Office of Behavioral and Social Sciences Research, National Institutes of Health, Bethesda, MD, United States of America.
Lexical Intelligence, Rockville, MD, United States of America.
PLoS One. 2020 Nov 13;15(11):e0242271. doi: 10.1371/journal.pone.0242271. eCollection 2020.
Prior research has shown a serious lack of research transparency resulting from the failure to publish study results in a timely manner. The National Institutes of Health (NIH) has increased its use of publication rate and time to publication as metrics for grant productivity. In this study, we analyze the publications associated with all R01 and U01 grants funded from 2008 through 2014, providing sufficient time for these grants to publish their findings, and identify predictors of time to publication based on a number of variables, including if a grant was coded as a behavioral and social sciences research (BSSR) grant or not. Overall, 2.4% of the 27,016 R01 and U01 grants did not have a publication associated with the grant within 60 months of the project start date, and this rate of zero publications was higher for BSSR grants (4.6%) than for non-BSSR grants (1.9%). Mean time in months to first publication was 15.2 months, longer for BSSR grants (22.4 months) than non-BSSR grants (13.6 months). Survival curves showed a more rapid reduction of risk to publish from non-BSSR vs BSSR grants. Cox regression models showed that human research (vs. animal, neither, or both) and clinical trials research (vs. not) are the strongest predictors of time to publication and failure to publish, but even after accounting for these and other predictors, BSSR grants continued to show longer times to first publication and greater risk of no publications than non-BSSR grants. These findings indicate that even with liberal criteria for publication (any publication associated with a grant), a small percentage of R01 and U01 grantees fail to publish in a timely manner, and that a number of factors, including human research, clinical trial research, child research, not being an early stage investigator, and conducting behavioral and social sciences research increase the risk of time to first publication.
先前的研究表明,由于未能及时发表研究结果,导致医学学术文献研究的透明度严重不足。美国国立卫生研究院(NIH)增加了使用发表率和发表时间作为拨款生产力的指标。在这项研究中,我们分析了与 2008 年至 2014 年期间资助的所有 R01 和 U01 拨款相关的出版物,并为这些拨款提供了足够的时间发表研究结果,然后根据许多变量(包括拨款是否被编码为行为和社会科学研究(BSSR)拨款)确定发表时间的预测因素。总体而言,在项目开始日期后的 60 个月内,27016 项 R01 和 U01 拨款中,有 2.4%的拨款没有与之相关的出版物,而 BSSR 拨款(4.6%)的零出版物率高于非 BSSR 拨款(1.9%)。首次发表的平均时间为 15.2 个月,BSSR 拨款的时间(22.4 个月)长于非 BSSR 拨款(13.6 个月)。生存曲线显示,与 BSSR 拨款相比,非 BSSR 拨款发表的风险更快降低。Cox 回归模型表明,人类研究(与动物、非动物或两者均有)和临床试验研究(与非临床试验)是发表时间和未发表的最强预测因素,但即使考虑到这些和其他预测因素,BSSR 拨款仍比非 BSSR 拨款首次发表的时间更长,未发表的风险更高。这些发现表明,即使放宽发表标准(与拨款相关的任何出版物),一小部分 R01 和 U01 受赠者也未能及时发表,许多因素,包括人类研究、临床试验研究、儿童研究、不是早期研究人员以及进行行为和社会科学研究,都会增加首次发表的时间风险。