Department of Network and Data Science, Central European University, H-1051, Budapest, Hungary.
Chair of Computational Social Sciences and Humanities, RWTH Aachen, Aachen, Germany.
Sci Rep. 2019 Jul 25;9(1):10818. doi: 10.1038/s41598-019-47198-1.
Competing firms can increase profits by setting prices collectively, imposing significant costs on consumers. Such groups of firms are known as cartels and because this behavior is illegal, their operations are secretive and difficult to detect. Cartels feel a significant internal obstacle: members feel short-run incentives to cheat. Here we present a network-based framework to detect potential cartels in bidding markets based on the idea that the chance a group of firms can overcome this obstacle and sustain cooperation depends on the patterns of its interactions. We create a network of firms based on their co-bidding behavior, detect interacting groups, and measure their cohesion and exclusivity, two group-level features of their collective behavior. Applied to a market for school milk, our method detects a known cartel and calculates that it has high cohesion and exclusivity. In a comprehensive set of nearly 150,000 public contracts awarded by the Republic of Georgia from 2011 to 2016, detected groups with high cohesion and exclusivity are significantly more likely to display traditional markers of cartel behavior. We replicate this relationship between group topology and the emergence of cooperation in a simulation model. Our method presents a scalable, unsupervised method to find groups of firms in bidding markets ideally positioned to form lasting cartels.
竞争企业可以通过集体定价来提高利润,从而给消费者带来巨大成本。这些企业集团被称为卡特尔,由于这种行为是非法的,它们的运营是秘密的,难以察觉。卡特尔面临着一个重大的内部障碍:成员们在短期内有作弊的动机。在这里,我们提出了一个基于网络的框架,用于根据这样一种观点来检测投标市场中的潜在卡特尔,即一组企业克服这一障碍并维持合作的机会取决于其相互作用的模式。我们根据企业的共同投标行为创建了一个企业网络,检测到相互作用的群体,并衡量它们的内聚性和排他性,这是其集体行为的两个群体层面特征。将我们的方法应用于学校牛奶市场,我们检测到了一个已知的卡特尔,并计算出它具有很高的内聚性和排他性。在格鲁吉亚共和国 2011 年至 2016 年期间授予的近 15 万份公开合同的综合数据集,具有高内聚性和排他性的被检测到的群体更有可能表现出卡特尔行为的传统标志。我们在模拟模型中复制了这种群体拓扑结构与合作出现之间的关系。我们的方法提供了一种可扩展的、无监督的方法,可以在投标市场中找到最有可能形成持久卡特尔的企业群体。