Naher Nahitun, Balabanova Dina, Hutchinson Eleanor, Marten Robert, Hoque Roksana, Tune Samiun Nazrin Bente Kamal, Islam Bushra Zarin, Ahmed Syed Masud
Centre of Excellence for Health Systems and Universal Health Coverage (CoE-HS&UHC), BRAC James P. Grant School of Public Health, BRAC University, 5th Floor (Level-6), ICDDR,B Building, 68 Shahid Tajuddin Ahmed Sharani, Mohakhali, Dhaka 1212, Bangladesh.
Department of Global Health and Development, London School of Hygiene and Tropical Medicine (LSHTM), 15-17 Tavistock Place, London, WC1H 9SH, UK.
Health Policy Plan. 2020 Nov 1;35(Supplement_1):i76-i96. doi: 10.1093/heapol/czaa107.
Governance failures undermine efforts to achieve universal health coverage and improve health in low- and middle-income countries by decreasing efficiency and equity. Punitive measures to improve governance are largely ineffective. Social accountability strategies are perceived to enhance transparency and accountability through bottom-up approaches, but their effectiveness has not been explored comprehensively in the health systems of low- and middle-income countries in south and Southeast Asia where these strategies have been promoted. We conducted a narrative literature review to explore innovative social accountability approaches in Bangladesh, Bhutan, India, Indonesia, the Maldives, Myanmar and Nepal spanning the period 2007-August 2017, searching PubMed, Scopus and Google Scholar. To augment this, we also performed additional PubMed and Google Scholar searches (September 2017-December 2019) to identify recent papers, resulting in 38 documents (24 peer-reviewed articles and 14 grey sources), which we reviewed. Findings were analysed using framework analysis and categorized into three major themes: transparency/governance (eight), accountability (11) and community participation (five) papers. The majority of the reviewed approaches were implemented in Bangladesh, India and Nepal. The interventions differed on context (geographical to social), range (boarder reform to specific approaches), actors (public to private) and levels (community-specific to system level). The initiatives were associated with a variety of positive outcomes (e.g. improved monitoring, resource mobilization, service provision plus as a bridge between the engaged community and the health system), yet the evidence is inconclusive as to the extent that these influence health outcomes and access to health care. The review shows that there is no common blueprint which makes accountability mechanisms viable and effective; the effectiveness of these initiatives depended largely on context, capacity, information, spectrum of actor involvement, independence from power agendas and leadership. Major challenges that undermined effective implementation include lack of capacity, poor commitment and design and insufficient community participation.
治理失灵会降低效率和公平性,从而破坏中低收入国家实现全民健康覆盖和改善健康状况的努力。旨在改善治理的惩罚性措施大多无效。社会问责战略被认为可通过自下而上的方式提高透明度和问责制,但在南亚和东南亚中低收入国家推广这些战略的卫生系统中,其有效性尚未得到全面探讨。我们进行了一项叙述性文献综述,以探索2007年至2017年8月期间孟加拉国、不丹、印度、印度尼西亚、马尔代夫、缅甸和尼泊尔的创新性社会问责方法,检索了PubMed、Scopus和谷歌学术。为了补充这一点,我们还在2017年9月至2019年12月期间对PubMed和谷歌学术进行了额外检索,以识别近期论文,共得到38份文献(24篇同行评审文章和14份灰色文献),并对其进行了评审。使用框架分析法对研究结果进行分析,并将其分为三个主要主题:透明度/治理(8篇)、问责制(11篇)和社区参与(5篇)论文。大多数被审查的方法在孟加拉国、印度和尼泊尔实施。这些干预措施在背景(从地理到社会)、范围(边境改革到具体方法)、行为主体(从公共到私人)和层面(从社区特定到系统层面)上存在差异。这些举措带来了各种积极成果(如改善监测、资源筹集、服务提供以及作为参与社区与卫生系统之间的桥梁),然而,关于这些成果在多大程度上影响健康结果和获得医疗服务机会的证据尚无定论。该综述表明,不存在使问责机制可行且有效的通用蓝图;这些举措的有效性很大程度上取决于背景、能力、信息、行为主体参与范围、独立于权力议程以及领导力。破坏有效实施的主要挑战包括能力不足、承诺和设计不佳以及社区参与不足。