficacy of our implementation on the prototypical bulk NiO and obtain the well-known band gap opening effect of DFT+U. As a more stringent, real world test system, we then study polaron formation at the rutile TiO(110) surface, where our results are in line with both experimental data as well as hybrid functional calculations. At this TiO test system, yet in the bulk, we analyze some of the intricacies of using the DFT+U correction in a localized, numeric atomic orbital basis set. Specifically, we find that multiple localized radial basis functions of the same angular momentum can lead to highly erroneous predictions of ground-state properties. We also demonstrate a number of remedies to this problem. Finally, we highlight the critical influence of the exact choice of projector functions on DFT+U results using a number of projector functions of different spatial extent and composed of linear combinations of NAO basis functions. All of our efforts serve to highlight that, contrary to its deceptive ease of use, the DFT+U is far from the "black-box" approach it is sometimes made out to be.
我们在全电子、完全电位密度泛函理论代码 FHI-aims 中实现了流行的 Hubbard 密度泛函理论+U(DFT+U)方法的球平均形式。在那里,电子态用高度局域化的数值原子轨道(NAO)表示,这些轨道可以直接用作 DFT+U 修正的投影函数,从而在不增加额外成本的情况下获得相关 Hubbard 子空间的必要占据数。我们在原型体相 NiO 上验证了我们的实现方法,并获得了 DFT+U 打开带隙的效果。作为一个更严格、更真实的测试体系,我们研究了金红石 TiO(110)表面的极化子形成,我们的结果与实验数据和混合泛函计算相符。在这个 TiO 测试体系中,尽管是在体相,我们分析了在局域、数值原子轨道基组中使用 DFT+U 修正的一些复杂性。具体来说,我们发现相同角动量的多个局域径向基函数可能导致对基态性质的高度错误预测。我们还提出了一些解决此问题的方法。最后,我们强调了选择不同空间范围和由 NAO 基函数线性组合组成的投影函数对 DFT+U 结果的影响。我们的所有努力都表明,与它看似易用的表象相反,DFT+U 远非有时被认为的“黑盒”方法。