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临床研究中知情同意概念与实践演变的促成因素:一项叙述性综述。

Contributory factors to the evolution of the concept and practice of informed consent in clinical research: A narrative review.

作者信息

O'Sullivan Lydia, Crowley Rachel, McAuliffe Éilish, Doran Peter

机构信息

School of Medicine, University College Dublin, Belfield, Dublin 4, Ireland.

Health Research Board-Trials Methodology Research Network, National University of Ireland, Galway, Ireland.

出版信息

Contemp Clin Trials Commun. 2020 Aug 13;19:100634. doi: 10.1016/j.conctc.2020.100634. eCollection 2020 Sep.

Abstract

Informed consent can be defined as a freely-given decision or agreement following disclosure of relevant information. This review explores how legislation surrounding informed consent has impacted upon clinical research practices, with a focus on clinical trials involving individuals with the capacity to give consent in the non-emergency setting. We also highlight the challenges which remain with the informed consent process, including those which exist in the era of data protection legislation and genetic research. Modern ethicists agree that informed consent encompasses three principal factors: disclosure of information, capacity for decision making, and voluntariness. In the context of clinical research, informed consent is now required by regulatory and ethical frameworks as well as by law, and various guidelines govern the practice of informed consent, including the Declaration of Helsinki and the Good Clinical Practice Guidelines. Historically, however, researchers acted paternalistically and included participants in research without their knowledge or consent. Following societal and political revolution, an autonomy model of consent became prevalent, and individuals became free to make individual choices about whether to participate. Despite this, it is also recognized that an individual's community has a role in supporting their decision making, and this may be a strong influence, particularly within some societies. Research scandals and controversies and whistle-blowers which exposed unethical practices in the area of informed consent also contributed to changes in societal attitudes and legislation changed as a result. Medical journals also have an established, although indirect, role in strengthening good practices surrounding informed consent.

摘要

知情同意可以被定义为在披露相关信息后做出的自愿决定或协议。本综述探讨了围绕知情同意的立法如何影响临床研究实践,重点关注涉及非紧急情况下有能力给予同意的个体的临床试验。我们还强调了知情同意过程中仍然存在的挑战,包括数据保护立法和基因研究时代存在的挑战。现代伦理学家一致认为,知情同意包括三个主要因素:信息披露、决策能力和自愿性。在临床研究背景下,监管和伦理框架以及法律现在都要求获得知情同意,并且各种指南规范了知情同意的实践,包括《赫尔辛基宣言》和《药物临床试验质量管理规范》。然而,从历史上看,研究人员采取家长式做法,在未经参与者知晓或同意的情况下将其纳入研究。随着社会和政治革命,同意的自主模式变得普遍,个人可以自由做出是否参与的个人选择。尽管如此,人们也认识到个人所在的社区在支持其决策方面发挥着作用,这可能会产生很大影响,特别是在一些社会中。暴露知情同意领域不道德行为的研究丑闻、争议和举报人也促成了社会态度的变化,立法也因此发生了改变。医学期刊在加强围绕知情同意的良好实践方面也发挥着既定的、尽管是间接的作用。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/c289/7528065/d193348420f9/gr1.jpg

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