Am Nat. 2019 May;193(5):645-660. doi: 10.1086/702704. Epub 2019 Apr 5.
Ecological management and decision-making typically focus on uncertainty about the future, but surprisingly little is known about how to account for uncertainty of the present: that is, the realities of having only partial or imperfect measurements. Our primary paradigms for handling decisions under uncertainty-the precautionary principle and optimal control-have so far given contradictory results. This paradox is best illustrated in the example of fisheries management, where many ideas that guide thinking about ecological decision-making were first developed. We find that simplistic optimal control approaches have repeatedly concluded that a manager should increase catch quotas when faced with greater uncertainty about the fish biomass. Current best practices take a more precautionary approach, decreasing catch quotas by a fixed amount to account for uncertainty. Using comparisons to both simulated and historical catch data, we find that neither approach is sufficient to avoid stock collapses under moderate observational uncertainty. Using partially observed Markov decision process (POMDP) methods, we demonstrate how this paradox arises from flaws in the standard theory, which contributes to overexploitation of fisheries and increased probability of economic and ecological collapse. In contrast, we find that POMDP-based management avoids such overexploitation while also generating higher economic value. These results have significant implications for how we handle uncertainty in both fisheries and ecological management more generally.
生态管理和决策通常侧重于对未来的不确定性,但令人惊讶的是,人们对如何应对当前不确定性(即仅有部分或不完善的测量结果的现实情况)知之甚少。我们在处理不确定性下的决策的主要范例——预防性原则和最优控制——迄今为止给出了相互矛盾的结果。这种悖论在渔业管理的例子中得到了最好的说明,许多指导生态决策思维的想法最初就是在这里发展起来的。我们发现,过于简单的最优控制方法反复得出结论,即当面临对鱼类生物量更大的不确定性时,管理者应该增加捕捞配额。目前的最佳实践采取了更为谨慎的方法,通过固定数量减少捕捞配额以应对不确定性。通过与模拟和历史捕捞数据的比较,我们发现这两种方法都不足以避免在适度观测不确定性下的库存崩溃。通过使用部分观测马尔可夫决策过程(POMDP)方法,我们证明了这种悖论是如何源于标准理论的缺陷的,这导致了渔业的过度开发和经济及生态崩溃的概率增加。相比之下,我们发现基于 POMDP 的管理可以避免这种过度开发,同时也产生更高的经济价值。这些结果对于我们在渔业和更广泛的生态管理中处理不确定性的方式具有重要意义。